Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCANSOURCE, INC.SCSC · Entity 2428 | EVP, Gen Counsel &Corp Sec | December 10, 2016 | December 13, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCANSOURCE, INC.
Report date December 10, 2016 · Filed December 13, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,647 |
Ending reported balance
After 2016-12-13 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2016-12-10 · Tax withholding · Disposed 1,503 · Balance 14,647 F1: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Row 2 · 2016-12-12 · Exercise / conversion · Acquired 3,900 · Balance 18,547 Row 3 · 2016-12-12 · Sale · Disposed 3,900 · Balance 14,647 F2: The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2016-12-13 · Exercise / conversion · Acquired 100 · Balance 14,747 Row 5 · 2016-12-13 · Exercise / conversion · Acquired 4,000 · Balance 18,747 Row 6 · 2016-12-13 · Sale · Disposed 6,100 · Balance 12,647 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.13 · Expires 2017-06-20 | Direct | 100 |
Reported balance
After 2016-12-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-12-12 · Exercise / conversion · Disposed 3,900 · Balance 100 F3: The option vested in one-third increments on the anniversary of the grant date over three years. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.13 · Expires 2017-06-20 | Direct | 0 |
Reported balance
After 2016-12-13 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-13 · Exercise / conversion · Disposed 100 · Balance 0 F3: The option vested in one-third increments on the anniversary of the grant date over three years. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.69 · Expires 2017-12-07 | Direct | 0 |
Reported balance
After 2016-12-13 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-12-13 · Exercise / conversion · Disposed 4,000 · Balance 0 F3: The option vested in one-third increments on the anniversary of the grant date over three years. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction.
F2: The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The option vested in one-third increments on the anniversary of the grant date over three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $36.69 | $0.00 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · derivative · entry 9 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2017-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in one-third increments on the anniversary of the grant date over three years. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 100 | $0.00 Strike: $32.13 | $0.00 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · derivative · entry 8 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100 shares Expires 2017-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in one-third increments on the anniversary of the grant date over three years. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | SaleCommon Stock | 6,100 | $40.00 | $244,000.00 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · nonDerivative · entry 6 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,647 Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | Exercise / conversionCommon Stock | 4,000 | $36.69 | $146,760.00 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · nonDerivative · entry 5 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | Exercise / conversionCommon Stock | 100 | $32.13 | $3,213.00 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · nonDerivative · entry 4 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,900 | $0.00 Strike: $32.13 | $0.00 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · derivative · entry 7 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Underlying: Common Stock · 3,900 shares Expires 2017-06-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in one-third increments on the anniversary of the grant date over three years. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | SaleCommon Stock | 3,900 | $40.17 | $156,663.00 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · nonDerivative · entry 3 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,647 F2 · price: The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 12, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | Exercise / conversionCommon Stock | 3,900 | $32.13 | $125,307.00 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · nonDerivative · entry 2 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2016 Filed Dec 13, 2016 22:24 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | Tax withholdingCommon Stock | 1,503 | $40.40 | $60,721.20 |
DisclosureSEC source: 0001209191-16-154963 · doc4.xml · nonDerivative · entry 1 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,647 F1 · price: Reflects shares withheld in satisfaction of tax withholding obligations upon vesting of restricted stock. This is a non-market transaction. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 22:17 UTC | SCANSOURCE, INC. SCSC · Entity 2428 | GrantCommon Stock | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153425 · doc4.xml · nonDerivative · entry 1 Ellsworth John J. · CIK 0001444643 · EVP, Gen Counsel &Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,150 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.