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person · Reporting owner

Wang Fred

Disclosed activity across 1 company

Tapewire entity
180258
SEC CIK
0001290451

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2016-12-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trinity Ventures X, L.P.0 Reported balance After 2016-12-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2016-12-19 · Other · Disposed 4,383,749 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F2: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.

F3: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trinity X Entrepreneurs' Fund, L.P.0 Reported balance After 2016-12-19 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2016-12-19 · Other · Disposed 42,392 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F2: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.

F3: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trinity X Side-By-Side Fund, L.P.0 Reported balance After 2016-12-19 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2016-12-19 · Other · Disposed 24,824 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F2: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.

F3: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Daniel Scholnick0 Reported balance After 2016-12-19 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2016-12-19 · Other · Disposed 6,496 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F4: The shares were held by Daniel Scholnick.

Common StockSEC Table I · non-derivativeIndirectBy Fenton Family 1994 Trust0 Reported balance After 2016-12-19 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2016-12-19 · Other · Disposed 8,539 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F5: The shares were held by the Fenton Family 1994 Trust (the "Fenton Family Trust"). Mr. Fenton is a trustee of the Fenton Family Trust. Mr. Fenton disclaims beneficial ownership of the shares held by the Fenton Family Trust except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Lederer-Orr Family Trust0 Reported balance After 2016-12-19 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2016-12-19 · Other · Disposed 9,776 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F6: The shares were held by the Lederer-Orr Family Trust (the "Lederer-Orr Family Trust"). Mr. Orr is a trustee of the Lederer-Orr Family Trust. Mr. Orr disclaims beneficial ownership of the shares held by the Lederer-Orr Family Trust except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Tai Family Trust0 Reported balance After 2016-12-19 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2016-12-19 · Other · Disposed 12,603 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F7: The shares were held by the Tai Family Trust (the "Tai Family Trust"). Mr. Tai is a trustee of the Tai Family Trust. Mr. Tai disclaims beneficial ownership of the shares held by the Tai Family Trust except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Wang Family Trust0 Reported balance After 2016-12-19 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2016-12-19 · Other · Disposed 1,941 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F8: The shares were held by the Wang Family Trust (the "Wang Family Trust"). Mr. Wang is a trustee of the Wang Family Trust. Mr. Wang disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Mehandru Nguyen Revocable Trust Dated October 30, 20150 Reported balance After 2016-12-19 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2016-12-19 · Other · Disposed 1,936 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F9: The shares were held by the Mehandru Nguyen Revocable Trust Dated October 30, 2015 (the "Mehandru Nguyen Trust"). Mr. Mehandru is a trustee of the Mehandru Nguyen Trust. Mr. Mehandru disclaims beneficial ownership of the shares held by the Mehandru Nguyen Trust except to the extent of his proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy TVL Management Corporation0 Reported balance After 2016-12-19 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2016-12-19 · Other · Disposed 2,748 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F3: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

F10: The shares were held by Trinity TVL Management Corporation.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F2: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.

F3: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

F4: The shares were held by Daniel Scholnick.

F5: The shares were held by the Fenton Family 1994 Trust (the "Fenton Family Trust"). Mr. Fenton is a trustee of the Fenton Family Trust. Mr. Fenton disclaims beneficial ownership of the shares held by the Fenton Family Trust except to the extent of his proportionate pecuniary interest therein.

F6: The shares were held by the Lederer-Orr Family Trust (the "Lederer-Orr Family Trust"). Mr. Orr is a trustee of the Lederer-Orr Family Trust. Mr. Orr disclaims beneficial ownership of the shares held by the Lederer-Orr Family Trust except to the extent of his proportionate pecuniary interest therein.

F7: The shares were held by the Tai Family Trust (the "Tai Family Trust"). Mr. Tai is a trustee of the Tai Family Trust. Mr. Tai disclaims beneficial ownership of the shares held by the Tai Family Trust except to the extent of his proportionate pecuniary interest therein.

F8: The shares were held by the Wang Family Trust (the "Wang Family Trust"). Mr. Wang is a trustee of the Wang Family Trust. Mr. Wang disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of his proportionate pecuniary interest therein.

F9: The shares were held by the Mehandru Nguyen Revocable Trust Dated October 30, 2015 (the "Mehandru Nguyen Trust"). Mr. Mehandru is a trustee of the Mehandru Nguyen Trust. Mr. Mehandru disclaims beneficial ownership of the shares held by the Mehandru Nguyen Trust except to the extent of his proportionate pecuniary interest therein.

F10: The shares were held by Trinity TVL Management Corporation.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 2,748 $14.00 $38,472.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 10

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TVL Management Corporation

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F3 · ownership.nature: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

F10 · ownership.nature: The shares were held by Trinity TVL Management Corporation.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 1,936 $14.00 $27,104.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 9

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Mehandru Nguyen Revocable Trust Dated October 30, 2015

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F9 · ownership.nature: The shares were held by the Mehandru Nguyen Revocable Trust Dated October 30, 2015 (the "Mehandru Nguyen Trust"). Mr. Mehandru is a trustee of the Mehandru Nguyen Trust. Mr. Mehandru disclaims beneficial ownership of the shares held by the Mehandru Nguyen Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 1,941 $14.00 $27,174.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 8

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wang Family Trust

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F8 · ownership.nature: The shares were held by the Wang Family Trust (the "Wang Family Trust"). Mr. Wang is a trustee of the Wang Family Trust. Mr. Wang disclaims beneficial ownership of the shares held by the Wang Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 12,603 $14.00 $176,442.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 7

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tai Family Trust

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F7 · ownership.nature: The shares were held by the Tai Family Trust (the "Tai Family Trust"). Mr. Tai is a trustee of the Tai Family Trust. Mr. Tai disclaims beneficial ownership of the shares held by the Tai Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 9,776 $14.00 $136,864.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 6

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Lederer-Orr Family Trust

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F6 · ownership.nature: The shares were held by the Lederer-Orr Family Trust (the "Lederer-Orr Family Trust"). Mr. Orr is a trustee of the Lederer-Orr Family Trust. Mr. Orr disclaims beneficial ownership of the shares held by the Lederer-Orr Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 8,539 $14.00 $119,546.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 5

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fenton Family 1994 Trust

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F5 · ownership.nature: The shares were held by the Fenton Family 1994 Trust (the "Fenton Family Trust"). Mr. Fenton is a trustee of the Fenton Family Trust. Mr. Fenton disclaims beneficial ownership of the shares held by the Fenton Family Trust except to the extent of his proportionate pecuniary interest therein.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 6,496 $14.00 $90,944.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 4

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daniel Scholnick

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F4 · ownership.nature: The shares were held by Daniel Scholnick.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 24,824 $14.00 $347,536.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 3

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F2 · ownership.nature: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

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December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 42,392 $14.00 $593,488.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 2

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F2 · ownership.nature: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

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December 19, 2016 Filed Dec 21, 2016 19:06 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 4,383,749 $14.00 $61,372,486.00
Disclosure

SEC source: 0001209191-16-156381 · doc4.xml · nonDerivative · entry 1

TVL Management CORP · CIK 0001290448 · Former 10% Owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · Former 10% Owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · Former 10% Owner

Fenton Noel J · CIK 0001290449 · Former 10% Owner

ORR LAWRENCE K · CIK 0001231094 · Former 10% Owner

Tai Augustus O · CIK 0001290446 · Former 10% Owner

Wang Fred · CIK 0001290451 · Former 10% Owner

Scholnick Dan · CIK 0001606272 · Former 10% Owner

Trinity TVL X, LLC · CIK 0001461710 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger, dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F2 · ownership.nature: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Trinity TVL X, LLC disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of its pecuniary interest therein.

F3 · ownership.nature: Lawrence K. Orr, Noel J. Fenton, Augustus O. Tai, Fred Wang, Patricia Nakache, Ajay Chopra, TVL Management Corporation, Karan Mehandru, Daniel Scholnick and Nina C. Labatt are management members of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Messrs. Chopra, Fenton, Orr, Tai, Scholnick, Mehandru and Wang and Ms. Nakache and Labatt serve as officers of TVL Management Corporation. Each of the Reporting Persons disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his, her or its respective pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.