Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED INDUSTRIAL TECHNOLOGIES INCAIT · Entity 3467 | Director | December 30, 2016 | January 03, 2017 |
| COOPER TIRE & RUBBER COCTB · Entity 138569 | Director | December 30, 2016 | January 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED INDUSTRIAL TECHNOLOGIES INC
Report date December 30, 2016 · Filed January 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDeferred Compensation Plan | 8,312.72 |
Reported balance
After 2016-12-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-30 · Grant · Acquired 38.71 · Balance 8,312.72 |
| Common StockSEC Table I · non-derivative | Direct | 23,082 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,082 |
COOPER TIRE & RUBBER CO
Report date December 30, 2016 · Filed January 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 94,238.6466 |
Reported balance
After 2016-12-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2016-12-30 · Grant · Acquired 185.006 · Balance 94,238.6466 F1: One-for-One F2: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3: Includes 253.839 dividend equivalents since reporting persons last report. |
Filing footnotes · ownership attribution and instrument terms
F1: One-for-One
F2: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account.
F3: Includes 253.839 dividend equivalents since reporting persons last report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2016 Filed Jan 3, 2017 16:28 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 185.006 | $38.85 | $7,187.48 |
DisclosureSEC source: 0001225208-17-000018 · doc4.xml · derivative · entry 1 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,238.6466 Underlying: Common Stock · 185.006 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 253.839 dividend equivalents since reporting persons last report. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 19:54 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | GrantCommon Stock | 38.71 | $59.85 | $2,316.79 |
DisclosureSEC source: 0000109563-17-000012 · wf-form4_148347322816321.xml · nonDerivative · entry 1 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 8,312.72 Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 20:55 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | Exercise / conversionStock Option Right to buy · Derivative | 1,035 | $0.00 Strike: $19.33 | $0.00 |
DisclosureSEC source: 0001225208-16-041294 · doc4.xml · derivative · entry 2 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,035 shares Expires 2017-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 8, 2016 20:55 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | Exercise / conversionCommon Stock | 1,035 | $19.33 | $20,006.55 |
DisclosureSEC source: 0001225208-16-041294 · doc4.xml · nonDerivative · entry 1 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 17:13 UTC | COOPER TIRE & RUBBER CO CTB · Entity 138569 | GrantPhantom Stock · Derivative | 189.045 | $38.02 | $7,187.49 |
DisclosureSEC source: 0001225208-16-039798 · doc4.xml · derivative · entry 1 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,799.8016 Underlying: Common Stock · 189.045 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F2 · derivative.expiration_date: The phantom stock units were accrued under the Cooper Tire & Rubber Company 2014 Incentive Compensation Plan and are to be settled in cash upon the reporting person's termination of service as a director, unless otherwise elected or transferred into an alternative investment account. F3 · balance_after: Includes 257.812 dividend equivalents since reporting persons last report. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 12:00 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | OtherCommon Stock | 3 | $46.44 | $139.32 |
DisclosureSEC source: 0000109563-16-000297 · wf-form4_147558240350334.xml · nonDerivative · entry 3 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,082 F1 · kind: Represents distribution from Deferred Compensation Plan for Non-Employee Directors to reporting person. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 12:00 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | OtherCommon Stock | 3 | $46.44 | $139.32 |
DisclosureSEC source: 0000109563-16-000297 · wf-form4_147558240350334.xml · nonDerivative · entry 2 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 8,274.01 F1 · kind: Represents distribution from Deferred Compensation Plan for Non-Employee Directors to reporting person. F2 · balance_after: Adjusted to reflect cash payment in lieu of distribution of 0.35 fractional share from the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 12:00 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | GrantCommon Stock | 51.73 | $47.61 | $2,462.87 |
DisclosureSEC source: 0000109563-16-000297 · wf-form4_147558240350334.xml · nonDerivative · entry 1 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 8,277.36 Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 17:38 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | OtherCommon Stock | 570 | $46.00 | $26,220.00 |
DisclosureSEC source: 0000109563-16-000289 · wf-form4_147517069948674.xml · nonDerivative · entry 2 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,079 F1 · kind: Represents distribution from Deferred Compensation Plan for Non-Employee Directors to reporting person. Read SEC document |
| September 28, 2016 Filed Sep 29, 2016 17:38 UTC | APPLIED INDUSTRIAL TECHNOLOGIES INC AIT · Entity 3467 | OtherCommon Stock | 570 | $46.00 | $26,220.00 |
DisclosureSEC source: 0000109563-16-000289 · wf-form4_147517069948674.xml · nonDerivative · entry 1 MEIER JOHN F · CIK 0001046323 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Compensation Plan Disclosed balance after: 8,225.63 F1 · kind: Represents distribution from Deferred Compensation Plan for Non-Employee Directors to reporting person. F2 · balance_after: Adjusted to reflect cash payment in lieu of distribution of 0.22 fractional share from the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.