Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORDSON CORP
Report date December 30, 2016 · Filed January 04, 2017
Section 16 reporting ended · disclosed 2017-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,207 |
Reported balance
After 2016-12-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2016-12-19 · Gift · Disposed 1,500 · Balance 46,207 F1: On each of December 19, 2016 and December 20, 2016, the reporting person made a gift of shares for a cumulative total of 1,500 shares gifted. For tax purposes, the value date of the shares delivered is each respective date a gift was made. |
| Common StockSEC Table I · non-derivative | Direct | 45,995 |
Reported balance
After 2016-12-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2016-12-30 · Tax withholding · Disposed 90 · Balance 45,995 F2: On November 24, 2014, the Company awarded 1,200 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 23, 2015 and 2016, and one-third were to vest on November 24, 2017. The reporting person retired effective December 31, 2016. Vesting of 278 restricted shares was accelerated and 122 shares were forfeited as a result of retirement. 90 of the 278 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 45,239 |
Reported balance
After 2016-12-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2016-12-30 · Tax withholding · Disposed 117 · Balance 45,239 F3: On November 23, 2015, the Company awarded 1,500 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 23, 2016, and one-third were to vest on each of November 23, 2017 and 2018. The reporting person retired effective December 31, 2016. Vesting of 361 restricted shares was accelerated and 639 shares were forfeited as a result of retirement. 117 of the 361 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. |
| Common StockSEC Table I · non-derivative | Direct | 43,957 |
Reported balance
After 2017-01-03 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-01-03 · Tax withholding · Disposed 1,356 · Balance 43,957 F4: Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 2, 2016. The net holdings include 74 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Company ESOP Plan | 3,245 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,245 F5: Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). |
| Common StockSEC Table I · non-derivative | IndirectBy Company Savings Plan | 220 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 220 F6: Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.32 · Expires 2020-12-07 | Direct | 9,400 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 9,400 F7: All such options have fully vested. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.73 · Expires 2021-11-28 | Direct | 10,000 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 10,000 F7: All such options have fully vested. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.59 · Expires 2022-11-28 | Direct | 7,600 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 7,600 F7: All such options have fully vested. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.75 · Expires 2023-11-25 | Direct | 7,300 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,300 F8: On November 25, 2013, the Company awarded 7,300 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.66 · Expires 2024-11-24 | Direct | 7,900 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 7,900 F9: On November 24, 2014, the Company awarded 7,900 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.91 · Expires 2025-11-23 | Direct | 11,700 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 11,700 F10: On November 23, 2015, the Company awarded 11,700 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: On each of December 19, 2016 and December 20, 2016, the reporting person made a gift of shares for a cumulative total of 1,500 shares gifted. For tax purposes, the value date of the shares delivered is each respective date a gift was made.
F2: On November 24, 2014, the Company awarded 1,200 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 23, 2015 and 2016, and one-third were to vest on November 24, 2017. The reporting person retired effective December 31, 2016. Vesting of 278 restricted shares was accelerated and 122 shares were forfeited as a result of retirement. 90 of the 278 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F3: On November 23, 2015, the Company awarded 1,500 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 23, 2016, and one-third were to vest on each of November 23, 2017 and 2018. The reporting person retired effective December 31, 2016. Vesting of 361 restricted shares was accelerated and 639 shares were forfeited as a result of retirement. 117 of the 361 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes.
F4: Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 2, 2016. The net holdings include 74 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes.
F5: Represents the number of shares attributable to the reporting person's participation in the Company's Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c).
F6: Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c).
F7: All such options have fully vested.
F8: On November 25, 2013, the Company awarded 7,300 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
F9: On November 24, 2014, the Company awarded 7,900 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
F10: On November 23, 2015, the Company awarded 11,700 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 4, 2017 21:37 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 1,356 | $113.42 | $153,797.52 |
DisclosureSEC source: 0001214659-17-000083 · marketforms-37500.xml · nonDerivative · entry 4 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,957 F4 · ownership.direct: Shares withheld to cover withholding taxes due upon settlement of the performance share units that were reported on December 2, 2016. The net holdings include 74 shares acquired through dividend payments and participation in the Company's Dividend Reinvestment Plan and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:37 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 117 | $112.85 | $13,203.45 |
DisclosureSEC source: 0001214659-17-000083 · marketforms-37500.xml · nonDerivative · entry 3 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,239 F3 · ownership.direct: On November 23, 2015, the Company awarded 1,500 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 23, 2016, and one-third were to vest on each of November 23, 2017 and 2018. The reporting person retired effective December 31, 2016. Vesting of 361 restricted shares was accelerated and 639 shares were forfeited as a result of retirement. 117 of the 361 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:37 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 90 | $112.85 | $10,156.50 |
DisclosureSEC source: 0001214659-17-000083 · marketforms-37500.xml · nonDerivative · entry 2 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,995 F2 · ownership.direct: On November 24, 2014, the Company awarded 1,200 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 23, 2015 and 2016, and one-third were to vest on November 24, 2017. The reporting person retired effective December 31, 2016. Vesting of 278 restricted shares was accelerated and 122 shares were forfeited as a result of retirement. 90 of the 278 shares that vested were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| December 19, 2016 Filed Jan 4, 2017 21:37 UTC | NORDSON CORP NDSN · Entity 30 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000083 · marketforms-37500.xml · nonDerivative · entry 1 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,207 F1 · ownership.direct: On each of December 19, 2016 and December 20, 2016, the reporting person made a gift of shares for a cumulative total of 1,500 shares gifted. For tax purposes, the value date of the shares delivered is each respective date a gift was made. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:20 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 4,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015153 · marketforms-37272.xml · nonDerivative · entry 1 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,707 F1 · ownership.direct: Award of performance share units under the Company's 2012 Stock Incentive and Award Plan that were earned upon the achievement of performance measures over a 3-year performance period ended October 31, 2016. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 25, 2016 Filed Nov 28, 2016 22:14 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 141 | $109.95 | $15,502.95 |
DisclosureSEC source: 0001214659-16-015008 · marketforms-37191.xml · nonDerivative · entry 3 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,684 F3 · ownership.direct: On November 25, 2013, the Company awarded 3,300 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 25, 2014, 2015, and 2016. 141 of the 434 shares that vested November 25, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 24, 2016 Filed Nov 28, 2016 22:14 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 130 | $109.95 | $14,293.50 |
DisclosureSEC source: 0001214659-16-015008 · marketforms-37191.xml · nonDerivative · entry 2 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,825 F2 · ownership.direct: On November 24, 2014, the Company awarded 1,200 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on each of November 24, 2015 and 2016, and one-third will vest on November 24, 2017. 130 of the 400 shares that vested November 24, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 22:14 UTC | NORDSON CORP NDSN · Entity 30 | Tax withholdingCommon Stock | 162 | $109.14 | $17,680.68 |
DisclosureSEC source: 0001214659-16-015008 · marketforms-37191.xml · nonDerivative · entry 1 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,955 F1 · ownership.direct: On November 23, 2015, the Company awarded 1,500 restricted shares under the Company's 2012 Stock Incentive and Award Plan. One-third of the restricted shares vested on November 23, 2016, and one-third will vest on each of November 23, 2017 and 2018. 162 of the 500 shares that vested November 23, 2016 were withheld to cover withholding taxes due upon vesting. The holdings are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:28 UTC | NORDSON CORP NDSN · Entity 30 | GrantCommon Stock | 2,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014938 · marketforms-37177.xml · nonDerivative · entry 1 BLOOMFIELD DOUGLAS C · CIK 0001340480 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,117 F1 · ownership.direct: On November 21, 2016, the Company awarded 2,100 performance shares under the Company's 2012 Stock Incentive and Award Plan, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets settle in January 2020. The ultimate number of shares earned is subject to adjustment based on actual performance. The holdings include 81 shares acquired through dividend payments and are net of shares previously withheld or sold to cover withholding taxes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.