person · Reporting owner

HALLMAN DWAYNE D

Disclosed activity across 1 company

Tapewire entity: 180006
SEC CIK: 0001130306

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
HORACE MANN EDUCATORS CORP /DE/HMN · Entity 1365	EVP and CFO	December 30, 2016	January 04, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HORACE MANN EDUCATORS CORP /DE/

Report date December 30, 2016 · Filed January 04, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	127,366.373	Reported balance After 2016-12-30 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2016-12-30 · Exercise / conversion · Acquired 10,255 · Balance 127,366.373 F1: Represents 99,620.786 vested restricted stock units, 7,331.587 deferred Common Stock equivalent units and 20,414 shares of Common Stock.
Common StockSEC Table I · non-derivative	Direct	123,291.373	Reported balance After 2016-12-30 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2016-12-30 · Tax withholding · Disposed 4,075 · Balance 123,291.373 F2: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated. F3: Represents 99,620.786 vested restricted stock units, 7,331.587 deferred Common Stock equivalent units and 16,339 shares of Common Stock.
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.01 · Expires 2018-03-09	Direct	0	Reported balance After 2016-12-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2016-12-30 · Exercise / conversion · Disposed 10,255 · Balance 0 F5: There are no further options of this class.
Common StockSEC Table I · non-derivative	Indirect401K	2,588.807	Reported balance Holding disclosure · report date 2016-12-30 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 2,588.807 F4: Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).

Filing footnotes · ownership attribution and instrument terms

F1: Represents 99,620.786 vested restricted stock units, 7,331.587 deferred Common Stock equivalent units and 20,414 shares of Common Stock.

F2: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.

F3: Represents 99,620.786 vested restricted stock units, 7,331.587 deferred Common Stock equivalent units and 16,339 shares of Common Stock.

F4: Held by the Horace Mann Supplemental Retirement & Savings Trust (401(K)).

F5: There are no further options of this class.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
December 30, 2016 Filed Jan 4, 2017 22:45 UTC	HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365	Exercise / conversionEmployee Stock Option (right to buy) · Derivative	10,255	$0.00 Strike: $17.01	$0.00	Disclosure SEC source: 0001214659-17-000092 · marketforms-37509.xml · derivative · entry 4 HALLMAN DWAYNE D · CIK 0001130306 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,255 shares Expires 2018-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: There are no further options of this class. Read SEC document
December 30, 2016 Filed Jan 4, 2017 22:45 UTC	HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365	Tax withholdingCommon Stock	4,075	$42.80	$174,410.00	Disclosure SEC source: 0001214659-17-000092 · marketforms-37509.xml · nonDerivative · entry 2 HALLMAN DWAYNE D · CIK 0001130306 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,291.373 F2 · shares: Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated. F3 · balance_after: Represents 99,620.786 vested restricted stock units, 7,331.587 deferred Common Stock equivalent units and 16,339 shares of Common Stock. Read SEC document
December 30, 2016 Filed Jan 4, 2017 22:45 UTC	HORACE MANN EDUCATORS CORP /DE/ HMN · Entity 1365	Exercise / conversionCommon Stock	10,255	$17.01	$174,437.55	Disclosure SEC source: 0001214659-17-000092 · marketforms-37509.xml · nonDerivative · entry 1 HALLMAN DWAYNE D · CIK 0001130306 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,366.373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents 99,620.786 vested restricted stock units, 7,331.587 deferred Common Stock equivalent units and 20,414 shares of Common Stock. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.