Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| IMAX CORPIMAX · Entity 4276 | Executive Vice President | December 30, 2016 | January 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
IMAX CORP
Report date December 30, 2016 · Filed January 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common sharesSEC Table I · non-derivative | Direct | 3,499 |
Ending reported balance
After 2016-12-30 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2016-12-30 · Exercise / conversion · Acquired 3,533 · Balance 5,266 F1: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. Row 3 · 2016-12-30 · Tax withholding · Disposed 1,767 · Balance 3,499 F2: Mr. Cripps is reporting 1,767 common shares withheld to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit |
| restricted share unitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2017-01-30 | Direct | 0 |
Reported balance
After 2016-12-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-12-30 · Exercise / conversion · Disposed 3,533 · Balance 0 F1: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3: This represents the number of restricted share units for this transaction only. Mr. Cripps's aggregate remaining outstanding option and common share balances following today's transactions will be 143,825 and 3,499 respectively. |
| common shares (opening balance)SEC Table I · non-derivative | Direct | 1,733 |
Reported balance
Holding disclosure · report date 2016-12-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,733 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation.
F2: Mr. Cripps is reporting 1,767 common shares withheld to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit
F3: This represents the number of restricted share units for this transaction only. Mr. Cripps's aggregate remaining outstanding option and common share balances following today's transactions will be 143,825 and 3,499 respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2016 Filed Jan 4, 2017 21:20 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 3,533 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000081 · marketforms-37481.xml · derivative · entry 4 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 3,533 shares Expires 2017-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F1 · price: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Cripps's aggregate remaining outstanding option and common share balances following today's transactions will be 143,825 and 3,499 respectively. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:20 UTC | IMAX CORP IMAX · Entity 4276 | Tax withholdingcommon shares | 1,767 | $31.40 | $55,483.80 |
DisclosureSEC source: 0001214659-17-000081 · marketforms-37481.xml · nonDerivative · entry 3 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,499 F2 · shares: Mr. Cripps is reporting 1,767 common shares withheld to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:20 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 3,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000081 · marketforms-37481.xml · nonDerivative · entry 2 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 21:15 UTC | IMAX CORP IMAX · Entity 4276 | Salecommon shares | 282 | $31.02 | $8,747.05 |
DisclosureSEC source: 0001214659-16-015193 · marketforms-37214.xml · nonDerivative · entry 3 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 F2 · shares: Mr. Cripps is reporting the sale of 282 common shares to satisfy his tax withholding obligations in connection with the delivery of common shares upon conversion of the restricted share unit Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:15 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversionrestricted share units · Derivative | 626 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015193 · marketforms-37214.xml · derivative · entry 4 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common shares · 626 shares Expires 2017-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F1 · price: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. F3 · balance_after: This represents the number of restricted share units for this transaction only. Mr. Cripps's aggregate remaining outstanding option, restricted share unit and common share balances following today's transactions will be 165,704; 20,721 and 1,733 respectively. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:15 UTC | IMAX CORP IMAX · Entity 4276 | Exercise / conversioncommon shares | 626 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-015193 · marketforms-37214.xml · nonDerivative · entry 2 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion upon vesting of restricted share units into common shares. Each restricted share unit represents a contingent right to receive one common share of IMAX Corporation. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:00 UTC | IMAX CORP IMAX · Entity 4276 | Conversionstock options (to buy) · Derivative | 50,000 | $24.70 Strike: $24.70 | $1,235,000.00 |
DisclosureSEC source: 0001214659-16-014860 · marketforms-36998.xml · derivative · entry 4 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,825 Underlying: common shares · 50,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 50,000 stock options scheduled to expire on February 27, 2017 were exercised and converted to common shares. F2 · derivative.exercise_date: The stock options became exercisable on February 27, 2015. F3 · balance_after: This represents the remaining balance of the options granted on the issue date, February 27, 2012, following this transaction. Mr. Cripps's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 165,704, 21,347 and 1,389 respectively. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:00 UTC | IMAX CORP IMAX · Entity 4276 | Salecommon shares | 50,000 | $34.01 | $1,700,695.00 |
DisclosureSEC source: 0001214659-16-014860 · marketforms-36998.xml · nonDerivative · entry 3 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:00 UTC | IMAX CORP IMAX · Entity 4276 | Conversioncommon shares | 50,000 | $24.70 | $1,235,000.00 |
DisclosureSEC source: 0001214659-16-014860 · marketforms-36998.xml · nonDerivative · entry 2 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 50,000 stock options scheduled to expire on February 27, 2017 were exercised and converted to common shares. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 20:15 UTC | IMAX CORP IMAX · Entity 4276 | Conversionstock options (to buy) · Derivative | 100,000 | $24.70 Strike: $24.70 | $2,470,000.00 |
DisclosureSEC source: 0001214659-16-014195 · marketforms-36540.xml · derivative · entry 4 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,825 Underlying: common shares · 100,000 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 100,000 stock options scheduled to expire on February 27, 2017 were exercised and converted to common shares. F2 · derivative.exercise_date: The stock options became exercisable in 2 installments: 93,825 on February 27, 2014 and 6,175 on February 27, 2015. F3 · balance_after: This represents the remaining balance of the options granted on the issue date, February 27, 2012, following this transaction. Mr. Cripps's aggregate remaining outstanding option, restricted share unit and common share balances following this transaction will be 215,704, 21,347 and 1,389 respectively. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 20:15 UTC | IMAX CORP IMAX · Entity 4276 | Salecommon shares | 100,000 | $31.47 | $3,147,220.00 |
DisclosureSEC source: 0001214659-16-014195 · marketforms-36540.xml · nonDerivative · entry 3 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 20:15 UTC | IMAX CORP IMAX · Entity 4276 | Conversioncommon shares | 100,000 | $24.70 | $2,470,000.00 |
DisclosureSEC source: 0001214659-16-014195 · marketforms-36540.xml · nonDerivative · entry 2 Cripps Andrew · CIK 0001543375 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 100,000 stock options scheduled to expire on February 27, 2017 were exercised and converted to common shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.