Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| YUNHONG GREEN CTI LTD.CTIB · Entity 8106 | Director | December 30, 2016 | January 04, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
YUNHONG GREEN CTI LTD.
Report date December 30, 2016 · Filed January 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 873 |
Ending reported balance
After 2016-12-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-12-30 · Exercise / conversion · Disposed 4,906 · Balance 0 Row 2 · 2016-12-30 · Other · Acquired 873 · Balance 873 F1: Cashless exercise followed by acquisition of stock at $6.28 per share |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.06 · Expires 2020-12-30 | Direct | 8,444 |
Reported balance
After 2016-12-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-12-30 · Exercise / conversion · Disposed 181 · Balance 8,444 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.06 · Expires 2020-12-30 | Direct | 7,719 |
Reported balance
After 2016-12-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-12-30 · Exercise / conversion · Disposed 725 · Balance 7,719 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.17 · Expires 2017-11-30 | Direct | 6,719 |
Reported balance
After 2016-12-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-12-30 · Exercise / conversion · Disposed 1,000 · Balance 6,719 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.17 · Expires 2017-11-30 | Direct | 5,719 |
Reported balance
After 2016-12-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-12-30 · Exercise / conversion · Disposed 1,000 · Balance 5,719 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.17 · Expires 2017-11-30 | Direct | 4,719 |
Reported balance
After 2016-12-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-12-30 · Exercise / conversion · Disposed 1,000 · Balance 4,719 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.17 · Expires 2017-11-30 | Direct | 3,719 |
Reported balance
After 2016-12-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2016-12-30 · Exercise / conversion · Disposed 1,000 · Balance 3,719 |
Filing footnotes · ownership attribution and instrument terms
F1: Cashless exercise followed by acquisition of stock at $6.28 per share
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2016 Filed Jan 4, 2017 20:38 UTC | YUNHONG GREEN CTI LTD. CTIB · Entity 8106 | Exercise / conversionStock Option · Derivative | 1,000 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001240143-17-000001 · edgar.xml · derivative · entry 8 BROWN STANLEY M · CIK 0001240143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,719 Underlying: Common Stock · 1,000 shares Expires 2017-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:38 UTC | YUNHONG GREEN CTI LTD. CTIB · Entity 8106 | Exercise / conversionStock Option · Derivative | 1,000 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001240143-17-000001 · edgar.xml · derivative · entry 7 BROWN STANLEY M · CIK 0001240143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,719 Underlying: Common Stock · 1,000 shares Expires 2017-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:38 UTC | YUNHONG GREEN CTI LTD. CTIB · Entity 8106 | Exercise / conversionStock Option · Derivative | 1,000 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001240143-17-000001 · edgar.xml · derivative · entry 6 BROWN STANLEY M · CIK 0001240143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,719 Underlying: Common Stock · 1,000 shares Expires 2017-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:38 UTC | YUNHONG GREEN CTI LTD. CTIB · Entity 8106 | Exercise / conversionStock Option · Derivative | 1,000 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001240143-17-000001 · edgar.xml · derivative · entry 5 BROWN STANLEY M · CIK 0001240143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,719 Underlying: Common Stock · 1,000 shares Expires 2017-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:38 UTC | YUNHONG GREEN CTI LTD. CTIB · Entity 8106 | Exercise / conversionStock Option · Derivative | 725 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001240143-17-000001 · edgar.xml · derivative · entry 4 BROWN STANLEY M · CIK 0001240143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,719 Underlying: Common Stock · 725 shares Expires 2020-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:38 UTC | YUNHONG GREEN CTI LTD. CTIB · Entity 8106 | Exercise / conversionStock Option · Derivative | 181 | $0.00 Strike: $5.06 | $0.00 |
DisclosureSEC source: 0001240143-17-000001 · edgar.xml · derivative · entry 3 BROWN STANLEY M · CIK 0001240143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,444 Underlying: Common Stock · 181 shares Expires 2020-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:38 UTC | YUNHONG GREEN CTI LTD. CTIB · Entity 8106 | OtherCommon Stock | 873 | $0.00 | $0.00 |
DisclosureSEC source: 0001240143-17-000001 · edgar.xml · nonDerivative · entry 2 BROWN STANLEY M · CIK 0001240143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873 F1 · kind: Cashless exercise followed by acquisition of stock at $6.28 per share Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 20:38 UTC | YUNHONG GREEN CTI LTD. CTIB · Entity 8106 | Exercise / conversionCommon Stock | 4,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001240143-17-000001 · edgar.xml · nonDerivative · entry 1 BROWN STANLEY M · CIK 0001240143 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.