Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AECOMACM · Entity 3602 | Pres, Design & Conslt Services | January 03, 2017 | January 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AECOM
Report date January 03, 2017 · Filed January 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,125 |
Ending reported balance
After 2017-01-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-01-03 · Sale · Disposed 29,952 · Balance 65,101 F1: The sales in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on December 1, 2016. F2: This transaction was executed in multiple trades at prices ranging from $36.43 to $37.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Row 2 · 2017-01-04 · Sale · Disposed 14,976 · Balance 50,125 F1: The sales in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on December 1, 2016. F2: This transaction was executed in multiple trades at prices ranging from $36.43 to $37.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Indirectby Merrill Lynch under AECOM Retirement & Savings Plan (RSP) | 65,827.6628 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 65,827.6628 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,474 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 24,474 F3: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. F4: The restricted stock units vest in December 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 26,738 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 26,738 F3: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. F5: The restricted stock units vest in December 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,965 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 20,965 F3: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. F6: The restricted stock units vest in December 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on December 1, 2016.
F2: This transaction was executed in multiple trades at prices ranging from $36.43 to $37.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
F4: The restricted stock units vest in December 2017.
F5: The restricted stock units vest in December 2018.
F6: The restricted stock units vest in December 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2017 Filed Jan 6, 2017 00:45 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 14,976 | $38.00 | $569,088.00 |
DisclosureSEC source: 0001179110-17-000548 · edgar.xml · nonDerivative · entry 2 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,125 F1 · kind: The sales in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on December 1, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.43 to $37.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 00:45 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 29,952 | $36.72 | $1,099,915.32 |
DisclosureSEC source: 0001179110-17-000548 · edgar.xml · nonDerivative · entry 1 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,101 F1 · kind: The sales in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted on December 1, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $36.43 to $37.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 01:56 UTC | AECOM ACM · Entity 3602 | GrantRestricted Stock Unit · Derivative | 20,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-033256 · edgar.xml · derivative · entry 6 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,965 Underlying: Common Stock · 20,965 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AECOM common stock. F5 · derivative.exercise_date: The restricted stock units vest in December 2019. F5 · derivative.expiration_date: The restricted stock units vest in December 2019. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 01:56 UTC | AECOM ACM · Entity 3602 | Exercise / conversionRestricted Stock Unit · Derivative | 23,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-033256 · edgar.xml · derivative · entry 5 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2016, 23,230 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. F1 · price: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2016, 23,230 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2016, 23,230 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 01:56 UTC | AECOM ACM · Entity 3602 | GrantCommon Stock | 45,112 | $38.16 | $1,721,473.92 |
DisclosureSEC source: 0001179110-16-033256 · edgar.xml · nonDerivative · entry 3 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,053 F2 · kind: Shares acquired pursuant to AECOM's Performance Earnings Program under 2006 Stock Incentive Plan. F3 · price: Pursuant to the terms of AECOM's Performance Earnings Program, the calculation to determine the number of shares awarded under the Program was performed using a per share value equal to the closing price on December 15, 2016. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 01:56 UTC | AECOM ACM · Entity 3602 | Exercise / conversionCommon Stock | 14,792 | $38.16 | $564,462.72 |
DisclosureSEC source: 0001179110-16-033256 · edgar.xml · nonDerivative · entry 2 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 00:14 UTC | AECOM ACM · Entity 3602 | Exercise / conversionEmployee Stock Options · Derivative | 3,000 | $0.00 Strike: $27.54 | $0.00 |
DisclosureSEC source: 0001179110-16-032650 · edgar.xml · derivative · entry 6 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2017-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on December 8, 2011. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 00:14 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 3,000 | $40.00 | $120,000.00 |
DisclosureSEC source: 0001179110-16-032650 · edgar.xml · nonDerivative · entry 4 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,149 F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 00:14 UTC | AECOM ACM · Entity 3602 | Exercise / conversionCommon Stock | 3,000 | $27.54 | $82,620.00 |
DisclosureSEC source: 0001179110-16-032650 · edgar.xml · nonDerivative · entry 3 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 00:14 UTC | AECOM ACM · Entity 3602 | Exercise / conversionEmployee Stock Options · Derivative | 3,000 | $0.00 Strike: $27.54 | $0.00 |
DisclosureSEC source: 0001179110-16-032650 · edgar.xml · derivative · entry 7 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2017-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on December 8, 2011. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 00:14 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 3,000 | $38.00 | $114,000.00 |
DisclosureSEC source: 0001179110-16-032650 · edgar.xml · nonDerivative · entry 2 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,149 F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. Read SEC document |
| December 06, 2016 Filed Dec 9, 2016 00:14 UTC | AECOM ACM · Entity 3602 | Exercise / conversionCommon Stock | 3,000 | $27.54 | $82,620.00 |
DisclosureSEC source: 0001179110-16-032650 · edgar.xml · nonDerivative · entry 1 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:48 UTC | AECOM ACM · Entity 3602 | Exercise / conversionEmployee Stock Options · Derivative | 3,000 | $0.00 Strike: $27.54 | $0.00 |
DisclosureSEC source: 0001179110-16-031739 · edgar.xml · derivative · entry 4 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 3,000 shares Expires 2017-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on December 8, 2011. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:48 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 3,000 | $37.00 | $111,000.00 |
DisclosureSEC source: 0001179110-16-031739 · edgar.xml · nonDerivative · entry 2 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,149 F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:48 UTC | AECOM ACM · Entity 3602 | Exercise / conversionCommon Stock | 3,000 | $27.54 | $82,620.00 |
DisclosureSEC source: 0001179110-16-031739 · edgar.xml · nonDerivative · entry 1 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 22:45 UTC | AECOM ACM · Entity 3602 | Exercise / conversionEmployee Stock Options · Derivative | 20,287 | $0.00 Strike: $27.54 | $0.00 |
DisclosureSEC source: 0001179110-16-029874 · edgar.xml · derivative · entry 5 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 20,287 shares Expires 2017-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on December 8, 2011. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 22:45 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 7,500 | $27.83 | $208,705.50 |
DisclosureSEC source: 0001179110-16-029874 · edgar.xml · nonDerivative · entry 3 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,149 F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.80 to $28.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 22:45 UTC | AECOM ACM · Entity 3602 | SaleCommon Stock | 20,287 | $27.83 | $564,534.46 |
DisclosureSEC source: 0001179110-16-029874 · edgar.xml · nonDerivative · entry 2 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,649 F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.80 to $28.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 22:45 UTC | AECOM ACM · Entity 3602 | Exercise / conversionCommon Stock | 20,287 | $27.54 | $558,703.98 |
DisclosureSEC source: 0001179110-16-029874 · edgar.xml · nonDerivative · entry 1 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on August 11, 2016. Read SEC document |
| December 15, 2015 Filed Dec 20, 2016 01:56 UTC | AECOM ACM · Entity 3602 | Tax withholdingCommon Stock | 8,438 | $38.16 | $321,994.08 |
DisclosureSEC source: 0001179110-16-033256 · edgar.xml · nonDerivative · entry 1 Werner Frederick W · CIK 0001451445 · Pres, Design & Conslt Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,379 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.