Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHRIM BANCORP INCNRIM · Entity 5393 | EVP, Corp Development Officer | January 03, 2017 | January 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHRIM BANCORP INC
Report date January 03, 2017 · Filed January 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,347 |
Ending reported balance
After 2017-01-03 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-01-03 · Exercise / conversion · Acquired 2,992 · Balance 15,915 F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Row 2 · 2017-01-03 · Tax withholding · Disposed 1,559 · Balance 14,356 Row 3 · 2017-01-03 · Exercise / conversion · Acquired 2,915 · Balance 17,271 F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Row 4 · 2017-01-03 · Tax withholding · Disposed 2,091 · Balance 15,180 Row 5 · 2017-01-03 · Exercise / conversion · Acquired 4,216 · Balance 19,396 F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Row 6 · 2017-01-03 · Tax withholding · Disposed 3,049 · Balance 16,347 |
| Iso Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.28 · Expires 2019-11-18 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-01-03 · Exercise / conversion · Disposed 2,992 · Balance 0 |
| Nso Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.13 · Expires 2020-11-16 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-01-03 · Exercise / conversion · Disposed 2,915 · Balance 0 |
| Nso Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.40 · Expires 2021-11-16 | Direct | 0 |
Reported balance
After 2017-01-03 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-01-03 · Exercise / conversion · Disposed 4,216 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionNso Employee Stock Option (Right to Buy) · Derivative | 4,216 | $0.00 Strike: $18.40 | $0.00 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · derivative · entry 9 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,216 shares Expires 2021-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionNso Employee Stock Option (Right to Buy) · Derivative | 2,915 | $0.00 Strike: $18.13 | $0.00 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · derivative · entry 8 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,915 shares Expires 2020-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionIso Employee Stock Option (Right to Buy) · Derivative | 2,992 | $0.00 Strike: $16.28 | $0.00 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · derivative · entry 7 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,992 shares Expires 2019-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 3,049 | $31.25 | $95,281.25 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · nonDerivative · entry 6 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,347 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionCommon Stock | 4,216 | $18.40 | $77,574.40 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · nonDerivative · entry 5 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 2,091 | $31.25 | $65,343.75 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · nonDerivative · entry 4 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,180 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionCommon Stock | 2,915 | $18.13 | $52,848.95 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · nonDerivative · entry 3 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 1,559 | $31.25 | $48,718.75 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · nonDerivative · entry 2 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,356 Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:54 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Exercise / conversionCommon Stock | 2,992 | $16.28 | $48,709.76 |
DisclosureSEC source: 0001424235-17-000002 · wf-form4_148363885885723.xml · nonDerivative · entry 1 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,915 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The acquisition of the shares, as adjusted for dividends, through the exercise of the stock option under the Northrim BanCorp, Inc. Stock Option Plan is exempt pursuant to Section 16(b) of the Securities Exchange Act of 1934. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 21:52 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantNso Employee Stock Option (Right to Buy) · Derivative | 2,298 | $0.00 Strike: $28.10 | $0.00 |
DisclosureSEC source: 0001424235-16-000014 · wf-form4_147950591619752.xml · derivative · entry 3 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,298 Underlying: Common Stock · 2,298 shares Expires 2026-11-16 F2 · derivative.exercise_date: One-third of the total amount of such options granted shall vest (ie. become exercisable) each year beginning with this date. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 21:52 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | GrantCommon Stock | 1,548 | $28.10 | $43,498.80 |
DisclosureSEC source: 0001424235-16-000014 · wf-form4_147950591619752.xml · nonDerivative · entry 2 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,923 Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:55 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | Tax withholdingCommon Stock | 379 | $25.79 | $9,774.41 |
DisclosureSEC source: 0001424235-16-000012 · wf-form4_147741814517927.xml · nonDerivative · entry 1 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,375 F1 · balance_after: Includes 113 shares issued for payment of dividends under the Northrim BanCorp, Inc. Stock Option Plan. Read SEC document |
| March 30, 2016 Filed Nov 18, 2016 21:52 UTC | NORTHRIM BANCORP INC NRIM · Entity 5393 | OtherCommon Stock | 107 | $24.01 | $2,569.07 |
DisclosureSEC source: 0001424235-16-000014 · wf-form4_147950591619752.xml · nonDerivative · entry 1 Hartung Steven L · CIK 0001424235 · EVP, Corp Development Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401 (K) Disclosed balance after: 1,160 F1 · kind: As adjusted for dividends. Acquisition represents investment of employer year-end 2015 contribution under the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.