Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Adeptus Health Inc.ADPT · Entity 175318 | Director · 10% owner | January 03, 2017 | January 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Adeptus Health Inc.
Report date January 03, 2017 · Filed January 05, 2017
Jointly reported with Sterling Fund Management LLC, Sterling Fund Management Holdings, L.P., Sterling Fund Management Holdings GP, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 14,427 |
Reported balance
After 2017-01-03 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2017-01-03 · Grant · Acquired 8,834 · Balance 14,427 F1: Represents grant of restricted shares of Class A Common Stock of Adeptus Health Inc. (the "Issuer") that vests in full on January 3, 2018. F2: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to current and former members of the Issuer's board of directors who are employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric. F4: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer held by or on behalf of the Sterling Funds. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnotes | 1,009,813 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,009,813 F3: Shares of Class A Common Stock of the Issuer are held by SCP III AIV THREE-FCER Conduit, L.P. F4: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer held by or on behalf of the Sterling Funds. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of restricted shares of Class A Common Stock of Adeptus Health Inc. (the "Issuer") that vests in full on January 3, 2018.
F2: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to current and former members of the Issuer's board of directors who are employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric.
F3: Shares of Class A Common Stock of the Issuer are held by SCP III AIV THREE-FCER Conduit, L.P.
F4: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer held by or on behalf of the Sterling Funds.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 5, 2017 16:19 UTC | Adeptus Health Inc. ADPT · Entity 175318 | GrantClass A Common Stock | 8,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-000931 · a4.xml · nonDerivative · entry 1 Sterling Fund Management LLC · CIK 0001611545 · Director · 10% owner Sterling Fund Management Holdings, L.P. · CIK 0001611546 · Director · 10% owner Sterling Fund Management Holdings GP, LLC · CIK 0001611469 · Director · 10% owner Rosenberg Daniel · CIK 0001352791 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 14,427 F1 · shares: Represents grant of restricted shares of Class A Common Stock of Adeptus Health Inc. (the "Issuer") that vests in full on January 3, 2018. F2 · balance_after: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to current and former members of the Issuer's board of directors who are employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric. F2 · ownership.nature: Represents restricted shares of Class A Common Stock of the Issuer granted as director compensation to current and former members of the Issuer's board of directors who are employees of Sterling Fund Management, LLC and hold such shares of Class A Common Stock for and on behalf of Sterling Fund Management, LLC, which acts as an advisor to SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. (the "Sterling Funds"). A portion of the proceeds of any disposition of these securities will be applied against management fees attributable to limited partners of the Sterling Funds which are payable to the advisor. Sterling Fund Management, LLC is wholly-owned by Sterling Fund Management Holdings, L.P., whose general partner, Sterling Fund Management Holdings GP, LLC is managed by Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric. F4 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of the Sterling Funds. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer held by or on behalf of the Sterling Funds. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 17:40 UTC | Adeptus Health Inc. ADPT · Entity 175318 | GrantSeries A Preferred Stock | 3,187 | $1,000.00 | $3,187,000.00 |
DisclosureSEC source: 0001104659-16-155913 · a4.xml · nonDerivative · entry 2 Sterling Capital Partners III, LLC · CIK 0001611325 · Director · 10% owner SCP III AIV THREE-FCER Conduit, L.P. · CIK 0001611318 · Director · 10% owner SCP III AIV THREE-FCER, L.P. · CIK 0001611319 · Director · 10% owner SC Partners III, L.P. · CIK 0001611317 · Director · 10% owner Taslitz Steven · CIK 0001407214 · Director · 10% owner ELFMAN MERRICK · CIK 0001011186 · Director · 10% owner BECKER DOUGLAS L · CIK 0001072473 · Director · 10% owner HOEHN SARIC RULDOLF CHRISTOPHER · CIK 0001011193 · Director · 10% owner Rosenberg Daniel · CIK 0001352791 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,187 F1 · price: On November 7, 2016, SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. purchased 4,313 and 3,187 newly issued shares of Series A Preferred Stock, par value $0.01, of the Company ("Series A Preferred Stock") for an aggregate amount of $4,313,000 and $3,187,000, respectively. F3 · ownership.nature: Shares of Series A Preferred Stock of the Issuer are held by SCP III AIV THREE-FCER Conduit, L.P. F4 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer reported herein. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 17:40 UTC | Adeptus Health Inc. ADPT · Entity 175318 | GrantSeries A Preferred Stock | 4,313 | $1,000.00 | $4,313,000.00 |
DisclosureSEC source: 0001104659-16-155913 · a4.xml · nonDerivative · entry 1 Sterling Capital Partners III, LLC · CIK 0001611325 · Director · 10% owner SCP III AIV THREE-FCER Conduit, L.P. · CIK 0001611318 · Director · 10% owner SCP III AIV THREE-FCER, L.P. · CIK 0001611319 · Director · 10% owner SC Partners III, L.P. · CIK 0001611317 · Director · 10% owner Taslitz Steven · CIK 0001407214 · Director · 10% owner ELFMAN MERRICK · CIK 0001011186 · Director · 10% owner BECKER DOUGLAS L · CIK 0001072473 · Director · 10% owner HOEHN SARIC RULDOLF CHRISTOPHER · CIK 0001011193 · Director · 10% owner Rosenberg Daniel · CIK 0001352791 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,313 F1 · price: On November 7, 2016, SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. purchased 4,313 and 3,187 newly issued shares of Series A Preferred Stock, par value $0.01, of the Company ("Series A Preferred Stock") for an aggregate amount of $4,313,000 and $3,187,000, respectively. F2 · ownership.nature: Shares of Series A Preferred Stock of the Issuer are held by SCP III AIV THREE-FCER, L.P. F4 · ownership.nature: Sterling Capital Partners III, LLC is the general partner of SC Partners III, L.P., the general partner of each of SCP III AIV THREE-FCER, L.P. and SCP III AIV THREE-FCER Conduit, L.P. Messrs. Steven M. Taslitz, Merrick M. Elfman, Douglas L. Becker and R. Christopher Hoehn-Saric are the managers of Sterling Capital Partners III, LLC. Mr. Rosenberg also has an indirect interest in the securities of the Issuer reported herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.