Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NIO Inc.NIO · Entity 3518 | Chief Financial Officer | September 01, 2026 | September 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NIO Inc.
Report date September 01, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| American depositary sharesSEC Table I · non-derivative | Direct | 437,588 |
Last balance in matching sequence
After 2026-09-01 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-09-01 · Exercise / conversion · Acquired 45,000 · Balance 360,088 F1: Each American depositary share represents one Class A ordinary share. Row 2 · 2026-09-01 · Exercise / conversion · Acquired 200,000 · Balance 560,088 F1: Each American depositary share represents one Class A ordinary share. Row 3 · 2026-09-01 · Tax withholding · Disposed 22,500 · Balance 537,588 F1: Each American depositary share represents one Class A ordinary share. F2: Represents 22,500 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 45,000 restricted share units. F3: The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. Row 4 · 2026-09-01 · Tax withholding · Disposed 100,000 · Balance 437,588 F1: Each American depositary share represents one Class A ordinary share. F4: Represents 100,000 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 200,000 restricted share units. F3: The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. |
| Restricted share unitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-01 · Exercise / conversion · Disposed 45,000 · Balance 0 F5: The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. F6: The restricted share units vest in five annual installments beginning on September 1, 2022, with 10%, 10%, 20%, 30% and 30% vesting in the first, second, third, fourth and fifth annual installments, respectively, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. |
| Restricted share unitsSEC Table II · derivative / convertible security | Direct | 600,000 |
Reported balance
After 2026-09-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-01 · Exercise / conversion · Disposed 200,000 · Balance 600,000 F5: The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. F7: The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each American depositary share represents one Class A ordinary share.
F2: Represents 22,500 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 45,000 restricted share units.
F3: The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein.
F4: Represents 100,000 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 200,000 restricted share units.
F5: The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting.
F6: The restricted share units vest in five annual installments beginning on September 1, 2022, with 10%, 10%, 20%, 30% and 30% vesting in the first, second, third, fourth and fifth annual installments, respectively, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.
F7: The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2026 Filed Sep 1, 2026 20:04 UTC | NIO Inc. NIO · Entity 3518 | Exercise / conversionRestricted share units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-104296 · tm2624185-1_4seq1.xml · derivative · entry 6 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A ordinary share · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. F7 · derivative.exercise_date: The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. F7 · derivative.expiration_date: The restricted share units vest in five equal annual installments beginning on September 1, 2025, with 20% vesting in each annual installment, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. Read SEC document |
| September 01, 2026 Filed Sep 1, 2026 20:04 UTC | NIO Inc. NIO · Entity 3518 | Exercise / conversionRestricted share units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-104296 · tm2624185-1_4seq1.xml · derivative · entry 5 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary share · 45,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. F6 · derivative.exercise_date: The restricted share units vest in five annual installments beginning on September 1, 2022, with 10%, 10%, 20%, 30% and 30% vesting in the first, second, third, fourth and fifth annual installments, respectively, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. F6 · derivative.expiration_date: The restricted share units vest in five annual installments beginning on September 1, 2022, with 10%, 10%, 20%, 30% and 30% vesting in the first, second, third, fourth and fifth annual installments, respectively, subject to the terms and conditions of the underlying award agreement. The restricted share units do not have expiration dates. The vesting reported herein was as of September 1, 2026. Read SEC document |
| September 01, 2026 Filed Sep 1, 2026 20:04 UTC | NIO Inc. NIO · Entity 3518 | Tax withholdingAmerican depositary shares | 100,000 | $4.23 | $423,000.00 |
DisclosureSEC source: 0001104659-26-104296 · tm2624185-1_4seq1.xml · nonDerivative · entry 4 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 437,588 F1 · security: Each American depositary share represents one Class A ordinary share. F4 · shares: Represents 100,000 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 200,000 restricted share units. F3 · price: The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. Read SEC document |
| September 01, 2026 Filed Sep 1, 2026 20:04 UTC | NIO Inc. NIO · Entity 3518 | Tax withholdingAmerican depositary shares | 22,500 | $4.23 | $95,175.00 |
DisclosureSEC source: 0001104659-26-104296 · tm2624185-1_4seq1.xml · nonDerivative · entry 3 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 537,588 F1 · security: Each American depositary share represents one Class A ordinary share. F2 · shares: Represents 22,500 shares to be sold pursuant to a non-discretionary sell-to-cover arrangement for the purpose of satisfying income tax liabilities incurred upon vesting of the 45,000 restricted share units. F3 · price: The closing price of the Issuer's American depositary shares on the last trading day before the reported transaction. The Issuer expects to sell these shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. Read SEC document |
| September 01, 2026 Filed Sep 1, 2026 20:04 UTC | NIO Inc. NIO · Entity 3518 | Exercise / conversionAmerican depositary shares | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-104296 · tm2624185-1_4seq1.xml · nonDerivative · entry 2 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American depositary share represents one Class A ordinary share. Read SEC document |
| September 01, 2026 Filed Sep 1, 2026 20:04 UTC | NIO Inc. NIO · Entity 3518 | Exercise / conversionAmerican depositary shares | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-104296 · tm2624185-1_4seq1.xml · nonDerivative · entry 1 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American depositary share represents one Class A ordinary share. Read SEC document |
| June 01, 2026 Filed Jun 1, 2026 20:17 UTC | NIO Inc. NIO · Entity 3518 | Exercise / conversionRestricted share units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-068937 · tm2616476-1_4seq1.xml · derivative · entry 3 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A ordinary share · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The restricted share units evidence the contingent right to receive Class A ordinary shares upon vesting. F5 · derivative.exercise_date: The restricted share units vested on June 1, 2026, and do not have expiration dates. F5 · derivative.expiration_date: The restricted share units vested on June 1, 2026, and do not have expiration dates. Read SEC document |
| June 01, 2026 Filed Jun 1, 2026 20:17 UTC | NIO Inc. NIO · Entity 3518 | Tax withholdingAmerican depositary shares | 100,000 | $5.60 | $560,000.00 |
DisclosureSEC source: 0001104659-26-068937 · tm2616476-1_4seq1.xml · nonDerivative · entry 2 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,088 F1 · security: Each American depositary share represents one Class A ordinary share. F2 · shares: The reported transaction involved the withholding of 100,000 shares upon the vesting of the 200,000 restricted share units in order to pay associated taxes. F3 · price: The closing price of the Issuer's American depositary shares on the last trading day before the withholding. The Issuer expects to sell the withheld shares on behalf of the Reporting Person in the open market, and the actual sales price may differ from the closing price reported herein. Read SEC document |
| June 01, 2026 Filed Jun 1, 2026 20:17 UTC | NIO Inc. NIO · Entity 3518 | Exercise / conversionAmerican depositary shares | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-068937 · tm2616476-1_4seq1.xml · nonDerivative · entry 1 Qu Yu · CIK 0002113252 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 415,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each American depositary share represents one Class A ordinary share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.