Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UGI CORP /PA/UGI · Entity 3628 | VP New Business Development | January 18, 2017 | January 20, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UGI CORP /PA/
Report date January 18, 2017 · Filed January 20, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UGI Common StockSEC Table I · non-derivative | Direct | 86,706 |
Ending reported balance
After 2017-01-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-01-18 · Exercise / conversion · Acquired 7,950 · Balance 89,263 Row 2 · 2017-01-18 · Tax withholding · Disposed 2,557 · Balance 86,706 F1: The shares were withheld by the issuer to satisfy the reporting person's income tax liability associated with the vesting of awards made in 2014. |
| Performance UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-12-31 | Direct | 0 |
Reported balance
After 2017-01-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-01-18 · Exercise / conversion · Disposed 7,950 · Balance 0 F2: Effective January 1, 2014, the reporting person was granted Performance Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each Performance Unit represents the right of the recipient to receive a share of Common Stock or an amount based on the value of a share of Common Stock if specified performance goals and other conditions are met. |
| UGI Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 20,610 |
Reported balance
Holding disclosure · report date 2017-01-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,610 |
| UGI Common StockSEC Table I · non-derivative | IndirectFamily Partnership | 5,250 |
Reported balance
Holding disclosure · report date 2017-01-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,250 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld by the issuer to satisfy the reporting person's income tax liability associated with the vesting of awards made in 2014.
F2: Effective January 1, 2014, the reporting person was granted Performance Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each Performance Unit represents the right of the recipient to receive a share of Common Stock or an amount based on the value of a share of Common Stock if specified performance goals and other conditions are met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2017 Filed Jan 20, 2017 21:37 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionPerformance Units · Derivative | 7,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004882 · doc4.xml · derivative · entry 5 HALL BRADLEY C · CIK 0001234236 · VP New Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: UGI Common Stock · 7,950 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Effective January 1, 2014, the reporting person was granted Performance Units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each Performance Unit represents the right of the recipient to receive a share of Common Stock or an amount based on the value of a share of Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:37 UTC | UGI CORP /PA/ UGI · Entity 3628 | Tax withholdingUGI Common Stock | 2,557 | $46.08 | $117,826.56 |
DisclosureSEC source: 0001209191-17-004882 · doc4.xml · nonDerivative · entry 2 HALL BRADLEY C · CIK 0001234236 · VP New Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,706 F1 · kind: The shares were withheld by the issuer to satisfy the reporting person's income tax liability associated with the vesting of awards made in 2014. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:37 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionUGI Common Stock | 7,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004882 · doc4.xml · nonDerivative · entry 1 HALL BRADLEY C · CIK 0001234236 · VP New Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:15 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-000364 · doc4.xml · derivative · entry 2 HALL BRADLEY C · CIK 0001234236 · VP New Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: UGI Common stock · 5,000 shares Expires 2019-12-31 F2 · derivative.exercise_date: Effective January 1, 2017, the reporting person was granted performance units under the UGI Corporation 2013 Omnibus Incentive Compensation Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:15 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantOption (right to buy) · Derivative | 37,000 | $0.00 Strike: $46.08 | $0.00 |
DisclosureSEC source: 0001209191-17-000364 · doc4.xml · derivative · entry 1 HALL BRADLEY C · CIK 0001234236 · VP New Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: UGI Common Stock · 37,000 shares Expires 2026-12-31 F1 · derivative.exercise_date: These options vest in three equal annual installments beginning January 1, 2018. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:42 UTC | UGI CORP /PA/ UGI · Entity 3628 | GiftUGI Common Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155660 · doc4.xml · nonDerivative · entry 2 HALL BRADLEY C · CIK 0001234236 · VP New Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,313 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 21:42 UTC | UGI CORP /PA/ UGI · Entity 3628 | GiftUGI Common Stock | 5,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155660 · doc4.xml · nonDerivative · entry 1 HALL BRADLEY C · CIK 0001234236 · VP New Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,878 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.