Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPKO HEALTH, INC.OPK · Entity 4891 | Director | January 19, 2017 | January 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPKO HEALTH, INC.
Report date January 19, 2017 · Filed January 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 320,773 |
Ending reported balance
After 2017-01-19 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-01-19 · Exercise / conversion · Acquired 20,000 · Balance 304,088 Row 2 · 2017-01-19 · Exercise / conversion · Acquired 20,000 · Balance 324,088 Row 3 · 2017-01-19 · Exercise / conversion · Acquired 20,000 · Balance 344,088 Row 4 · 2017-01-19 · Tax withholding · Disposed 23,315 · Balance 320,773 F1: Represents number of shares withheld by the Company at the direction of the reporting person for the payment of exercise price. No shares of Common Stock were sold by the reporting person in connection with this transaction. The reporting person has retained the net number of shares issued upon the exercise of the option (36,685 shares). F2: Closing market price of the Company's common stock on the transaction date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.05 · Expires 2017-05-26 | Direct | 0 |
Reported balance
After 2017-01-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-01-19 · Exercise / conversion · Disposed 20,000 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.43 · Expires 2018-06-08 | Direct | 0 |
Reported balance
After 2017-01-19 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-01-19 · Exercise / conversion · Disposed 20,000 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.72 · Expires 2019-06-13 | Direct | 0 |
Reported balance
After 2017-01-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-01-19 · Exercise / conversion · Disposed 20,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of shares withheld by the Company at the direction of the reporting person for the payment of exercise price. No shares of Common Stock were sold by the reporting person in connection with this transaction. The reporting person has retained the net number of shares issued upon the exercise of the option (36,685 shares).
F2: Closing market price of the Company's common stock on the transaction date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 19, 2017 Filed Jan 23, 2017 12:30 UTC | OPKO HEALTH, INC. OPK · Entity 4891 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.72 | $0.00 |
DisclosureSEC source: 0001209191-17-005004 · doc4.xml · derivative · entry 7 BARON ROBERT A · CIK 0001273237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 12:30 UTC | OPKO HEALTH, INC. OPK · Entity 4891 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.43 | $0.00 |
DisclosureSEC source: 0001209191-17-005004 · doc4.xml · derivative · entry 6 BARON ROBERT A · CIK 0001273237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 12:30 UTC | OPKO HEALTH, INC. OPK · Entity 4891 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.05 | $0.00 |
DisclosureSEC source: 0001209191-17-005004 · doc4.xml · derivative · entry 5 BARON ROBERT A · CIK 0001273237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 12:30 UTC | OPKO HEALTH, INC. OPK · Entity 4891 | Tax withholdingCommon Stock | 23,315 | $8.75 | $204,006.25 |
DisclosureSEC source: 0001209191-17-005004 · doc4.xml · nonDerivative · entry 4 BARON ROBERT A · CIK 0001273237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,773 F1 · shares: Represents number of shares withheld by the Company at the direction of the reporting person for the payment of exercise price. No shares of Common Stock were sold by the reporting person in connection with this transaction. The reporting person has retained the net number of shares issued upon the exercise of the option (36,685 shares). F2 · price: Closing market price of the Company's common stock on the transaction date. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 12:30 UTC | OPKO HEALTH, INC. OPK · Entity 4891 | Exercise / conversionCommon Stock | 20,000 | $4.72 | $94,400.00 |
DisclosureSEC source: 0001209191-17-005004 · doc4.xml · nonDerivative · entry 3 BARON ROBERT A · CIK 0001273237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 12:30 UTC | OPKO HEALTH, INC. OPK · Entity 4891 | Exercise / conversionCommon Stock | 20,000 | $3.43 | $68,600.00 |
DisclosureSEC source: 0001209191-17-005004 · doc4.xml · nonDerivative · entry 2 BARON ROBERT A · CIK 0001273237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 12:30 UTC | OPKO HEALTH, INC. OPK · Entity 4891 | Exercise / conversionCommon Stock | 20,000 | $2.05 | $41,000.00 |
DisclosureSEC source: 0001209191-17-005004 · doc4.xml · nonDerivative · entry 1 BARON ROBERT A · CIK 0001273237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.