Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADOBE INC.ADBE · Entity 2895 | VP, Corp. Controller & CAO | January 24, 2017 | January 26, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADOBE INC.
Report date January 24, 2017 · Filed January 26, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,584 |
Ending reported balance
After 2017-01-24 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2017-01-24 · Exercise / conversion · Acquired 10,098 · Balance 10,098 Row 2 · 2017-01-24 · Tax withholding · Disposed 4,509 · Balance 5,589 F1: Shares surrendered to pay tax liability due at vesting. Row 3 · 2017-01-24 · Exercise / conversion · Acquired 1,700 · Balance 7,289 Row 4 · 2017-01-24 · Tax withholding · Disposed 638 · Balance 6,651 F1: Shares surrendered to pay tax liability due at vesting. Row 5 · 2017-01-24 · Exercise / conversion · Acquired 1,950 · Balance 8,601 Row 6 · 2017-01-24 · Tax withholding · Disposed 1,017 · Balance 7,584 F1: Shares surrendered to pay tax liability due at vesting. |
| Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-01-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-01-24 · Exercise / conversion · Disposed 10,098 · Balance 0 F2: The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-01-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-01-24 · Exercise / conversion · Disposed 1,700 · Balance 0 F3: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,950 |
Reported balance
After 2017-01-24 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-01-24 · Exercise / conversion · Disposed 1,950 · Balance 1,950 F4: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares surrendered to pay tax liability due at vesting.
F2: The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date.
F3: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date.
F4: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 1,950 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · derivative · entry 9 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950 Underlying: Common Stock · 1,950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. F4 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2015 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionRestricted Stock Units · Derivative | 1,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · derivative · entry 8 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date. F3 · derivative.expiration_date: Vests at a rate of 1/3 annually on the first, second and third anniversaries of the January 24, 2014 vesting commencement date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionPerformance Shares · Derivative | 10,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · derivative · entry 7 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date. F2 · derivative.expiration_date: The Performance Shares vested in full upon the certification of performance goal achievement at 198% following the three-year anniversary of the January 24, 2014 grant date. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 1,017 | $113.72 | $115,653.24 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · nonDerivative · entry 6 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,584 F1 · shares: Shares surrendered to pay tax liability due at vesting. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 1,950 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · nonDerivative · entry 5 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 638 | $113.72 | $72,553.36 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · nonDerivative · entry 4 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 F1 · shares: Shares surrendered to pay tax liability due at vesting. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · nonDerivative · entry 3 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Tax withholdingCommon Stock | 4,509 | $113.72 | $512,763.48 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · nonDerivative · entry 2 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,589 F1 · shares: Shares surrendered to pay tax liability due at vesting. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:14 UTC | ADOBE INC. ADBE · Entity 2895 | Exercise / conversionCommon Stock | 10,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000796343-17-000054 · wf-form4_148546525509899.xml · nonDerivative · entry 1 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2017 Filed Jan 6, 2017 23:54 UTC | ADOBE INC. ADBE · Entity 2895 | SaleCommon Stock | 1,348 | $108.13 | $145,760.18 |
DisclosureSEC source: 0000796343-17-000004 · wf-form4_148374684444215.xml · nonDerivative · entry 1 ROWLEY RICHARD · CIK 0001249808 · VP, Corp. Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $108.13 to $108.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.