Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NORFOLK SOUTHERN CORP
Report date January 26, 2017 · Filed February 03, 2017 · Amendment
Section 16 reporting ended · disclosed 2017-01-30. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 130,073 |
Last balance in matching sequence
After 2017-01-26 transaction · row 9
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
9 source rowsRow 1 · 2017-01-26 · Exercise / conversion · Acquired 24,407 · Balance 146,224 Row 2 · 2017-01-26 · Grant · Acquired 6,187 · Balance 152,411 F1: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan) Row 3 · 2017-01-26 · Exercise / conversion · Acquired 3,000 · Balance 155,411 F2: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Row 4 · 2017-01-26 · Exercise / conversion · Acquired 1,432 · Balance 156,843 Row 5 · 2017-01-26 · Exercise / conversion · Acquired 1,061 · Balance 157,904 Row 6 · 2017-01-26 · Exercise / conversion · Acquired 959 · Balance 158,863 Row 7 · 2017-01-26 · Tax withholding · Disposed 1,431 · Balance 157,432 Row 8 · 2017-01-26 · Tax withholding · Disposed 2,952 · Balance 154,480 Row 9 · 2017-01-26 · Sale · Disposed 24,407 · Balance 130,073 |
| Option (right to buy, granted 2010)SEC Table II · derivative / convertible security · Conversion / exercise price $47.76 · Expires 2020-01-28 | Direct | 0 |
Reported balance
After 2017-01-26 transaction · row 10
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 10 · 2017-01-26 · Exercise / conversion · Disposed 24,407 · Balance 0 F3: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| Option (right to buy, granted 2013)SEC Table II · derivative / convertible security · Conversion / exercise price $69.83 · Expires 2023-01-23 | Direct | 22,568 |
Reported balance
After 2017-01-26 transaction · row 11
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 11 · 2017-01-26 · Exercise / conversion · Disposed 1,432 · Balance 22,568 F3: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| Option (right to buy, granted 2014)SEC Table II · derivative / convertible security · Conversion / exercise price $94.17 · Expires 2024-01-22 | Direct | 15,339 |
Reported balance
After 2017-01-26 transaction · row 12
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 12 · 2017-01-26 · Exercise / conversion · Disposed 1,061 · Balance 15,339 F3: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| Option (right to buy, granted 2015)SEC Table II · derivative / convertible security · Conversion / exercise price $104.23 · Expires 2025-01-26 | Direct | 15,181 |
Reported balance
After 2017-01-26 transaction · row 13
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 13 · 2017-01-26 · Exercise / conversion · Disposed 959 · Balance 15,181 F3: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-01-26 | Direct | 0 |
Reported balance
After 2017-01-26 transaction · row 14
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 14 · 2017-01-26 · Exercise / conversion · Disposed 3,000 · Balance 0 F2: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan)
F2: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan).
F3: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionRestricted Stock Units · Derivative | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · derivative · entry 14 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2017-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.exercise_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · derivative.expiration_date: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2015) · Derivative | 959 | Not disclosed Strike: $104.23 | Not disclosed |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · derivative · entry 13 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,181 Underlying: Common Stock · 959 shares Expires 2025-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2014) · Derivative | 1,061 | Not disclosed Strike: $94.17 | Not disclosed |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · derivative · entry 12 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,339 Underlying: Common Stock · 1,061 shares Expires 2024-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2013) · Derivative | 1,432 | Not disclosed Strike: $69.83 | Not disclosed |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · derivative · entry 11 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,568 Underlying: Common Stock · 1,432 shares Expires 2023-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 24,407 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · derivative · entry 10 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,407 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F3 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 24,407 | $120.67 | $2,945,212.22 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 9 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,073 Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 2,952 | $120.25 | $354,963.24 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 8 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,480 Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Tax withholdingCommon Stock | 1,431 | $120.25 | $172,070.60 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 7 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,432 Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 959 | $104.23 | $99,956.57 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 6 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,061 | $94.17 | $99,914.37 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 5 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,432 | $69.83 | $99,996.56 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 4 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 3 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Represents shares earned by the reporting person that were originally granted as restricted stock units on January 26, 2012, under the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | GrantCommon Stock | 6,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 2 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,411 F1 · shares: Represents shares earned by the reporting person under the formula-based performance share feature of the Corporation's Long-Term Incentive Plan (a Rule 16b-3 plan) Read SEC document |
| January 26, 2017 Filed Feb 3, 2017 23:06 UTC Amendment | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 24,407 | $47.76 | $1,165,678.32 |
DisclosureSEC source: 0001225208-17-002357 · doc4a.xml · nonDerivative · entry 1 HIXON JAMES A · CIK 0001187178 · Former Exec.VP-Law & Corp. Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 14:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2009) · Derivative | 14,417 | Not disclosed Strike: $38.71 | Not disclosed |
DisclosureSEC source: 0001225208-16-041429 · doc4.xml · derivative · entry 8 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,417 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 14:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 14,417 | $97.00 | $1,398,449.00 |
DisclosureSEC source: 0001225208-16-041429 · doc4.xml · nonDerivative · entry 5 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,817 Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 14:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 14,417 | $38.71 | $558,009.99 |
DisclosureSEC source: 0001225208-16-041429 · doc4.xml · nonDerivative · entry 4 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 14:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2009) · Derivative | 10,000 | Not disclosed Strike: $38.71 | Not disclosed |
DisclosureSEC source: 0001225208-16-041429 · doc4.xml · derivative · entry 7 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,417 Underlying: Common Stock · 10,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 14:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 10,830 | $95.00 | $1,028,850.00 |
DisclosureSEC source: 0001225208-16-041429 · doc4.xml · nonDerivative · entry 3 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,817 Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 14:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | SaleCommon Stock | 10,000 | $96.00 | $960,000.00 |
DisclosureSEC source: 0001225208-16-041429 · doc4.xml · nonDerivative · entry 2 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,647 Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 14:45 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 10,000 | $38.71 | $387,050.00 |
DisclosureSEC source: 0001225208-16-041429 · doc4.xml · nonDerivative · entry 1 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:26 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2012) · Derivative | 1,330 | Not disclosed Strike: $75.14 | Not disclosed |
DisclosureSEC source: 0001225208-16-040038 · doc4.xml · derivative · entry 7 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,670 Underlying: Common Stock · 1,330 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:26 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2011) · Derivative | 1,593 | Not disclosed Strike: $62.75 | Not disclosed |
DisclosureSEC source: 0001225208-16-040038 · doc4.xml · derivative · entry 6 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,407 Underlying: Common Stock · 1,593 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:26 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionOption (right to buy, granted 2010) · Derivative | 2,093 | Not disclosed Strike: $47.76 | Not disclosed |
DisclosureSEC source: 0001225208-16-040038 · doc4.xml · derivative · entry 5 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,407 Underlying: Common Stock · 2,093 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). F2 · price: Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan). Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:26 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,330 | $75.14 | $99,936.20 |
DisclosureSEC source: 0001225208-16-040038 · doc4.xml · nonDerivative · entry 3 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:26 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 1,593 | $62.75 | $99,952.79 |
DisclosureSEC source: 0001225208-16-040038 · doc4.xml · nonDerivative · entry 2 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 20:26 UTC | NORFOLK SOUTHERN CORP NSC · Entity 2965 | Exercise / conversionCommon Stock | 2,093 | $47.76 | $99,961.68 |
DisclosureSEC source: 0001225208-16-040038 · doc4.xml · nonDerivative · entry 1 HIXON JAMES A · CIK 0001187178 · Exec. VP-Law & Corp. Relations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.