Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TRINET GROUP, INC.
Report date February 01, 2017 · Filed February 03, 2017
Jointly reported with General Atlantic Partners 84, L.P., GAP-W, LLC, GAP Coinvestments CDA, L.P., GAPCO GMBH & CO KG, GAP COINVESTMENTS III, LLC, GAP COINVESTMENTS IV, LLC
Section 16 reporting ended · disclosed 2017-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-02-01 · Sale · Disposed 16,705,993 · Balance 0 F1: By GA TriNet, LLC ("GA TriNet"), a Delaware limited liability company. F3: With respect to all of the shares of common stock, par value $0.000025 of the TriNet Group, Inc. ("Common Shares") disposed of by GA TriNet, General Atlantic Partners 79, L.P., a Delaware limited partnership ("GAP 79"), is a member of GA TriNet and indirectly owned 7,033,838 Common Shares; General Atlantic Partners 84, L.P., a Delaware limited partnership ("GAP 84"), is a member of GA TriNet and indirectly owned 5,235,627 Common Shares; GAP-W, LLC, a Delaware limited liability company ("GAP-W"), is a member of GA TriNet and indirectly owned 3,213,048 Common Shares; GapStar, LLC, a Delaware limited liability company ("GapStar"), is a member of GA TriNet and indirectly owned 187,930 Common Shares; (cont'd in FN 4) F4: (cont'd from FN 3) GAPCO GmbH & Co. KG, a German limited partnership ("KG"), is a member of GA TriNet and indirectly owned 26,488 Common Shares; GAP Coinvestments CDA, L.P., a Delaware limited partnership ("CDA"), is a member of GA TriNet and indirectly owned 12,520 Common Shares; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), is a member of GA TriNet and indirectly owned 796,209 Common Shares; and GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), is a member of GA TriNet and indirectly owned 200,333 Common Shares. F6: General Atlantic GenPar, L.P. ("GA GenPar") is the general partner of GAP 84 and the manager of GAP-W. General Atlantic LLC ("GA LLC") is the general partner of GA GenPar, the general partner of GAP 79 and CDA and the managing member of GAPCO III and GAPCO IV. GAPCO Management GmbH, a German corporation ("Management GmbH"), is the general partner of KG. The Managing Directors of GA LLC (the "GA Managing Directors") control the voting and investment decisions made by KG and Management GmbH. Certain GA Managing Directors are the members and officers of GapStar. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-02-01 · Sale · Disposed 985,319 · Balance 0 F2: By HR Acquisitions, LLC ("HR Acquisitions"), a Delaware limited liability company. F5: With respect to all of the Common Shares disposed of by HR Acquisitions, GAP 84 is a member of HR Acquisitions and indirectly owned 746,051 Common Shares; GAP-W is a member of HR Acquisitions and indirectly owned 186,327 Common Shares; GapStar is a member of HR Acquisitions and indirectly owned 2,463 Common Shares; KG is a member of HR Acquisitions and indirectly owned 1,773 Common Shares; CDA is a member of HR Acquisitions and indirectly owned 1,601 Common Shares; GAPCO III is a member of HR Acquisitions and indirectly owned 37,792 Common Shares; and GAPCO IV is a member of HR Acquisitions and indirectly owned 9,312 Common Shares. F6: General Atlantic GenPar, L.P. ("GA GenPar") is the general partner of GAP 84 and the manager of GAP-W. General Atlantic LLC ("GA LLC") is the general partner of GA GenPar, the general partner of GAP 79 and CDA and the managing member of GAPCO III and GAPCO IV. GAPCO Management GmbH, a German corporation ("Management GmbH"), is the general partner of KG. The Managing Directors of GA LLC (the "GA Managing Directors") control the voting and investment decisions made by KG and Management GmbH. Certain GA Managing Directors are the members and officers of GapStar. |
Filing footnotes · ownership attribution and instrument terms
F1: By GA TriNet, LLC ("GA TriNet"), a Delaware limited liability company.
F2: By HR Acquisitions, LLC ("HR Acquisitions"), a Delaware limited liability company.
F3: With respect to all of the shares of common stock, par value $0.000025 of the TriNet Group, Inc. ("Common Shares") disposed of by GA TriNet, General Atlantic Partners 79, L.P., a Delaware limited partnership ("GAP 79"), is a member of GA TriNet and indirectly owned 7,033,838 Common Shares; General Atlantic Partners 84, L.P., a Delaware limited partnership ("GAP 84"), is a member of GA TriNet and indirectly owned 5,235,627 Common Shares; GAP-W, LLC, a Delaware limited liability company ("GAP-W"), is a member of GA TriNet and indirectly owned 3,213,048 Common Shares; GapStar, LLC, a Delaware limited liability company ("GapStar"), is a member of GA TriNet and indirectly owned 187,930 Common Shares; (cont'd in FN 4)
F4: (cont'd from FN 3) GAPCO GmbH & Co. KG, a German limited partnership ("KG"), is a member of GA TriNet and indirectly owned 26,488 Common Shares; GAP Coinvestments CDA, L.P., a Delaware limited partnership ("CDA"), is a member of GA TriNet and indirectly owned 12,520 Common Shares; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), is a member of GA TriNet and indirectly owned 796,209 Common Shares; and GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), is a member of GA TriNet and indirectly owned 200,333 Common Shares.
F5: With respect to all of the Common Shares disposed of by HR Acquisitions, GAP 84 is a member of HR Acquisitions and indirectly owned 746,051 Common Shares; GAP-W is a member of HR Acquisitions and indirectly owned 186,327 Common Shares; GapStar is a member of HR Acquisitions and indirectly owned 2,463 Common Shares; KG is a member of HR Acquisitions and indirectly owned 1,773 Common Shares; CDA is a member of HR Acquisitions and indirectly owned 1,601 Common Shares; GAPCO III is a member of HR Acquisitions and indirectly owned 37,792 Common Shares; and GAPCO IV is a member of HR Acquisitions and indirectly owned 9,312 Common Shares.
F6: General Atlantic GenPar, L.P. ("GA GenPar") is the general partner of GAP 84 and the manager of GAP-W. General Atlantic LLC ("GA LLC") is the general partner of GA GenPar, the general partner of GAP 79 and CDA and the managing member of GAPCO III and GAPCO IV. GAPCO Management GmbH, a German corporation ("Management GmbH"), is the general partner of KG. The Managing Directors of GA LLC (the "GA Managing Directors") control the voting and investment decisions made by KG and Management GmbH. Certain GA Managing Directors are the members and officers of GapStar.
Virtu KCG Holdings LLC
Report date November 28, 2016 · Filed November 30, 2016
Jointly reported with GAP Coinvestments CDA, L.P.
Section 16 reporting ended · disclosed 2016-11-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-11-28 · Sale · Disposed 18,709,027 · Balance 0 F1: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F2: GA-GTCO Interholdco disposed of a beneficial interest in 18,709,027 shares of Class A Common Stock in an exchange with the Issuer for 8,202,124 shares of Bats Common Stock. General Atlantic Partners 83, L.P., a Delaware limited partnership ("GAP 83"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 5,469,459 shares of Class A Common Stock held by GA-GTCO Interholdco; General Atlantic Partners 93, L.P., a Delaware limited partnership ("GAP 93"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 2,731,495 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO US AIV, L.P., a Delaware limited partnership ("GA US AIV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 2,991,216 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 3) F3: (cont'd from footnote 2) GA-GTCO AIV, L.P., a Delaware limited partnership ("GA AIV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 1,744,139 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP-W, LLC, a Delaware limited liability company ("GAP-W"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 3,874,750 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 1,338,525 shares of Common Stock held by GA-GTCO Interholdco; GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 318,997 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 4) F4: (cont'd from footnote 3) GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 25,575 shares of Class A Common Stock held by GA-GTCO Interholdco; and GapStar, LLC, a Delaware limited liability company ("GapStar"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 214,871 shares of Class A Common Stock held by GA-GTCO Interholdco. F5: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6) F6: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein. F7: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8) F8: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco. |
| Class A WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2017-07-01 | Direct | 359,231 |
Reported balance
After 2016-11-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-28 · Sale · Disposed 2,338,997 · Balance 359,231 F1: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F5: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6) F6: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein. F7: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8) F8: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco. |
| Class B WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $13.50 · Expires 2018-07-01 | Direct | 359,231 |
Reported balance
After 2016-11-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-11-28 · Sale · Disposed 2,338,997 · Balance 359,231 F1: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F5: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6) F6: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein. F7: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8) F8: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco. |
| Class C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2019-07-01 | Direct | 359,242 |
Reported balance
After 2016-11-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2016-11-28 · Sale · Disposed 2,338,985 · Balance 359,242 F1: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F5: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6) F6: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein. F7: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8) F8: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco. |
Filing footnotes · ownership attribution and instrument terms
F1: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock.
F2: GA-GTCO Interholdco disposed of a beneficial interest in 18,709,027 shares of Class A Common Stock in an exchange with the Issuer for 8,202,124 shares of Bats Common Stock. General Atlantic Partners 83, L.P., a Delaware limited partnership ("GAP 83"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 5,469,459 shares of Class A Common Stock held by GA-GTCO Interholdco; General Atlantic Partners 93, L.P., a Delaware limited partnership ("GAP 93"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 2,731,495 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO US AIV, L.P., a Delaware limited partnership ("GA US AIV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 2,991,216 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 3)
F3: (cont'd from footnote 2) GA-GTCO AIV, L.P., a Delaware limited partnership ("GA AIV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 1,744,139 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP-W, LLC, a Delaware limited liability company ("GAP-W"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 3,874,750 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 1,338,525 shares of Common Stock held by GA-GTCO Interholdco; GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 318,997 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 4)
F4: (cont'd from footnote 3) GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 25,575 shares of Class A Common Stock held by GA-GTCO Interholdco; and GapStar, LLC, a Delaware limited liability company ("GapStar"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 214,871 shares of Class A Common Stock held by GA-GTCO Interholdco.
F5: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6)
F6: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein.
F7: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8)
F8: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2017 Filed Feb 3, 2017 21:26 UTC | TRINET GROUP, INC. TNET · Entity 4202 | SaleCommon Stock | 985,319 | $25.00 | $24,632,975.00 |
DisclosureSEC source: 0000950142-17-000227 · es1700238_4-trinet2.xml · nonDerivative · entry 2 General Atlantic Partners 84, L.P. · CIK 0001427692 · 10% owner · *See Remarks GAP-W, LLC · CIK 0001396680 · 10% owner · *See Remarks GAPSTAR LLC · CIK 0001187382 · 10% owner · *See Remarks GAP Coinvestments CDA, L.P. · CIK 0001356474 · 10% owner · *See Remarks GAPCO GMBH & CO KG · CIK 0001187388 · 10% owner · *See Remarks GAP COINVESTMENTS III, LLC · CIK 0001282203 · 10% owner · *See Remarks GAP COINVESTMENTS IV, LLC · CIK 0001282372 · 10% owner · *See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · ownership.direct: By HR Acquisitions, LLC ("HR Acquisitions"), a Delaware limited liability company. F5 · ownership.direct: With respect to all of the Common Shares disposed of by HR Acquisitions, GAP 84 is a member of HR Acquisitions and indirectly owned 746,051 Common Shares; GAP-W is a member of HR Acquisitions and indirectly owned 186,327 Common Shares; GapStar is a member of HR Acquisitions and indirectly owned 2,463 Common Shares; KG is a member of HR Acquisitions and indirectly owned 1,773 Common Shares; CDA is a member of HR Acquisitions and indirectly owned 1,601 Common Shares; GAPCO III is a member of HR Acquisitions and indirectly owned 37,792 Common Shares; and GAPCO IV is a member of HR Acquisitions and indirectly owned 9,312 Common Shares. F6 · ownership.direct: General Atlantic GenPar, L.P. ("GA GenPar") is the general partner of GAP 84 and the manager of GAP-W. General Atlantic LLC ("GA LLC") is the general partner of GA GenPar, the general partner of GAP 79 and CDA and the managing member of GAPCO III and GAPCO IV. GAPCO Management GmbH, a German corporation ("Management GmbH"), is the general partner of KG. The Managing Directors of GA LLC (the "GA Managing Directors") control the voting and investment decisions made by KG and Management GmbH. Certain GA Managing Directors are the members and officers of GapStar. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:26 UTC | TRINET GROUP, INC. TNET · Entity 4202 | SaleCommon Stock | 16,705,993 | $25.00 | $417,649,825.00 |
DisclosureSEC source: 0000950142-17-000227 · es1700238_4-trinet2.xml · nonDerivative · entry 1 General Atlantic Partners 84, L.P. · CIK 0001427692 · 10% owner · *See Remarks GAP-W, LLC · CIK 0001396680 · 10% owner · *See Remarks GAPSTAR LLC · CIK 0001187382 · 10% owner · *See Remarks GAP Coinvestments CDA, L.P. · CIK 0001356474 · 10% owner · *See Remarks GAPCO GMBH & CO KG · CIK 0001187388 · 10% owner · *See Remarks GAP COINVESTMENTS III, LLC · CIK 0001282203 · 10% owner · *See Remarks GAP COINVESTMENTS IV, LLC · CIK 0001282372 · 10% owner · *See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: By GA TriNet, LLC ("GA TriNet"), a Delaware limited liability company. F3 · ownership.direct: With respect to all of the shares of common stock, par value $0.000025 of the TriNet Group, Inc. ("Common Shares") disposed of by GA TriNet, General Atlantic Partners 79, L.P., a Delaware limited partnership ("GAP 79"), is a member of GA TriNet and indirectly owned 7,033,838 Common Shares; General Atlantic Partners 84, L.P., a Delaware limited partnership ("GAP 84"), is a member of GA TriNet and indirectly owned 5,235,627 Common Shares; GAP-W, LLC, a Delaware limited liability company ("GAP-W"), is a member of GA TriNet and indirectly owned 3,213,048 Common Shares; GapStar, LLC, a Delaware limited liability company ("GapStar"), is a member of GA TriNet and indirectly owned 187,930 Common Shares; (cont'd in FN 4) F4 · ownership.direct: (cont'd from FN 3) GAPCO GmbH & Co. KG, a German limited partnership ("KG"), is a member of GA TriNet and indirectly owned 26,488 Common Shares; GAP Coinvestments CDA, L.P., a Delaware limited partnership ("CDA"), is a member of GA TriNet and indirectly owned 12,520 Common Shares; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), is a member of GA TriNet and indirectly owned 796,209 Common Shares; and GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), is a member of GA TriNet and indirectly owned 200,333 Common Shares. F6 · ownership.direct: General Atlantic GenPar, L.P. ("GA GenPar") is the general partner of GAP 84 and the manager of GAP-W. General Atlantic LLC ("GA LLC") is the general partner of GA GenPar, the general partner of GAP 79 and CDA and the managing member of GAPCO III and GAPCO IV. GAPCO Management GmbH, a German corporation ("Management GmbH"), is the general partner of KG. The Managing Directors of GA LLC (the "GA Managing Directors") control the voting and investment decisions made by KG and Management GmbH. Certain GA Managing Directors are the members and officers of GapStar. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:45 UTC | TRINET GROUP, INC. TNET · Entity 4202 | SaleCommon Stock | 133,668 | $24.03 | $3,212,042.04 |
DisclosureSEC source: 0000950142-16-004945 · es1601221_4-trinet2.xml · nonDerivative · entry 2 General Atlantic Partners 84, L.P. · CIK 0001427692 · 10% owner · *See Remarks GAP-W, LLC · CIK 0001396680 · 10% owner · *See Remarks GAPSTAR LLC · CIK 0001187382 · 10% owner · *See Remarks GAP Coinvestments CDA, L.P. · CIK 0001356474 · 10% owner · *See Remarks GAPCO GMBH & CO KG · CIK 0001187388 · 10% owner · *See Remarks GAP COINVESTMENTS III, LLC · CIK 0001282203 · 10% owner · *See Remarks GAP COINVESTMENTS IV, LLC · CIK 0001282372 · 10% owner · *See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,319 F2 · ownership.direct: By HR Acquisitions, LLC ("HR Acquisitions"), a Delaware limited liability company. F5 · ownership.direct: With respect to all of the Common Shares held by HR Acquisitions, GAP 84 is a member of HR Acquisitions and indirectly owns 746,051 Common Shares; GAP-W is a member of HR Acquisitions and indirectly owns 186,327 Common Shares; GapStar is a member of HR Acquisitions and indirectly owns 2,463 Common Shares; KG is a member of HR Acquisitions and indirectly owns 1,773 Common Shares; CDA is a member of HR Acquisitions and indirectly owns 1,601 Common Shares; GAPCO III is a member of HR Acquisitions and indirectly owns 37,792 Common Shares; and GAPCO IV is a member of HR Acquisitions and indirectly owns 9,312 Common Shares. F6 · ownership.direct: General Atlantic GenPar, L.P. ("GA GenPar") is the general partner of GAP 84 and the manager of GAP-W. General Atlantic LLC ("GA LLC") is the general partner of GA GenPar, the general partner of GAP 79 and CDA and the managing member of GAPCO III and GAPCO IV. GAPCO Management GmbH, a German corporation ("Management GmbH"), is the general partner of KG. The Managing Directors of GA LLC (the "GA Managing Directors") control the voting and investment decisions made by KG and Management GmbH. Certain GA Managing Directors are the members and officers of GapStar. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 21:45 UTC | TRINET GROUP, INC. TNET · Entity 4202 | SaleCommon Stock | 2,266,332 | $24.03 | $54,459,957.96 |
DisclosureSEC source: 0000950142-16-004945 · es1601221_4-trinet2.xml · nonDerivative · entry 1 General Atlantic Partners 84, L.P. · CIK 0001427692 · 10% owner · *See Remarks GAP-W, LLC · CIK 0001396680 · 10% owner · *See Remarks GAPSTAR LLC · CIK 0001187382 · 10% owner · *See Remarks GAP Coinvestments CDA, L.P. · CIK 0001356474 · 10% owner · *See Remarks GAPCO GMBH & CO KG · CIK 0001187388 · 10% owner · *See Remarks GAP COINVESTMENTS III, LLC · CIK 0001282203 · 10% owner · *See Remarks GAP COINVESTMENTS IV, LLC · CIK 0001282372 · 10% owner · *See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,705,993 F1 · ownership.direct: By GA TriNet, LLC ("GA TriNet"), a Delaware limited liability company. F3 · ownership.direct: With respect to all of the shares of common stock, par value $0.000025 of the TriNet Group, Inc. ("Common Shares") held by GA TriNet, General Atlantic Partners 79, L.P., a Delaware limited partnership ("GAP 79"), is a member of GA TriNet and indirectly owns 7,033,838 Common Shares; General Atlantic Partners 84, L.P., a Delaware limited partnership ("GAP 84"), is a member of GA TriNet and indirectly owns 5,235,627 Common Shares; GAP-W, LLC, a Delaware limited liability company ("GAP-W"), is a member of GA TriNet and indirectly owns 3,213,048 Common Shares; GapStar, LLC, a Delaware limited liability company ("GapStar"), is a member of GA TriNet and indirectly owns 187,930 Common Shares; (cont'd in FN 4) F4 · ownership.direct: (cont'd from FN 3) GAPCO GmbH & Co. KG, a German limited partnership ("KG"), is a member of GA TriNet and indirectly owns 26,488 Common Shares; GAP Coinvestments CDA, L.P., a Delaware limited partnership ("CDA"), is a member of GA TriNet and indirectly owns 12,520 Common Shares; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), is a member of GA TriNet and indirectly owns 796,209 Common Shares; and GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), is a member of GA TriNet and indirectly owns 200,333 Common Shares. F6 · ownership.direct: General Atlantic GenPar, L.P. ("GA GenPar") is the general partner of GAP 84 and the manager of GAP-W. General Atlantic LLC ("GA LLC") is the general partner of GA GenPar, the general partner of GAP 79 and CDA and the managing member of GAPCO III and GAPCO IV. GAPCO Management GmbH, a German corporation ("Management GmbH"), is the general partner of KG. The Managing Directors of GA LLC (the "GA Managing Directors") control the voting and investment decisions made by KG and Management GmbH. Certain GA Managing Directors are the members and officers of GapStar. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 17:32 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | SaleClass C Warrants · Derivative | 2,338,985 | Not disclosed Strike: $15.00 | Not disclosed |
DisclosureSEC source: 0000950142-16-004868 · es1601189_4-kcg2.xml · derivative · entry 4 GAP Coinvestments CDA, L.P. · CIK 0001356474 · 10% owner · *See Remarks GAPSTAR LLC · CIK 0001187382 · 10% owner · *See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,242 Underlying: Class A Common Stock · 2,338,985 shares Expires 2019-07-01 F1 · price: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F1 · balance_after: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F5 · ownership.direct: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6) F6 · ownership.direct: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein. F7 · ownership.direct: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8) F8 · ownership.direct: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 17:32 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | SaleClass B Warrants · Derivative | 2,338,997 | Not disclosed Strike: $13.50 | Not disclosed |
DisclosureSEC source: 0000950142-16-004868 · es1601189_4-kcg2.xml · derivative · entry 3 GAP Coinvestments CDA, L.P. · CIK 0001356474 · 10% owner · *See Remarks GAPSTAR LLC · CIK 0001187382 · 10% owner · *See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,231 Underlying: Class A Common Stock · 2,338,997 shares Expires 2018-07-01 F1 · price: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F1 · balance_after: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F5 · ownership.direct: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6) F6 · ownership.direct: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein. F7 · ownership.direct: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8) F8 · ownership.direct: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 17:32 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | SaleClass A Warrants · Derivative | 2,338,997 | Not disclosed Strike: $12.00 | Not disclosed |
DisclosureSEC source: 0000950142-16-004868 · es1601189_4-kcg2.xml · derivative · entry 2 GAP Coinvestments CDA, L.P. · CIK 0001356474 · 10% owner · *See Remarks GAPSTAR LLC · CIK 0001187382 · 10% owner · *See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,231 Underlying: Class A Common Stock · 2,338,997 shares Expires 2017-07-01 F1 · price: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F1 · balance_after: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F5 · ownership.direct: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6) F6 · ownership.direct: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein. F7 · ownership.direct: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8) F8 · ownership.direct: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco. Read SEC document |
| November 28, 2016 Filed Nov 30, 2016 17:32 UTC | Virtu KCG Holdings LLC KCG · Entity 106797 | SaleClass A Common Stock, par value $0.01 per share | 18,709,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950142-16-004868 · es1601189_4-kcg2.xml · nonDerivative · entry 1 GAP Coinvestments CDA, L.P. · CIK 0001356474 · 10% owner · *See Remarks GAPSTAR LLC · CIK 0001187382 · 10% owner · *See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F1 · ownership.direct: All shares owned by GA-GTCO Interholdco, LLC ("GA-GTCO Interholdco"), a Delaware limited liability company. On November 28, 2016, pursuant to a purchase agreement (the "Purchase Agreement") between KCG Holdings, Inc. (the "Issuer") and GA-GTCO Interholdco, dated as of November 17, 2016, GA-GTCO Interholdco disposed of (i) 18,709,027 of the Issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock") in exchange for 8,202,124 shares of common stock, par value $0.01 per share of Bats Global Markets, Inc. ("Bats Common Stock") and (ii) 7,016,979 warrants to purchase Class A Common Stock ("Warrants") in exchange for 613,412 shares of Bats Common Stock. F2 · ownership.direct: GA-GTCO Interholdco disposed of a beneficial interest in 18,709,027 shares of Class A Common Stock in an exchange with the Issuer for 8,202,124 shares of Bats Common Stock. General Atlantic Partners 83, L.P., a Delaware limited partnership ("GAP 83"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 5,469,459 shares of Class A Common Stock held by GA-GTCO Interholdco; General Atlantic Partners 93, L.P., a Delaware limited partnership ("GAP 93"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 2,731,495 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO US AIV, L.P., a Delaware limited partnership ("GA US AIV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 2,991,216 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 3) F3 · ownership.direct: (cont'd from footnote 2) GA-GTCO AIV, L.P., a Delaware limited partnership ("GA AIV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 1,744,139 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP-W, LLC, a Delaware limited liability company ("GAP-W"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 3,874,750 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 1,338,525 shares of Common Stock held by GA-GTCO Interholdco; GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 318,997 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 4) F4 · ownership.direct: (cont'd from footnote 3) GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 25,575 shares of Class A Common Stock held by GA-GTCO Interholdco; and GapStar, LLC, a Delaware limited liability company ("GapStar"), and a member of GA-GTCO Interholdco, disposed of a beneficial interest in 214,871 shares of Class A Common Stock held by GA-GTCO Interholdco. F5 · ownership.direct: The general partner of GAP 83, GAP 93, GA US AIV and GA AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6) F6 · ownership.direct: (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein. F7 · ownership.direct: GA-GTCO Interholdco disposed of a beneficial interest in an aggregate of 7,016,979 Warrants in an exchange with the Issuer for 613,412 shares of Bats Common Stock. GAP 83 disposed of a beneficial interest in 825,411 Class A Warrants, 825,411 Class B Warrants and 825,408 Class C Warrants, each held by GA-GTCO Interholdco; GA US AIV disposed of a beneficial interest in 451,413 Class A Warrants, 451,413 Class B Warrants and 451,410 Class C Warrants, each held by GA-GTCO Interholdco; GA AIV disposed of a beneficial interest in 263,213 Class A Warrants, 263,213 Class B Warrants and 263,212 Class C Warrants, each held by GA-GTCO Interholdco; GAP-W disposed of a beneficial interest in 584,749 Class A Warrants, 584,749 Class B Warrants and 584,746 Class C Warrants, each held by GA-GTCO Interholdco; (cont'd in footnote 8) F8 · ownership.direct: (cont'd from footnote 7) GAPCO III disposed of a beneficial interest in 144,502 Class A Warrants, 144,502 Class B Warrants and 144,500 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO IV disposed of a beneficial interest in 34,580 Class A Warrants, 34,580 Class B Warrants and 34,580 Class C Warrants, each held by GA-GTCO Interholdco; GAPCO CDA disposed of a beneficial interest in 2,702 Class A Warrants, 2,702 Class B Warrants and 2,702 Class C Warrants, each held by GA-GTCO Interholdco; and GapStar disposed of a beneficial interest in 32,427 Class A Warrants, 32,427 Class B Warrants and 32,427 Class C Warrants, each held by GA-GTCO Interholdco. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.