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MITCHELL SAMUEL APPLETON

Disclosed activity across 2 companies

Tapewire entity
179158
SEC CIK
0001302545

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EXCO RESOURCES INCXCO · Entity 167238DirectorNovember 03, 2016November 07, 2016
NEIGHBORHOOD INTELLIGENCE, INC.OSTK · Entity 5765DirectorFebruary 02, 2017February 06, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EXCO RESOURCES INC

Report date November 03, 2016 · Filed November 07, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect341,870 Reported balance After 2016-11-03 transaction · row 1
1 source row

Row 1 · 2016-11-03 · Grant · Acquired 142,610 · Balance 341,870

F1: Represents shares of restricted stock automatically issued to Mr. Mitchell pursuant to the Amended and Restated 2007 Director Plan of EXCO Resources, Inc., as amended (the "Plan"). All of these shares of restricted common stock vest on November 3, 2017. These shares of restricted stock are subject to forfeiture, accelerated vesting and other restrictions as more fully set forth in the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted stock automatically issued to Mr. Mitchell pursuant to the Amended and Restated 2007 Director Plan of EXCO Resources, Inc., as amended (the "Plan"). All of these shares of restricted common stock vest on November 3, 2017. These shares of restricted stock are subject to forfeiture, accelerated vesting and other restrictions as more fully set forth in the Plan.

NEIGHBORHOOD INTELLIGENCE, INC.

Report date February 02, 2017 · Filed February 06, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect12,334 Reported balance After 2017-02-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-02-02 · Grant · Acquired 5,000 · Balance 12,334

F1: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2017 Filed Feb 6, 2017 21:08 UTC NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001765 · edgar.xml · derivative · entry 1

MITCHELL SAMUEL APPLETON · CIK 0001302545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,334

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vest in three equal installments at the close of business on February 2, 2018, February 2, 2019, and February 2, 2020. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.

Read SEC document
January 28, 2017 Filed Jan 31, 2017 17:49 UTC NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 Exercise / conversionRestricted Stock Unit · Derivative 1,167 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001375 · edgar.xml · derivative · entry 2

MITCHELL SAMUEL APPLETON · CIK 0001302545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,334

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vested in three equal installments at the close of business on January 28, 2015, January 28, 2016, and January 28, 2017. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vested in three equal installments at the close of business on January 28, 2015, January 28, 2016, and January 28, 2017. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Overstock.com, Inc. common stock. The restricted stock units vested in three equal installments at the close of business on January 28, 2015, January 28, 2016, and January 28, 2017. Vested shares will be delivered to the reporting person promptly after the restricted stock units vest. Amount shown does not include previously granted RSUs with different vesting schedules.

Read SEC document
January 28, 2017 Filed Jan 31, 2017 17:49 UTC NEIGHBORHOOD INTELLIGENCE, INC. OSTK · Entity 5765 Exercise / conversionCommon Stock 1,167 $0.00 $0.12
Disclosure

SEC source: 0001179110-17-001375 · edgar.xml · nonDerivative · entry 1

MITCHELL SAMUEL APPLETON · CIK 0001302545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2016 Filed Nov 7, 2016 15:44 UTC EXCO RESOURCES INC XCO · Entity 167238 GrantCommon Stock, par value $0.001 per share 142,610 $0.00 $0.00
Disclosure

SEC source: 0000316300-16-000123 · edgar.xml · nonDerivative · entry 1

MITCHELL SAMUEL APPLETON · CIK 0001302545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,870

F1 · shares: Represents shares of restricted stock automatically issued to Mr. Mitchell pursuant to the Amended and Restated 2007 Director Plan of EXCO Resources, Inc., as amended (the "Plan"). All of these shares of restricted common stock vest on November 3, 2017. These shares of restricted stock are subject to forfeiture, accelerated vesting and other restrictions as more fully set forth in the Plan.

F1 · price: Represents shares of restricted stock automatically issued to Mr. Mitchell pursuant to the Amended and Restated 2007 Director Plan of EXCO Resources, Inc., as amended (the "Plan"). All of these shares of restricted common stock vest on November 3, 2017. These shares of restricted stock are subject to forfeiture, accelerated vesting and other restrictions as more fully set forth in the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.