Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Executive VP & CPO | February 06, 2017 | February 07, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date February 06, 2017 · Filed February 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 85,237 |
Reported balance
After 2017-02-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-06 · Tax withholding · Disposed 6,394 · Balance 85,237 F1: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2027-01-31 | Direct | 21,613 |
Reported balance
Holding disclosure · report date 2017-02-06 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 21,613 F3: Granted pursuant to the 2014 Equity Incentive Plan. F2: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.74 · Expires 2026-01-31 | Direct | 18,182 |
Reported balance
Holding disclosure · report date 2017-02-06 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 18,182 F3: Granted pursuant to the 2014 Equity Incentive Plan. F2: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $15.83 · Expires 2024-08-11 | Direct | 198,000 |
Reported balance
Holding disclosure · report date 2017-02-06 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 198,000 F4: Granted pursuant to 2009 Unit Incentive Plan. F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 319,163 |
Reported balance
Holding disclosure · report date 2017-02-06 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 319,163 F6: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted.
F2: Vests in three equal annual installments commencing on the first anniversary of the grant date.
F3: Granted pursuant to the 2014 Equity Incentive Plan.
F4: Granted pursuant to 2009 Unit Incentive Plan.
F5: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.
F6: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2017 Filed Feb 7, 2017 23:12 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 6,394 | $12.85 | $82,162.90 |
DisclosureSEC source: 0001624785-17-000008 · wf-form4_148650911104199.xml · nonDerivative · entry 1 Sellberg Michael S. · CIK 0001624785 · Executive VP & CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,237 F1 · kind: Shares delivered to the issuer for the payment of witholding taxes due upon the vesting of restricted stock previously granted. F2 · balance_after: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 23:05 UTC | WORKIVA INC WK · Entity 589 | GrantEmployee Stock Option to Purchase Class A Common Stock · Derivative | 21,613 | Not disclosed Strike: $12.40 | Not disclosed |
DisclosureSEC source: 0001013632-17-000013 · wf-form4_148616313342243.xml · derivative · entry 2 Sellberg Michael S. · CIK 0001624785 · Executive VP & CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,613 Underlying: Class A Common Stock · 21,613 shares Expires 2027-02-01 F1 · security: Granted pursuant to the 2014 Equity Incentive Plan. F1 · price: Granted pursuant to the 2014 Equity Incentive Plan. F2 · derivative.exercise_date: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 23:23 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 30,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001624785-17-000001 · wf-form4_148495460342084.xml · nonDerivative · entry 1 Sellberg Michael S. · CIK 0001624785 · Executive VP & CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,631 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. F1 · price: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.