Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sally Beauty Holdings, Inc.SBH · Entity 4676 | GVP, CAO & Controller | February 07, 2017 | February 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sally Beauty Holdings, Inc.
Report date February 07, 2017 · Filed February 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,389 |
Ending reported balance
After 2017-02-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-07 · Exercise / conversion · Acquired 11,250 · Balance 26,639 Row 2 · 2017-02-07 · Sale · Disposed 11,250 · Balance 15,389 F1: Reflects the weighted average purchase price. The range of prices for these transactions was $22.835 to $22.91. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.39 · Expires 2020-10-19 | Direct | 33,750 |
Reported balance
After 2017-02-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-07 · Exercise / conversion · Disposed 11,250 · Balance 33,750 F2: The options vest annually in four equal installments beginning on October 18, 2011. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average purchase price. The range of prices for these transactions was $22.835 to $22.91. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
F2: The options vest annually in four equal installments beginning on October 18, 2011.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2017 Filed Feb 9, 2017 17:45 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,250 | $0.00 Strike: $11.39 | $0.00 |
DisclosureSEC source: 0001127602-17-004825 · form4.xml · derivative · entry 3 Minton Janna · CIK 0001417110 · GVP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,750 Underlying: Common Stock · 11,250 shares Expires 2020-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest annually in four equal installments beginning on October 18, 2011. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 17:45 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | SaleCommon Stock | 11,250 | $22.88 | $257,447.25 |
DisclosureSEC source: 0001127602-17-004825 · form4.xml · nonDerivative · entry 2 Minton Janna · CIK 0001417110 · GVP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,389 F1 · price: Reflects the weighted average purchase price. The range of prices for these transactions was $22.835 to $22.91. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 17:45 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Exercise / conversionCommon Stock | 11,250 | $11.39 | $128,137.50 |
DisclosureSEC source: 0001127602-17-004825 · form4.xml · nonDerivative · entry 1 Minton Janna · CIK 0001417110 · GVP, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:32 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,345 | $0.00 Strike: $25.53 | $0.00 |
DisclosureSEC source: 0001127602-16-066050 · form4.xml · derivative · entry 2 Minton Janna · CIK 0001417110 · GVP, CFO, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,345 Underlying: Common Stock · 26,345 shares Expires 2026-11-01 F3 · security: Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan. F4 · derivative.exercise_date: The options vest in three equal annual installments beginning on September 30, 2017. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:32 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | GrantCommon Stock | 979 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066050 · form4.xml · nonDerivative · entry 1 Minton Janna · CIK 0001417110 · GVP, CFO, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,389 F1 · security: Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan. F2 · shares: The restrictions on the shares shall lapse on September 30, 2017. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:40 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Tax withholdingCommon Stock | 54 | $25.60 | $1,382.40 |
DisclosureSEC source: 0001127602-16-065671 · form4.xml · nonDerivative · entry 1 Minton Janna · CIK 0001417110 · GVP, CFO, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,410 Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 17:09 UTC | Sally Beauty Holdings, Inc. SBH · Entity 4676 | Tax withholdingCommon Stock | 172 | $25.68 | $4,416.96 |
DisclosureSEC source: 0001127602-16-064114 · form4.xml · nonDerivative · entry 1 Minton Janna · CIK 0001417110 · GVP, CFO, CAO & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,464 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.