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person · Reporting owner

BALL M LEROY

Disclosed activity across 2 companies

Tapewire entity
17901
SEC CIK
0001229771

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ATI INCATI · Entity 944DirectorMay 19, 2026May 21, 2026
Koppers Holdings Inc.KOP · Entity 5058Director · CEOAugust 31, 2026September 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ATI INC

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.10 per shareSEC Table I · non-derivativeDirect34,737 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 905 · Balance 34,737

F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

Filing footnotes · ownership attribution and instrument terms

F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

Koppers Holdings Inc.

Report date August 31, 2026 · Filed September 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect429,355.4007 Ending reported balance After 2026-08-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-31 · Sale · Disposed 4,000 · Balance 429,555.4007

Row 2 · 2026-08-31 · Gift · Disposed 200 · Balance 429,355.4007

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2020 Filed Mar 6, 2020 00:12 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 22,675 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016775 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,570.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 03, 2020 Filed Mar 9, 2020 21:09 UTC Amendment Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 4,183 $19.63 $82,112.29
Disclosure

SEC source: 0001209191-20-017355 · doc4a.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,076.2224

F2 · kind: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of performance share units. (This Form 4 amendment is being filed to correct the number of shares surrendered as payment for tax withholding reported in the original filing.)

Read SEC document
March 03, 2020 Filed Mar 9, 2020 21:09 UTC Amendment Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 2,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-017355 · doc4a.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,259.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units converted into common stock on a one-for-one basis. (This Form 4 amendment is being filed to correct the number of time-based restricted stock units reported in the original filing.)

Read SEC document
February 20, 2020 Filed Feb 3, 2021 14:24 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007056 · doc5.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,513.2224

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:25 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 28,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009083 · doc4.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,894

Underlying: Common Stock · 28,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance shares units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2020. Fifty percent (50%) of such restricted stock units are subject to an additional vesting requirement, such that they will vest on March 6, 2022 so long as the absolute total shareholder return of the common stock for the three-year performance period from January 1, 2019 through December 31, 2021 is not negative.

F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance shares units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2020. Fifty percent (50%) of such restricted stock units are subject to an additional vesting requirement, such that they will vest on March 6, 2022 so long as the absolute total shareholder return of the common stock for the three-year performance period from January 1, 2019 through December 31, 2021 is not negative.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:25 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 22,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009083 · doc4.xml · derivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,675

Underlying: Common Stock · 22,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F2 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied.

F2 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied.

Read SEC document
February 11, 2020 Filed Feb 18, 2020 17:05 UTC Amendment Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 28,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009913 · doc4a.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,894

Underlying: Common Stock · 28,894 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 4 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded).

F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2019 through December 31, 2019 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number. (This Form 4 amendment is being filed to correct footnote 3 in the original filing, which should be disregarded).

Read SEC document
February 11, 2020 Filed Feb 18, 2020 17:05 UTC Amendment Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 22,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009913 · doc4a.xml · derivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,675

Underlying: Common Stock · 22,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F2 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied.

F2 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied.

Read SEC document
September 19, 2019 Filed Jan 31, 2020 14:22 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 657 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005723 · doc5.xml · nonDerivative · entry 4

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,895.2224

F1 · balance_after: Includes 1,078 shares of Koppers Holdings Inc. common stock previously acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 31, 2019, the date of the latest available statement of the reporting person's ESPP holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
September 19, 2019 Filed Jan 31, 2020 14:22 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005723 · doc5.xml · nonDerivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,474.2224

Read SEC document
August 13, 2019 Filed Aug 15, 2019 10:53 UTC ATI INC ATI · Entity 944 PurchaseCommon Stock, par value $0.10 per share 2,000 $18.18 $36,360.00
Disclosure

SEC source: 0001209191-19-046023 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,530

Read SEC document
June 21, 2019 Filed Jan 31, 2020 14:22 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005723 · doc5.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,650.2224

Read SEC document
May 13, 2019 Filed May 14, 2019 22:23 UTC ATI INC ATI · Entity 944 GrantCommon Stock, par value $0.10 per share 4,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029757 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,530

F1 · price: Annual Director award granted under the Issuer's 2017 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
April 11, 2019 Filed Jan 31, 2020 14:22 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005723 · doc5.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,985.2224

Read SEC document
March 06, 2019 Filed Mar 8, 2019 20:59 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantEmployee Stock Options (Rights to Buy) · Derivative 61,178 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001209191-19-018047 · doc4.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,178

Underlying: Common Stock · 61,178 shares

Expires 2029-03-06

F1 · derivative.exercise_date: The reporting person was granted stock options on March 6, 2019, which will vest in four equal annual installments, beginning on the first anniversary of the grant date.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 20:59 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantCommon Stock 17,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018047 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,985.2224

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:07 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionRestricted Stock Units · Derivative 2,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016309 · doc4.xml · derivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,535

Underlying: Common Stock · 2,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:07 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantCommon Stock 5,342 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016309 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,648.2224

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three year performance period of 2016 through 2018 have been satisfied.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 20:07 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 2,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016309 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,306.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 14, 2018 Filed Dec 14, 2018 20:14 UTC Koppers Holdings Inc. KOP · Entity 5058 PurchaseCommon Stock 2,000 $16.62 $33,240.00
Disclosure

SEC source: 0001209191-18-062671 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,038.2224

Read SEC document
December 13, 2018 Filed Dec 14, 2018 20:14 UTC Koppers Holdings Inc. KOP · Entity 5058 PurchaseCommon Stock 4,000 $17.24 $68,960.00
Disclosure

SEC source: 0001209191-18-062671 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,038.2224

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.17 to $17.26, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 03, 2018 Filed Dec 3, 2018 20:09 UTC Koppers Holdings Inc. KOP · Entity 5058 PurchaseCommon Stock 4,000 $18.90 $75,600.00
Disclosure

SEC source: 0001209191-18-060538 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,038.2224

Read SEC document
November 12, 2018 Filed Nov 13, 2018 19:44 UTC Koppers Holdings Inc. KOP · Entity 5058 PurchaseCommon Stock 9,000 $20.44 $183,960.00
Disclosure

SEC source: 0001209191-18-058163 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,038.2224

F2 · balance_after: Includes 216 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on September 28, 2018. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
November 12, 2018 Filed Nov 13, 2018 19:44 UTC Koppers Holdings Inc. KOP · Entity 5058 PurchaseCommon Stock 13,000 $19.71 $256,230.00
Disclosure

SEC source: 0001209191-18-058163 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,822.2224

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.34 to $19.76, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 06, 2018 Filed Sep 6, 2018 20:36 UTC Koppers Holdings Inc. KOP · Entity 5058 PurchaseCommon Stock 2,000 $34.96 $69,920.00
Disclosure

SEC source: 0001209191-18-049835 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,822.2224

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.90 to $35.00, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 369 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of June 29, 2018, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionRestricted Stock Units · Derivative 2,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · derivative · entry 6

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,803

Underlying: Common Stock · 2,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantEmployee Stock Options (Rights to Buy) · Derivative 41,123 $0.00 Strike: $41.60 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · derivative · entry 5

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,123

Underlying: Common Stock · 41,123 shares

Expires 2028-03-02

F5 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 38,386 $41.60 $1,596,857.60
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · nonDerivative · entry 4

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,453.2224

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of performance-based restricted stock units.

F4 · balance_after: Includes 164 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantCommon Stock 88,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · nonDerivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,839.2224

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 2,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,479.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantCommon Stock 10,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,212.2224

Read SEC document
December 29, 2017 Filed Jan 24, 2018 20:51 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005086 · doc5.xml · nonDerivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,437.2224

F1 · balance_after: Includes 164 shares of Koppers Holdings Inc. common stock previously acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
June 29, 2017 Filed Jan 24, 2018 20:51 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005086 · doc5.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,773.2224

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:59 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantEmployee Stock Options (Rights to Buy) · Derivative 33,519 $0.00 Strike: $44.10 $0.00
Disclosure

SEC source: 0001209191-17-018998 · doc4.xml · derivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,519

Underlying: Common Stock · 33,519 shares

Expires 2027-03-02

F4 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2017, which will vest in four equal annual installments, with the first installment vesting on March 3, 2018.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 23:59 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 9,070 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018998 · doc4.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,070

Underlying: Common Stock · 9,070 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Koppers Holdings Inc. common stock (the "Common Stock"), or its equivalent cash value.

F3 · derivative.exercise_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

F3 · derivative.expiration_date: The reporting person was granted RSUs on March 3, 2017 under the Koppers Holdings Inc. 2005 Long Term Incentive Plan, as Amended and Restated. RSUs vest in four equal annual installments, with the first installment vesting on March 3, 2018. Upon vesting, the RSUs will be paid out in whole shares of Common Stock or cash as may be determined by the Company.

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March 03, 2017 Filed Mar 7, 2017 23:59 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 2,036.256 $44.10 $89,798.89
Disclosure

SEC source: 0001209191-17-018998 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,523.2224

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units ("RSUs").

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March 01, 2017 Filed Mar 3, 2017 20:49 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 1,778.5302 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017361 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,559.4784

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

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February 17, 2017 Filed Feb 21, 2017 23:02 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 839.3921 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012855 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,338.0086

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units and related dividend equivalent units.

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January 23, 2017 Filed Jan 24, 2018 20:51 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-005086 · doc5.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,273.2224

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November 30, 2016 Filed Dec 1, 2016 13:22 UTC Koppers Holdings Inc. KOP · Entity 5058 SaleCoomon Stock 3,500 $38.51 $134,785.00
Disclosure

SEC source: 0001209191-16-152575 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,177.4007

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.