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person · Reporting owner

BALL M LEROY

Disclosed activity across 2 companies

Tapewire entity
17901
SEC CIK
0001229771

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ATI INCATI · Entity 944DirectorMay 19, 2026May 21, 2026
Koppers Holdings Inc.KOP · Entity 5058Director · CEOAugust 31, 2026September 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ATI INC

Report date May 19, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.10 per shareSEC Table I · non-derivativeDirect34,737 Reported balance After 2026-05-19 transaction · row 1
1 source row

Row 1 · 2026-05-19 · Grant · Acquired 905 · Balance 34,737

F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

Filing footnotes · ownership attribution and instrument terms

F1: Annual award of restricted stock granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program. The award vests on the first anniversary of the grant date.

F2: Annual award granted under the Issuer's 2022 Incentive Plan as part of the Issuer's Director compensation program.

Koppers Holdings Inc.

Report date August 31, 2026 · Filed September 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect429,355.4007 Ending reported balance After 2026-08-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-31 · Sale · Disposed 4,000 · Balance 429,555.4007

Row 2 · 2026-08-31 · Gift · Disposed 200 · Balance 429,355.4007

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2023 Filed Jan 9, 2023 22:52 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 8,053 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002601 · doc4.xml · derivative · entry 4

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,205

Underlying: Common Stock · 8,053 shares

Expires not disclosed

F4 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F5 · derivative.exercise_date: On January 4, 2021, the reporting person was granted performance share units ("PSUs") for which the two-year performance period from January 1, 2021 through December 31, 2022 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

F5 · derivative.expiration_date: On January 4, 2021, the reporting person was granted performance share units ("PSUs") for which the two-year performance period from January 1, 2021 through December 31, 2022 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:52 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionDividend Equivalent Rights · Derivative 68 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002601 · doc4.xml · derivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392

Underlying: Common Stock · 68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These DERs were released in connection with the vesting of RSUs granted on January 4, 2021 and January 4, 2022. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F3 · shares: These DERs were released in connection with the vesting of RSUs granted on January 4, 2021 and January 4, 2022. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F3 · derivative.exercise_date: These DERs were released in connection with the vesting of RSUs granted on January 4, 2021 and January 4, 2022. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F3 · derivative.expiration_date: These DERs were released in connection with the vesting of RSUs granted on January 4, 2021 and January 4, 2022. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:52 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 4,191 $28.58 $119,778.78
Disclosure

SEC source: 0001209191-23-002601 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,854.2224

F2 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units ("RSUs").

Read SEC document
January 05, 2023 Filed Jan 9, 2023 22:52 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002601 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,045.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.

F1 · price: Represents shares acquired upon release of dividend equivalent rights ("DERs"), as reported in Table II, on a one-for-one basis.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 23:36 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantCommon Stock 21,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002078 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,977.2224

F1 · security: The reporting person was awarded time-based restricted stock units on January 4, 2023, which will vest in annual installments of one-third each over three years.

F2 · balance_after: Includes 825 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on March 31, 2022 and June 30, 2022. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
January 03, 2023 Filed Jan 5, 2023 23:36 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantDividend Equivalent Rights · Derivative 460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002078 · doc4.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

Underlying: Common Stock · 460 shares

Expires not disclosed

F3 · derivative.exercise_price: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 370 DERs accrued with respect to RSUs granted on March 6, 2019, March 3, 2020, January 4, 2021, and January 4, 2022, and 90 DERs accrued with respect to PSUs granted on January 4, 2021. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F3 · derivative.exercise_date: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 370 DERs accrued with respect to RSUs granted on March 6, 2019, March 3, 2020, January 4, 2021, and January 4, 2022, and 90 DERs accrued with respect to PSUs granted on January 4, 2021. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

F3 · derivative.expiration_date: The dividend equivalent rights ("DERs") accrued with respect to additional time-based and performance-based restricted stock units ("RSUs" and "PSUs", respectively) credited to the reporting person. Of this total, 370 DERs accrued with respect to RSUs granted on March 6, 2019, March 3, 2020, January 4, 2021, and January 4, 2022, and 90 DERs accrued with respect to PSUs granted on January 4, 2021. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.

Read SEC document
December 14, 2022 Filed Jan 20, 2023 21:02 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004213 · doc5.xml · nonDerivative · entry 4

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,296.2224

Read SEC document
November 30, 2022 Filed Jan 20, 2023 21:02 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004213 · doc5.xml · nonDerivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,633.2224

Read SEC document
November 28, 2022 Filed Jan 20, 2023 21:02 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004213 · doc5.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,466.2224

Read SEC document
August 15, 2022 Filed Feb 14, 2023 18:46 UTC ATI INC ATI · Entity 944 GiftCommon Stock, par value $0.10 per share 830 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009043 · doc5.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,933

Read SEC document
June 01, 2022 Filed Jan 20, 2023 21:02 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 388 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004213 · doc5.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,466.2224

Read SEC document
May 17, 2022 Filed May 19, 2022 17:35 UTC ATI INC ATI · Entity 944 GrantCommon Stock, par value $0.10 per share 4,309 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-030396 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,763

F1 · shares: Annual Director award granted as part of the Issuer's Director compensation program.

F1 · price: Annual Director award granted as part of the Issuer's Director compensation program.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 20:12 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionRestricted Stock Units · Derivative 79,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016995 · doc4.xml · derivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied, as reported in the reporting person's Form 4 filed on January 7, 2022, as amended on February 17, 2022.

F3 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied, as reported in the reporting person's Form 4 filed on January 7, 2022, as amended on February 17, 2022.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 20:12 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 36,263 $28.18 $1,021,891.34
Disclosure

SEC source: 0001209191-22-016995 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,609.2224

F2 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units and performance share units.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 20:12 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 79,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016995 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,872.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 21:04 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 2,821 $28.96 $81,696.16
Disclosure

SEC source: 0001209191-22-016599 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,685.2224

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:46 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 1,120 $28.49 $31,908.80
Disclosure

SEC source: 0001209191-22-016312 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,506.2224

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 23:03 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 11,645 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002528 · doc4.xml · derivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,645

Underlying: Common Stock · 11,645 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F5 · derivative.exercise_date: On January 4, 2021, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2021 through December 31, 2021 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

F5 · derivative.expiration_date: On January 4, 2021, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2021 through December 31, 2021 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 23:03 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 20,472 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002528 · doc4.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,262

Underlying: Common Stock · 20,472 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied.

F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied.

F4 · balance_after: All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022.

Read SEC document
January 05, 2022 Filed Jan 7, 2022 23:03 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 1,410 $33.27 $46,910.70
Disclosure

SEC source: 0001209191-22-002528 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,771.2224

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
January 05, 2022 Filed Feb 17, 2022 19:47 UTC Amendment Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 12,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010659 · doc4a.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,152

Underlying: Common Stock · 12,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F5 · shares: This Form 4 amendment is being filed to correct the number of performance share units awarded to the reporting person for the one-year performance period from January 1, 2021 through December 31, 2021.

F6 · derivative.exercise_date: On January 4, 2021, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2021 through December 31, 2021 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

F6 · derivative.expiration_date: On January 4, 2021, the reporting person was granted performance share units for which the performance criteria for the one-year performance period from January 1, 2021 through December 31, 2021 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through January 5, 2024. If the Company's total shareholder return over the three-year period of January 1, 2021 through December 31, 2023 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 150% of the target number.

Read SEC document
January 05, 2022 Filed Feb 17, 2022 19:47 UTC Amendment Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 21,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010659 · doc4a.xml · derivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,187

Underlying: Common Stock · 21,397 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F2 · shares: This Form 4 amendment is being filed to correct the number of performance share units awarded to the reporting person for the three-year performance period from January 1, 2019 through December 31, 2021.

F3 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied.

F3 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the three-year performance period from January 1, 2019 through December 31, 2021 have been satisfied.

F4 · balance_after: All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 18:48 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantEmployee Stock Options (Right to Buy) · Derivative 53,180 $0.00 Strike: $32.19 $0.00
Disclosure

SEC source: 0001209191-22-002117 · doc4.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,180

Underlying: Common Stock · 53,180 shares

Expires 2032-01-04

F3 · derivative.exercise_date: The reporting person was granted stock options on January 4, 2022, which will vest in annual installments of 25 percent over four years.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 18:48 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantCommon Stock 19,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002117 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,181.2224

F1 · security: The reporting person was awarded time-based restricted stock units on January 4, 2022, which will vest in annual installments of 25 percent over four years.

F2 · balance_after: Includes 741 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on June 30, 2021 and September 30, 2021. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
November 30, 2021 Filed Jan 25, 2022 22:21 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004843 · doc5.xml · nonDerivative · entry 4

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,626.2224

Read SEC document
May 25, 2021 Filed May 27, 2021 01:30 UTC ATI INC ATI · Entity 944 GrantCommon Stock, par value $0.10 per share 4,347 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036126 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,254

F1 · shares: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

F1 · price: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

Read SEC document
March 12, 2021 Filed Jan 25, 2022 22:21 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 938 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004843 · doc5.xml · nonDerivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,333.2224

Read SEC document
March 09, 2021 Filed Jan 25, 2022 22:21 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004843 · doc5.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,271.2224

Read SEC document
March 08, 2021 Filed Jan 25, 2022 22:21 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-004843 · doc5.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,271.2224

Read SEC document
March 06, 2021 Filed Mar 9, 2021 21:18 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 1,844 $35.45 $65,369.80
Disclosure

SEC source: 0001209191-21-018960 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,076.2224

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 18:34 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionRestricted Stock Units · Derivative 2,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018112 · doc4.xml · derivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,268 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 18:34 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 3,818 $35.72 $136,378.96
Disclosure

SEC source: 0001209191-21-018112 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,920.2224

F2 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

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March 03, 2021 Filed Mar 5, 2021 18:34 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 2,268 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-018112 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,738.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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March 02, 2021 Filed Mar 4, 2021 19:13 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 1,122 $34.87 $39,124.14
Disclosure

SEC source: 0001209191-21-017688 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,470.2224

F1 · acquired: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of time-based restricted stock units.

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February 16, 2021 Filed Feb 18, 2021 19:03 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantRestricted Stock Units · Derivative 28,896 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-011679 · doc4.xml · derivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,896

Underlying: Common Stock · 28,896 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units represent the right to receive shares of common stock on a one-for-one basis and may be settled in cash or in shares of common stock.

F2 · derivative.exercise_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the two-year performance period from January 1, 2019 through December 31, 2020 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number.

F2 · derivative.expiration_date: On March 6, 2019, the reporting person was granted performance share units for which the performance criteria for the two-year performance period from January 1, 2019 through December 31, 2020 have been satisfied. All of the restricted stock units reported here are subject to vesting based on the continued service of the reporting person through March 6, 2022. If the Company's total shareholder return over the three-year period of January 1, 2019 through December 31, 2021 is negative, then the cumulative number of units that may vest for such three-year period will be capped at 100% of the target number.

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January 04, 2021 Filed Jan 6, 2021 21:08 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantEmployee Stock Options (Right to Buy) · Derivative 49,272 $0.00 Strike: $29.84 $0.00
Disclosure

SEC source: 0001209191-21-001972 · doc4.xml · derivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,272

Underlying: Common Stock · 49,272 shares

Expires 2031-01-04

F3 · derivative.exercise_date: The reporting person was granted stock options on January 4, 2021, which will vest in annual installments of 25 percent over four years.

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January 04, 2021 Filed Jan 6, 2021 21:08 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantCommon Stock 17,381 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-001972 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,513.2224

F1 · security: The reporting person was awarded time-based restricted stock units on January 4, 2021, which will vest in annual installments of 25 percent over four years.

F2 · balance_after: Includes 56 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan on September 30, 2020. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

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August 28, 2020 Filed Sep 1, 2020 18:33 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative 2,500 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001209191-20-048882 · doc4.xml · derivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 18:33 UTC Koppers Holdings Inc. KOP · Entity 5058 SaleCommon Stock 2,500 $24.67 $61,675.00
Disclosure

SEC source: 0001209191-20-048882 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,076.2224

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.66 to $24.70, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes a total of 1,000 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of June 30, 2020, the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

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August 28, 2020 Filed Sep 1, 2020 18:33 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 2,500 $20.00 $50,000.00
Disclosure

SEC source: 0001209191-20-048882 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,576.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2020 Filed Feb 3, 2021 14:24 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007056 · doc5.xml · nonDerivative · entry 4

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,592.2224

Read SEC document
August 24, 2020 Filed Feb 3, 2021 14:24 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007056 · doc5.xml · nonDerivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,113.2224

Read SEC document
August 05, 2020 Filed Feb 3, 2021 14:24 UTC Koppers Holdings Inc. KOP · Entity 5058 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007056 · doc5.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,513.2224

Read SEC document
May 12, 2020 Filed May 14, 2020 22:47 UTC ATI INC ATI · Entity 944 GrantCommon Stock, par value $0.10 per share 13,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-029304 · doc4.xml · nonDerivative · entry 1

BALL M LEROY · CIK 0001229771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,107

F1 · shares: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

F1 · price: Annual Director award granted under the Issuer's 2020 Incentive Plan as part of the Issuer's Director compensation program.

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March 03, 2020 Filed Mar 6, 2020 00:12 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantEmployee Stock Options (Right to Buy) · Derivative 92,180 $0.00 Strike: $19.63 $0.00
Disclosure

SEC source: 0001209191-20-016775 · doc4.xml · derivative · entry 7

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,180

Underlying: Common Stock · 92,180 shares

Expires 2030-03-03

F6 · derivative.exercise_date: The reporting person was granted stock options on March 3, 2020, which will vest in annual installments of 25 percent over four years.

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March 03, 2020 Filed Mar 6, 2020 00:12 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionRestricted Stock Units · Derivative 2,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016775 · doc4.xml · derivative · entry 6

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

Underlying: Common Stock · 2,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:12 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionRestricted Stock Units · Derivative 22,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016775 · doc4.xml · derivative · entry 5

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020.

F4 · derivative.expiration_date: Represents previously granted performance share units for which the performance criteria for the three-year performance period from January 1, 2017 through December 31, 2019 have been satisfied, as reported in the reporting person's Form 4 filed on February 13, 2020, as amended on February 18, 2020.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:12 UTC Koppers Holdings Inc. KOP · Entity 5058 GrantCommon Stock 26,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016775 · doc4.xml · nonDerivative · entry 4

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,473.2224

F3 · security: The reporting person was awarded time-based restricted stock units on March 3, 2020, which will vest in annual installments of 25 percent over four years.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:12 UTC Koppers Holdings Inc. KOP · Entity 5058 Tax withholdingCommon Stock 9,787 $19.63 $192,118.81
Disclosure

SEC source: 0001209191-20-016775 · doc4.xml · nonDerivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,051.2224

F2 · kind: Shares surrendered to the issuer by the reporting person as payment for tax withholding related to the vesting of performance share units.

Read SEC document
March 03, 2020 Filed Mar 6, 2020 00:12 UTC Koppers Holdings Inc. KOP · Entity 5058 Exercise / conversionCommon Stock 2,268 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-016775 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,838.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.