Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Alkermes plc.
Report date December 31, 2016 · Filed February 11, 2017
Section 16 reporting ended · disclosed 2017-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 20,587 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,587 |
| Ordinary SharesSEC Table I · non-derivative | IndirectGordon G. Pugh Revocable Trust - 2012 | 38,737 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,737 |
| Ordinary SharesSEC Table I · non-derivative | IndirectNancy E. Pugh Revocable Trust - 2012 | 16,287 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 16,287 F1: Includes 3,186 shares received on December 21, 2016 pursuant to an annuity payment from the KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"), which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy GRAT | 3,803 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,803 F2: Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,186 shares received on December 21, 2016 pursuant to an annuity payment from the KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"), which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended.
F2: Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2016 Filed Dec 19, 2016 22:06 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,768 | $0.00 Strike: $16.55 | $0.00 |
DisclosureSEC source: 0001127602-16-070469 · form4.xml · derivative · entry 10 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 4,768 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:06 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 4,768 | $57.73 | $275,265.22 |
DisclosureSEC source: 0001127602-16-070469 · form4.xml · nonDerivative · entry 6 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,587 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 22:06 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 4,768 | $16.55 | $78,910.40 |
DisclosureSEC source: 0001127602-16-070469 · form4.xml · nonDerivative · entry 5 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:06 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,690 | $0.00 Strike: $16.55 | $0.00 |
DisclosureSEC source: 0001127602-16-070469 · form4.xml · derivative · entry 9 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,768 Underlying: Ordinary Shares · 16,690 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · derivative.exercise_date: These options are fully vested in accordance with their terms. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:06 UTC | Alkermes plc. ALKS · Entity 2392 | SaleOrdinary Shares | 16,690 | $57.62 | $961,719.53 |
DisclosureSEC source: 0001127602-16-070469 · form4.xml · nonDerivative · entry 4 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,587 F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 22:06 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 16,690 | $16.55 | $276,219.50 |
DisclosureSEC source: 0001127602-16-070469 · form4.xml · nonDerivative · entry 3 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,277 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 14, 2016 Filed Dec 19, 2016 22:06 UTC | Alkermes plc. ALKS · Entity 2392 | GiftOrdinary Shares | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070469 · form4.xml · nonDerivative · entry 2 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Gordon G. Pugh Revocable Trust - 2012 Disclosed balance after: 38,737 Read SEC document |
| December 12, 2016 Filed Dec 19, 2016 22:06 UTC | Alkermes plc. ALKS · Entity 2392 | GiftOrdinary Shares | 1,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070469 · form4.xml · nonDerivative · entry 1 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Indirect · Gordon G. Pugh Revocable Trust - 2012 Disclosed balance after: 45,987 Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 01:14 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064474 · form4.xml · derivative · entry 6 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance restricted stock unit represented a contingent right to receive one ordinary share of Alkermes plc. F3 · derivative.exercise_date: This performance restricted stock unit, which was granted to the reporting person on March 3, 2014, is fully vested in accordance with its terms. F3 · derivative.expiration_date: This performance restricted stock unit, which was granted to the reporting person on March 3, 2014, is fully vested in accordance with its terms. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 01:14 UTC | Alkermes plc. ALKS · Entity 2392 | Tax withholdingOrdinary Shares | 2,216 | $46.43 | $102,888.88 |
DisclosureSEC source: 0001127602-16-064474 · form4.xml · nonDerivative · entry 2 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,587 Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 01:14 UTC | Alkermes plc. ALKS · Entity 2392 | Exercise / conversionOrdinary Shares | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064474 · form4.xml · nonDerivative · entry 1 Pugh Gordon G · CIK 0001376545 · SVP, COO & CRO, Alkermes, Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.