Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CENTENE CORPCNC · Entity 3133 | Exec VP Chief Admin Officer | December 31, 2016 | February 14, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CENTENE CORP
Report date December 31, 2016 · Filed February 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 30,631 |
Reported balance
After 2016-12-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-28 · Gift · Disposed 170 · Balance 30,631 F1: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse. |
| Common StockSEC Table I · non-derivative | Direct | 70,876 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 70,876 F2: Ownership includes 51,750 shares of restricted stock units subject to vesting requirements. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2007-12-31 | Direct | 441.344 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 441.344 F3: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock. F4: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Goldman's termination with the Company or on such other date Ms. Goldman may elect. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse.
F2: Ownership includes 51,750 shares of restricted stock units subject to vesting requirements.
F3: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.
F4: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Ms. Goldman's termination with the Company or on such other date Ms. Goldman may elect.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2016 Filed Feb 14, 2017 01:39 UTC | CENTENE CORP CNC · Entity 3133 | GiftCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001071739-17-000011 · wf-form5_148703633511322.xml · nonDerivative · entry 1 GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,631 F1 · ownership.nature: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse. Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 02:27 UTC | CENTENE CORP CNC · Entity 3133 | Tax withholdingCommon Stock | 2,597 | $56.14 | $145,795.58 |
DisclosureSEC source: 0001071739-16-000326 · wf-form4_148185521335681.xml · nonDerivative · entry 2 GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,876 F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant. F1 · balance_after: Ownership includes this award of 10,000 restricted stock units. 4,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 6,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 41,750 shares of restricted stock units subject to vesting requirements. Read SEC document |
| December 13, 2016 Filed Dec 16, 2016 02:27 UTC | CENTENE CORP CNC · Entity 3133 | GrantCommon Stock | 10,000 | $56.26 | $562,600.00 |
DisclosureSEC source: 0001071739-16-000326 · wf-form4_148185521335681.xml · nonDerivative · entry 1 GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,473 F1 · balance_after: Ownership includes this award of 10,000 restricted stock units. 4,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 6,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 41,750 shares of restricted stock units subject to vesting requirements. Read SEC document |
| December 10, 2016 Filed Dec 14, 2016 00:02 UTC | CENTENE CORP CNC · Entity 3133 | Tax withholdingCommon Stock | 7,994 | $56.80 | $454,059.20 |
DisclosureSEC source: 0001071739-16-000313 · wf-form4_148167372033659.xml · nonDerivative · entry 2 GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,473 F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant. F2 · balance_after: Ownership includes previous awards of 47,166 restricted stock units subject to vesting requirements. Read SEC document |
| December 09, 2016 Filed Dec 14, 2016 00:02 UTC | CENTENE CORP CNC · Entity 3133 | Tax withholdingCommon Stock | 7,033 | $56.94 | $400,459.02 |
DisclosureSEC source: 0001071739-16-000313 · wf-form4_148167372033659.xml · nonDerivative · entry 1 GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,467 F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant. F2 · balance_after: Ownership includes previous awards of 47,166 restricted stock units subject to vesting requirements. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 23:41 UTC | CENTENE CORP CNC · Entity 3133 | SaleCommon Stock | 10,000 | $66.36 | $663,600.00 |
DisclosureSEC source: 0001071739-16-000285 · wf-form4_147562444892100.xml · nonDerivative · entry 1 GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 30,801 F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on September 1, 2016. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request. F2 · ownership.nature: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.