Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPELLA EDUCATION COCPLA · Entity 164510 | Director | December 31, 2016 | February 13, 2017 |
| TENNANT COTNC · Entity 4843 | Director | August 04, 2016 | January 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPELLA EDUCATION CO
Report date December 31, 2016 · Filed February 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2016-11-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-11-14 · Gift · Disposed 4,290 · Balance 0 F1: The Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 4,290 |
Reported balance
After 2016-11-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-11-14 · Gift · Acquired 4,290 · Balance 4,290 F2: The Judith F. Shank Revocable Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2016-12-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2016-12-22 · Gift · Disposed 4,290 · Balance 0 F3: The Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 17,860 |
Reported balance
After 2016-12-22 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2016-12-22 · Gift · Acquired 4,290 · Balance 17,860 F4: Includes 1,844 restricted stock units that will vest on May 1, 2017, and will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors; and 1,727 deferred stock units, that will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors or the company experiences a change-in-control. F5: The Stephen G. Shank Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust.
F2: The Judith F. Shank Revocable Trust.
F3: The Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust.
F4: Includes 1,844 restricted stock units that will vest on May 1, 2017, and will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors; and 1,727 deferred stock units, that will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors or the company experiences a change-in-control.
F5: The Stephen G. Shank Revocable Trust.
TENNANT CO
Report date August 04, 2016 · Filed January 23, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,286 |
Reported balance
After 2016-08-04 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2016-08-04 · Gift · Disposed 1,039 · Balance 39,286 |
| Common StockSEC Table I · non-derivative | Direct | 38,810 |
Reported balance
After 2016-08-23 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2016-08-23 · Gift · Disposed 476 · Balance 38,810 |
| Common StockSEC Table I · non-derivative | Direct | 40,810 |
Reported balance
After 2016-11-02 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2016-11-02 · Exercise / conversion · Acquired 2,000 · Balance 40,810 F1: This number takes into account the current transaction reported and a previous calculation error. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.17 · Expires 2017-05-04 | Direct | 0 |
Reported balance
After 2016-11-02 transaction · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · 2016-11-02 · Exercise / conversion · Disposed 2,000 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: This number takes into account the current transaction reported and a previous calculation error.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 22, 2016 Filed Feb 13, 2017 16:11 UTC | CAPELLA EDUCATION CO CPLA · Entity 164510 | GiftCommon Stock | 4,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009963 · doc5.xml · nonDerivative · entry 4 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,860 F4 · balance_after: Includes 1,844 restricted stock units that will vest on May 1, 2017, and will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors; and 1,727 deferred stock units, that will be settled in shares of CPLA common stock on a 1:1 basis at the time the reporting person leaves the board of directors or the company experiences a change-in-control. F5 · ownership.nature: The Stephen G. Shank Revocable Trust. Read SEC document |
| December 22, 2016 Filed Feb 13, 2017 16:11 UTC | CAPELLA EDUCATION CO CPLA · Entity 164510 | GiftCommon Stock | 4,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009963 · doc5.xml · nonDerivative · entry 3 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F3 · ownership.nature: The Stephen G. Shank Sept. 2013 7-Yr Grantor Retained Annuity Trust. Read SEC document |
| November 14, 2016 Filed Feb 13, 2017 16:11 UTC | CAPELLA EDUCATION CO CPLA · Entity 164510 | GiftCommon Stock | 4,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009963 · doc5.xml · nonDerivative · entry 2 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,290 F2 · ownership.nature: The Judith F. Shank Revocable Trust. Read SEC document |
| November 14, 2016 Filed Feb 13, 2017 16:11 UTC | CAPELLA EDUCATION CO CPLA · Entity 164510 | GiftCommon Stock | 4,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009963 · doc5.xml · nonDerivative · entry 1 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · ownership.nature: The Judith F. Shank Sept 2013 7-Yr Grantor Retained Annuity Trust. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:01 UTC | TENNANT CO TNC · Entity 4843 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001179110-16-031127 · edgar.xml · derivative · entry 4 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:01 UTC | TENNANT CO TNC · Entity 4843 | Exercise / conversionCommon Stock | 2,000 | $32.17 | $64,340.00 |
DisclosureSEC source: 0001179110-16-031127 · edgar.xml · nonDerivative · entry 3 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Jan 23, 2017 21:17 UTC Amendment | TENNANT CO TNC · Entity 4843 | Exercise / conversionStock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $32.17 | $0.00 |
DisclosureSEC source: 0001179110-17-001174 · edgar.xml · derivative · entry 4 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2017-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Jan 23, 2017 21:17 UTC Amendment | TENNANT CO TNC · Entity 4843 | Exercise / conversionCommon Stock | 2,000 | $32.17 | $64,340.00 |
DisclosureSEC source: 0001179110-17-001174 · edgar.xml · nonDerivative · entry 3 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This number takes into account the current transaction reported and a previous calculation error. Read SEC document |
| August 23, 2016 Filed Nov 3, 2016 20:01 UTC | TENNANT CO TNC · Entity 4843 | GiftCommon Stock | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031127 · edgar.xml · nonDerivative · entry 2 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,810 Read SEC document |
| August 23, 2016 Filed Jan 23, 2017 21:17 UTC Amendment | TENNANT CO TNC · Entity 4843 | GiftCommon Stock | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001174 · edgar.xml · nonDerivative · entry 2 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,810 Read SEC document |
| August 04, 2016 Filed Nov 3, 2016 20:01 UTC | TENNANT CO TNC · Entity 4843 | GiftCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-031127 · edgar.xml · nonDerivative · entry 1 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,286 Read SEC document |
| August 04, 2016 Filed Jan 23, 2017 21:17 UTC Amendment | TENNANT CO TNC · Entity 4843 | GiftCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001174 · edgar.xml · nonDerivative · entry 1 SHANK STEPHEN G · CIK 0001254206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,286 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.