Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| e.l.f. Beauty, Inc.ELF · Entity 2379 | Director · 10% owner | December 31, 2016 | February 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
e.l.f. Beauty, Inc.
Report date December 31, 2016 · Filed February 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy J.A. Cosmetics Corp. | 6,422,098 |
Last balance in matching sequence
After 2016-12-20 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-12-02 · Gift · Disposed 300,000 · Balance 6,522,098 F1: The shares reported as disposed of herein were transferred as gifts to certain charitable organizations and remain subject to the terms of a lock-up agreement between the reporting person and the underwriters in connection with the Company's initial public offering on September 27, 2016. F2: Represents shares of the Issuer's Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein. Row 2 · 2016-12-20 · Gift · Disposed 100,000 · Balance 6,422,098 F1: The shares reported as disposed of herein were transferred as gifts to certain charitable organizations and remain subject to the terms of a lock-up agreement between the reporting person and the underwriters in connection with the Company's initial public offering on September 27, 2016. F2: Represents shares of the Issuer's Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 86,112 |
Reported balance
Holding disclosure · report date 2016-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 86,112 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported as disposed of herein were transferred as gifts to certain charitable organizations and remain subject to the terms of a lock-up agreement between the reporting person and the underwriters in connection with the Company's initial public offering on September 27, 2016.
F2: Represents shares of the Issuer's Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2016 Filed Feb 13, 2017 18:23 UTC | e.l.f. Beauty, Inc. ELF · Entity 2379 | GiftCommon Stock, $0.01 par value | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-006342 · doc1.xml · nonDerivative · entry 2 Shamah Joseph A. · CIK 0001683794 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J.A. Cosmetics Corp. Disclosed balance after: 6,422,098 F1 · kind: The shares reported as disposed of herein were transferred as gifts to certain charitable organizations and remain subject to the terms of a lock-up agreement between the reporting person and the underwriters in connection with the Company's initial public offering on September 27, 2016. F2 · ownership.nature: Represents shares of the Issuer's Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein. Read SEC document |
| December 02, 2016 Filed Feb 13, 2017 18:23 UTC | e.l.f. Beauty, Inc. ELF · Entity 2379 | GiftCommon Stock, $0.01 par value | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-006342 · doc1.xml · nonDerivative · entry 1 Shamah Joseph A. · CIK 0001683794 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J.A. Cosmetics Corp. Disclosed balance after: 6,522,098 F1 · kind: The shares reported as disposed of herein were transferred as gifts to certain charitable organizations and remain subject to the terms of a lock-up agreement between the reporting person and the underwriters in connection with the Company's initial public offering on September 27, 2016. F2 · ownership.nature: Represents shares of the Issuer's Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:40 UTC | e.l.f. Beauty, Inc. ELF · Entity 2379 | ConversionConvertible Preferred Stock, $0.01 par value · Derivative | 29,977.801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-080849 · doc1.xml · derivative · entry 4 Shamah Joseph A. · CIK 0001683794 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J.A. Cosmetics Corp. Disclosed balance after: 0 Underlying: Common Stock · 8,273,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of the Issuer's Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:276 basis immediately prior to the consummation of the Issuer's initial public offering. F1 · price: The shares of the Issuer's Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:276 basis immediately prior to the consummation of the Issuer's initial public offering. F4 · derivative.exercise_date: The securities are immediately convertible. F5 · derivative.expiration_date: The expiration date is not relevant to the conversion of these securities. F2 · ownership.nature: Represents shares of the Issuer's Convertible Preferred Stock or Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:40 UTC | e.l.f. Beauty, Inc. ELF · Entity 2379 | SaleCommon Stock, $0.01 par value | 1,457,901 | $15.81 | $23,049,414.81 |
DisclosureSEC source: 0001140361-16-080849 · doc1.xml · nonDerivative · entry 2 Shamah Joseph A. · CIK 0001683794 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J.A. Cosmetics Corp. Disclosed balance after: 6,822,098 F3 · kind: The shares were sold directly to the underwriters of the Issuer's initial public offering upon the closing of the aforementioned transaction. F2 · ownership.nature: Represents shares of the Issuer's Convertible Preferred Stock or Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein. Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 18:40 UTC | e.l.f. Beauty, Inc. ELF · Entity 2379 | ConversionCommon Stock, $0.01 par value | 8,273,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-080849 · doc1.xml · nonDerivative · entry 1 Shamah Joseph A. · CIK 0001683794 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J.A. Cosmetics Corp. Disclosed balance after: 8,279,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of the Issuer's Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:276 basis immediately prior to the consummation of the Issuer's initial public offering. F2 · ownership.nature: Represents shares of the Issuer's Convertible Preferred Stock or Common Stock held directly by J.A. Cosmetics Corp. The Reporting Person is an officer, director and stockholder of J.A. Cosmetics Corp. The Reporting Person disclaims beneficial ownership of the shares held by J.A. Cosmetics Corp. except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.