Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNISYS CORPUIS · Entity 6360 | Vice President and Treasurer | February 09, 2017 | February 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNISYS CORP
Report date February 09, 2017 · Filed February 16, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,376 |
Reported balance
After 2017-02-09 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-02-09 · Grant · Acquired 2,376 · Balance 2,376 F1: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. F2: Time-based restricted stock units granted under the terms of the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock.
F2: Time-based restricted stock units granted under the terms of the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionRestricted Stock Units · Derivative | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · derivative · entry 9 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 263 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. F6 · derivative.exercise_date: Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three annual installments beginning February 12,2015. F6 · derivative.expiration_date: Time-based restricted stock units granted under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three annual installments beginning February 12,2015. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionRestricted Stock · Derivative | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · derivative · entry 8 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,999 Underlying: Common Stock · 1,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. F4 · derivative.exercise_date: Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017. F4 · derivative.expiration_date: Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 11, 2017. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionRestricted Stock Units · Derivative | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · derivative · entry 7 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 0.959 shares of Unisys Corporation common stock. F2 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operation profit for that year in 2016, 2017 and 2018, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018 and 2019. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vested on February 11, 2017. F2 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operation profit for that year in 2016, 2017 and 2018, respectively, and then such earned PB-RSUs vest on February 11, 2017, 2018 and 2019. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vested on February 11, 2017. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Tax withholdingCommon Stock | 96 | $14.15 | $1,358.40 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · nonDerivative · entry 6 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,720.6 Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Tax withholdingCommon Stock | 368 | $14.15 | $5,207.20 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · nonDerivative · entry 5 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,816.6 Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Tax withholdingCommon Stock | 353 | $14.15 | $4,994.95 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · nonDerivative · entry 4 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,184.6 Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionCommon Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · nonDerivative · entry 3 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,537.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionCommon Stock | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · nonDerivative · entry 2 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,274.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 15, 2017 02:00 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionCommon Stock | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001185132-17-000001 · primary_doc.xml · nonDerivative · entry 1 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,273.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 19:10 UTC | UNISYS CORP UIS · Entity 6360 | GrantRestricted Stock Units · Derivative | 2,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005305 · form4.xml · derivative · entry 1 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,341 Underlying: Common Stock · 2,341 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. F2 · derivative.exercise_date: Time-based restricted stock units granted under the terms of the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018. F2 · derivative.expiration_date: Time-based restricted stock units granted under the terms of the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018. Read SEC document |
| February 09, 2017 Filed Feb 16, 2017 21:21 UTC Amendment | UNISYS CORP UIS · Entity 6360 | GrantRestricted Stock Units · Derivative | 2,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006590 · form4a.xml · derivative · entry 1 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,376 Underlying: Common Stock · 2,376 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. F2 · derivative.exercise_date: Time-based restricted stock units granted under the terms of the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018. F2 · derivative.expiration_date: Time-based restricted stock units granted under the terms of the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 9, 2018. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:07 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionRestricted Stock Units · Derivative | 774 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004580 · form4.xml · derivative · entry 7 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948 Underlying: Common Stock · 774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1.234 shares of Unisys Corporation common stock. F4 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vested on February 5, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vested on February 5, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:07 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionRestricted Stock Units · Derivative | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004580 · form4.xml · derivative · entry 6 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722 Underlying: Common Stock · 277 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. F2 · derivative.exercise_date: Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 5, 2016. F2 · derivative.expiration_date: Time-based restricted stock units granted under the terms of the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vest in three equal annual installments beginning February 5, 2016. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:07 UTC | UNISYS CORP UIS · Entity 6360 | Tax withholdingCommon Stock | 101 | $13.35 | $1,348.35 |
DisclosureSEC source: 0001127602-17-004580 · form4.xml · nonDerivative · entry 4 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,004.6 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:07 UTC | UNISYS CORP UIS · Entity 6360 | Tax withholdingCommon Stock | 284 | $13.35 | $3,791.40 |
DisclosureSEC source: 0001127602-17-004580 · form4.xml · nonDerivative · entry 3 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,105.6 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:07 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionCommon Stock | 774 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004580 · form4.xml · nonDerivative · entry 2 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,389.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:07 UTC | UNISYS CORP UIS · Entity 6360 | Exercise / conversionCommon Stock | 277 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004580 · form4.xml · nonDerivative · entry 1 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,615.6 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:04 UTC | UNISYS CORP UIS · Entity 6360 | GrantRestricted Stock Units · Derivative | 1,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004304 · form4.xml · derivative · entry 2 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628 Underlying: Common Stock · 960 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 0.959 shares of Unisys Corporation common stock. F4 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB- RSUs vest on February 11, 2017, 2018 and 2019. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vest on February 11, 2017. F4 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 11, 2016 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB- RSUs vest on February 11, 2017, 2018 and 2019. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vest on February 11, 2017. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 20:04 UTC | UNISYS CORP UIS · Entity 6360 | GrantRestricted Stock Units · Derivative | 627 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-004304 · form4.xml · derivative · entry 1 BATTERSBY SCOTT A · CIK 0001185132 · Vice President and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627 Underlying: Common Stock · 774 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive 1.234 shares of Unisys Corporation common stock. F2 · derivative.exercise_date: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vested on February 5, 2017. F2 · derivative.expiration_date: Performance-based restricted stock units ("PB-RSUs") granted on February 5, 2015 under the Unisys Corporation 2010 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are earned one-third annually over a three-year period to the extent Unisys Corporation achieves a performance goal relating to operating profit for that year in each of 2015, 2016 and 2017, respectively, and then such earned PB-RSUs vest on February 5, 2016, 2017 and 2018, respectively. This report only relates to the PB-RSUs the reporting person earned based on the 2016 performance goal. All shares resulting from such earned PB-RSUs vested on February 5, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.