Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI Card Group Inc.PMTS · Entity 5850 | Chief Accounting Officer | August 31, 2026 | September 01, 2026 |
| Janus Henderson Group Ltd.JHG · Entity 15494 | CHIEF ACCOUNTING OFFICER | March 06, 2024 | March 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI Card Group Inc.
Report date August 31, 2026 · Filed September 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,632 |
Reported balance
After 2026-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 3,632 · Balance 3,632 F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. F2: Represents a restricted stock unit award which vests in three substantially equal installments on August 31, 2027, 2028, and 2029, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. |
| Phantom StockSEC Table II · derivative / convertible security · Expires 2028-12-31 | Direct | 6,357 |
Reported balance
After 2026-08-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-31 · Grant · Acquired 6,357 · Balance 6,357 F3: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The award is scheduled to vest shortly following the Expiration Date and settle in cash based on a combination of the average closing price of the Issuer's common stock during the last month of the performance period and the achievement of certain performance metrics during the performance period, subject to the reporting person's continuous service through the vesting date or as otherwise provided for in the applicable award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.
F2: Represents a restricted stock unit award which vests in three substantially equal installments on August 31, 2027, 2028, and 2029, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
F3: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The award is scheduled to vest shortly following the Expiration Date and settle in cash based on a combination of the average closing price of the Issuer's common stock during the last month of the performance period and the achievement of certain performance metrics during the performance period, subject to the reporting person's continuous service through the vesting date or as otherwise provided for in the applicable award agreement.
Janus Henderson Group Ltd.
Report date March 06, 2024 · Filed March 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,535 |
Reported balance
After 2024-03-06 transaction · row 2
1 source rowRow 2 · 2024-03-06 · Sale · Disposed 1,812 · Balance 3,535 |
| Common Stock (401k)SEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,589.654 |
Reported balance
Holding disclosure · report date 2024-03-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,589.654 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JANUS CAPITAL GROUP INC
Report date May 30, 2017 · Filed June 01, 2017
Section 16 reporting ended · disclosed 2017-06-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-30 transaction · row 1
1 source rowRow 1 · 2017-05-30 · Disposition to issuer · Disposed 34,748 · Balance 0 F1: On May 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of October 3, 2016 (the "Merger Agreement"), by and among Henderson Group plc ("Henderson"), a company incorporated in Jersey, Horizon Orbit Corp., a Delaware corporation and direct wholly-owned subsidiary of Henderson ("Merger Sub"), and Janus Capital Group Inc., a Delaware corporation ("JCG"), JCG and Henderson (which has been renamed as Janus Henderson Group plc ("Janus Henderson")) completed the merger-of-equals whereby the Merger Sub merged with and into JCG, with JCG surviving the merger as a direct wholly-owned subsidiary of Janus Henderson (the "Merger"). F2: Pursuant to the Merger Agreement, each share of JCG common stock, par value $0.01 per share ("Common Stock"), issued and outstanding immediately prior to the completion of the Merger was automatically converted into the right to receive 0.47190 of a fully paid up Janus Henderson ordinary share, par value Pound 0.125 per share ("Ordinary Shares"), together with cash in lieu of any fractional Ordinary Share. |
| Common StockSEC Table I · non-derivative | IndirectHeld by ESOP | 0 |
Reported balance
After 2017-05-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-05-30 · Disposition to issuer · Disposed 2,172.98 · Balance 0 F1: On May 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of October 3, 2016 (the "Merger Agreement"), by and among Henderson Group plc ("Henderson"), a company incorporated in Jersey, Horizon Orbit Corp., a Delaware corporation and direct wholly-owned subsidiary of Henderson ("Merger Sub"), and Janus Capital Group Inc., a Delaware corporation ("JCG"), JCG and Henderson (which has been renamed as Janus Henderson Group plc ("Janus Henderson")) completed the merger-of-equals whereby the Merger Sub merged with and into JCG, with JCG surviving the merger as a direct wholly-owned subsidiary of Janus Henderson (the "Merger"). F2: Pursuant to the Merger Agreement, each share of JCG common stock, par value $0.01 per share ("Common Stock"), issued and outstanding immediately prior to the completion of the Merger was automatically converted into the right to receive 0.47190 of a fully paid up Janus Henderson ordinary share, par value Pound 0.125 per share ("Ordinary Shares"), together with cash in lieu of any fractional Ordinary Share. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of October 3, 2016 (the "Merger Agreement"), by and among Henderson Group plc ("Henderson"), a company incorporated in Jersey, Horizon Orbit Corp., a Delaware corporation and direct wholly-owned subsidiary of Henderson ("Merger Sub"), and Janus Capital Group Inc., a Delaware corporation ("JCG"), JCG and Henderson (which has been renamed as Janus Henderson Group plc ("Janus Henderson")) completed the merger-of-equals whereby the Merger Sub merged with and into JCG, with JCG surviving the merger as a direct wholly-owned subsidiary of Janus Henderson (the "Merger").
F2: Pursuant to the Merger Agreement, each share of JCG common stock, par value $0.01 per share ("Common Stock"), issued and outstanding immediately prior to the completion of the Merger was automatically converted into the right to receive 0.47190 of a fully paid up Janus Henderson ordinary share, par value Pound 0.125 per share ("Ordinary Shares"), together with cash in lieu of any fractional Ordinary Share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 1, 2026 23:46 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantPhantom Stock · Derivative | 6,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001511387-26-000005 · wk-form4_1788306384.xml · derivative · entry 2 Hughes Brennan A. · CIK 0001511387 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,357 Underlying: Common Stock · 6,357 shares Expires 2028-12-31 F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock. The award is scheduled to vest shortly following the Expiration Date and settle in cash based on a combination of the average closing price of the Issuer's common stock during the last month of the performance period and the achievement of certain performance metrics during the performance period, subject to the reporting person's continuous service through the vesting date or as otherwise provided for in the applicable award agreement. Read SEC document |
| August 31, 2026 Filed Sep 1, 2026 23:46 UTC | CPI Card Group Inc. PMTS · Entity 5850 | GrantRestricted Stock Units · Derivative | 3,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001511387-26-000005 · wk-form4_1788306384.xml · derivative · entry 1 Hughes Brennan A. · CIK 0001511387 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,632 Underlying: Common Stock · 3,632 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. F2 · derivative.exercise_date: Represents a restricted stock unit award which vests in three substantially equal installments on August 31, 2027, 2028, and 2029, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. F2 · derivative.expiration_date: Represents a restricted stock unit award which vests in three substantially equal installments on August 31, 2027, 2028, and 2029, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. Read SEC document |
| March 06, 2024 Filed Mar 7, 2024 22:31 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | SaleCommon Stock | 1,812 | $32.27 | $58,464.18 |
DisclosureSEC source: 0001437749-24-007013 · rdgdoc.xml · nonDerivative · entry 2 Hughes Brennan A. · CIK 0001511387 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,535 Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 22:35 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 735 | $31.16 | $22,902.60 |
DisclosureSEC source: 0001437749-24-006449 · rdgdoc.xml · nonDerivative · entry 3 Hughes Brennan A. · CIK 0001511387 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,347 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 22:35 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 1,512 | $31.10 | $47,023.20 |
DisclosureSEC source: 0001437749-24-006449 · rdgdoc.xml · nonDerivative · entry 2 Hughes Brennan A. · CIK 0001511387 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,082 F1 · shares: Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant. Read SEC document |
| May 08, 2023 Filed May 9, 2023 22:08 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | SaleCommon Stock | 1,874 | $26.69 | $50,009.56 |
DisclosureSEC source: 0001209191-23-028362 · doc4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,570 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.678 to $26.701 per share. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 01:21 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 759 | $27.25 | $20,682.75 |
DisclosureSEC source: 0001209191-23-015025 · doc4.xml · nonDerivative · entry 2 Hughes Brennan A. · CIK 0001511387 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,444 F2 · shares: Represents the number of shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:21 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 1,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015025 · doc4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,203 F1 · shares: Represents a grant of restricted stock units which vests in three equal annual installments beginning one year after the date of grant. Read SEC document |
| March 14, 2022 Filed Mar 15, 2022 17:44 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 3,034 | $33.71 | $102,260.97 |
DisclosureSEC source: 0001209191-22-018744 · doc4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,472 Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:20 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | Tax withholdingCommon Stock | 1,296 | $32.12 | $41,621.04 |
DisclosureSEC source: 0001209191-22-016408 · doc4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,506 Read SEC document |
| February 28, 2022 Filed Mar 3, 2022 02:38 UTC | Janus Henderson Group Ltd. JHG · Entity 15494 | GrantCommon Stock | 2,283 | $33.73 | $77,005.59 |
DisclosureSEC source: 0001209191-22-015171 · doc4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,802 F1 · shares: Represents a grant of restricted stock units which vest in three equal annual installments beginning one year after the date of grant. F2 · balance_after: Includes 2,601 restricted shares and 7,201 restricted stock units. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 17:15 UTC | JANUS CAPITAL GROUP INC JNS · Entity 175616 | Disposition to issuerCommon Stock | 2,172.98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-036968 · a4.xml · nonDerivative · entry 2 Hughes Brennan A. · CIK 0001511387 · SVP, Ch Acctg Ofcr, Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · Held by ESOP Disclosed balance after: 0 F1 · date: On May 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of October 3, 2016 (the "Merger Agreement"), by and among Henderson Group plc ("Henderson"), a company incorporated in Jersey, Horizon Orbit Corp., a Delaware corporation and direct wholly-owned subsidiary of Henderson ("Merger Sub"), and Janus Capital Group Inc., a Delaware corporation ("JCG"), JCG and Henderson (which has been renamed as Janus Henderson Group plc ("Janus Henderson")) completed the merger-of-equals whereby the Merger Sub merged with and into JCG, with JCG surviving the merger as a direct wholly-owned subsidiary of Janus Henderson (the "Merger"). F2 · price: Pursuant to the Merger Agreement, each share of JCG common stock, par value $0.01 per share ("Common Stock"), issued and outstanding immediately prior to the completion of the Merger was automatically converted into the right to receive 0.47190 of a fully paid up Janus Henderson ordinary share, par value Pound 0.125 per share ("Ordinary Shares"), together with cash in lieu of any fractional Ordinary Share. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 17:15 UTC | JANUS CAPITAL GROUP INC JNS · Entity 175616 | Disposition to issuerCommon Stock | 34,748 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-036968 · a4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · SVP, Ch Acctg Ofcr, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: On May 30, 2017, pursuant to that certain Agreement and Plan of Merger, dated as of October 3, 2016 (the "Merger Agreement"), by and among Henderson Group plc ("Henderson"), a company incorporated in Jersey, Horizon Orbit Corp., a Delaware corporation and direct wholly-owned subsidiary of Henderson ("Merger Sub"), and Janus Capital Group Inc., a Delaware corporation ("JCG"), JCG and Henderson (which has been renamed as Janus Henderson Group plc ("Janus Henderson")) completed the merger-of-equals whereby the Merger Sub merged with and into JCG, with JCG surviving the merger as a direct wholly-owned subsidiary of Janus Henderson (the "Merger"). F2 · price: Pursuant to the Merger Agreement, each share of JCG common stock, par value $0.01 per share ("Common Stock"), issued and outstanding immediately prior to the completion of the Merger was automatically converted into the right to receive 0.47190 of a fully paid up Janus Henderson ordinary share, par value Pound 0.125 per share ("Ordinary Shares"), together with cash in lieu of any fractional Ordinary Share. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:11 UTC | JANUS CAPITAL GROUP INC JNS · Entity 175616 | SaleCommon Stock | 2,100 | $14.34 | $30,114.00 |
DisclosureSEC source: 0001127602-17-019085 · form4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · SVP, Ch Acctg Ofcr, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,748 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:57 UTC | JANUS CAPITAL GROUP INC JNS · Entity 175616 | Tax withholdingCommon Stock | 4,341 | $12.30 | $53,394.30 |
DisclosureSEC source: 0001127602-17-003979 · form4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · SVP, Ch Acctg Ofcr, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,848 F1 · shares: Shares withheld for taxes from restricted stock vesting. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 19:11 UTC | JANUS CAPITAL GROUP INC JNS · Entity 175616 | GrantCommon Stock | 5,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-003414 · form4.xml · nonDerivative · entry 1 Hughes Brennan A. · CIK 0001511387 · SVP, Ch Acctg Ofcr, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,189 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.