Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LyondellBasell Industries N.V.
Report date February 16, 2017 · Filed February 22, 2017
Section 16 reporting ended · disclosed 2017-02-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | Direct | 16,675 |
Last balance in matching sequence
After 2017-02-16 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2017-02-16 · Grant · Acquired 2,870 · Balance 16,558 F1: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee. F2: Includes 6,579 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 652 granted on August 21, 2012 that vest on August 21, 2017; 1,267 granted on February 12, 2013 that vest on February 12, 2018; 812 granted on February 20, 2014 that vest on February 20, 2017; 1,084 granted on February 17, 2015 that vest on February 17, 2018 and 1,448 granted on February 16, 2016 that vest on February 16, 2019. The 1,316 RSUs reported on this Form 4 vest on February 16, 2020. Row 2 · 2017-02-16 · Grant · Acquired 1,316 · Balance 17,874 F2: Includes 6,579 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 652 granted on August 21, 2012 that vest on August 21, 2017; 1,267 granted on February 12, 2013 that vest on February 12, 2018; 812 granted on February 20, 2014 that vest on February 20, 2017; 1,084 granted on February 17, 2015 that vest on February 17, 2018 and 1,448 granted on February 16, 2016 that vest on February 16, 2019. The 1,316 RSUs reported on this Form 4 vest on February 16, 2020. Row 3 · 2017-02-16 · Tax withholding · Disposed 1,199 · Balance 16,675 F3: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,870 shares of performance-based stock granted to the Reporting Person on February 20, 2014. F2: Includes 6,579 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 652 granted on August 21, 2012 that vest on August 21, 2017; 1,267 granted on February 12, 2013 that vest on February 12, 2018; 812 granted on February 20, 2014 that vest on February 20, 2017; 1,084 granted on February 17, 2015 that vest on February 17, 2018 and 1,448 granted on February 16, 2016 that vest on February 16, 2019. The 1,316 RSUs reported on this Form 4 vest on February 16, 2020. |
| Opt - Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $92.69 · Expires 2027-02-16 | Direct | 5,663 |
Reported balance
After 2017-02-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-16 · Grant · Acquired 5,663 · Balance 5,663 F4: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,889 vest on February 16, 2018, 1,887 vest on February 16, 2019 and 1,887 vest on February 16, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee.
F2: Includes 6,579 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 652 granted on August 21, 2012 that vest on August 21, 2017; 1,267 granted on February 12, 2013 that vest on February 12, 2018; 812 granted on February 20, 2014 that vest on February 20, 2017; 1,084 granted on February 17, 2015 that vest on February 17, 2018 and 1,448 granted on February 16, 2016 that vest on February 16, 2019. The 1,316 RSUs reported on this Form 4 vest on February 16, 2020.
F3: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,870 shares of performance-based stock granted to the Reporting Person on February 20, 2014.
F4: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,889 vest on February 16, 2018, 1,887 vest on February 16, 2019 and 1,887 vest on February 16, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2017 Filed Feb 22, 2017 00:34 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantOpt - Stock Option · Derivative | 5,663 | $0.00 Strike: $92.69 | $0.00 |
DisclosureSEC source: 0001225208-17-004025 · doc4.xml · derivative · entry 4 VanDerSnick Michael D · CIK 0001553589 · SVP, HSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,663 Underlying: Class A ordinary shares · 5,663 shares Expires 2027-02-16 F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,889 vest on February 16, 2018, 1,887 vest on February 16, 2019 and 1,887 vest on February 16, 2020. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 00:34 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A ordinary shares | 1,199 | $92.69 | $111,135.31 |
DisclosureSEC source: 0001225208-17-004025 · doc4.xml · nonDerivative · entry 3 VanDerSnick Michael D · CIK 0001553589 · SVP, HSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,675 F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 2,870 shares of performance-based stock granted to the Reporting Person on February 20, 2014. F2 · balance_after: Includes 6,579 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 652 granted on August 21, 2012 that vest on August 21, 2017; 1,267 granted on February 12, 2013 that vest on February 12, 2018; 812 granted on February 20, 2014 that vest on February 20, 2017; 1,084 granted on February 17, 2015 that vest on February 17, 2018 and 1,448 granted on February 16, 2016 that vest on February 16, 2019. The 1,316 RSUs reported on this Form 4 vest on February 16, 2020. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 00:34 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A ordinary shares | 1,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004025 · doc4.xml · nonDerivative · entry 2 VanDerSnick Michael D · CIK 0001553589 · SVP, HSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,874 F2 · balance_after: Includes 6,579 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 652 granted on August 21, 2012 that vest on August 21, 2017; 1,267 granted on February 12, 2013 that vest on February 12, 2018; 812 granted on February 20, 2014 that vest on February 20, 2017; 1,084 granted on February 17, 2015 that vest on February 17, 2018 and 1,448 granted on February 16, 2016 that vest on February 16, 2019. The 1,316 RSUs reported on this Form 4 vest on February 16, 2020. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 00:34 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A ordinary shares | 2,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004025 · doc4.xml · nonDerivative · entry 1 VanDerSnick Michael D · CIK 0001553589 · SVP, HSE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,558 F1 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee. F2 · balance_after: Includes 6,579 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 652 granted on August 21, 2012 that vest on August 21, 2017; 1,267 granted on February 12, 2013 that vest on February 12, 2018; 812 granted on February 20, 2014 that vest on February 20, 2017; 1,084 granted on February 17, 2015 that vest on February 17, 2018 and 1,448 granted on February 16, 2016 that vest on February 16, 2019. The 1,316 RSUs reported on this Form 4 vest on February 16, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.