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Costello Thomas

Disclosed activity across 1 company

Tapewire entity
178675
SEC CIK
0001378246

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cohen & Co Inc.IFMI · Entity 7376DirectorFebruary 17, 2017February 21, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cohen & Co Inc.

Report date February 17, 2017 · Filed February 21, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeDirect238,485 Reported balance After 2017-02-17 transaction · row 1
1 source row

Row 1 · 2017-02-17 · Grant · Acquired 41,667 · Balance 238,485

F1: Mr. Costello was awarded 41,667 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire on February 17, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Costello was awarded 41,667 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire on February 17, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2017 Filed Feb 21, 2017 19:48 UTC Cohen & Co Inc. IFMI · Entity 7376 GrantCommon Stock, $0.001 par value per share 41,667 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-010523 · a4.xml · nonDerivative · entry 1

Costello Thomas · CIK 0001378246 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,485

F1 · shares: Mr. Costello was awarded 41,667 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire on February 17, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.