person · Reporting owner
CapGen Capital Group III LLC
Disclosed activity across 1 company
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Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SEACOAST BANKING CORP OF FLORIDA
Report date February 21, 2017 · Filed February 22, 2017
Jointly reported with GOLDSTEIN ROBERT, Ludwig Eugene, Sullivan John P, ROSE JOHN W, CapGen Capital Group III LP
Section 16 reporting ended · disclosed 2017-02-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 1,253,141 |
Reported balance
After 2017-02-21 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2017-02-21 · Sale · Disposed 6,210,000 · Balance 1,253,141 F1: CapGen Capital Group III LP ("CapGen III") sold 6,210,000 shares of common stock, par value $0.10 per share ("Common Stock"), of Seacoast Banking Corporation of Florida (the "Issuer") in an underwritten public offering by Issuer and CapGen III, which closed on February 21, 2017. F2: The sale price reflects the public offering price. The price received by the reporting person will be $21.02625 per share, which is net of an underwriting discount of $1.22375 per share. F4: Each of Mr. Ludwig, as the managing member of CapGen LLC, Mr. Sullivan, as a member of the investment committee of CapGen LLC, and Mr. Goldstein and Mr. Rose, as principal members and members of the investment committee of CapGen LLC, may be deemed to be an indirect beneficial owner of the shares in this row pursuant to Rule 16a-1(a)(2) promulgated under the Exchange Act. F5: Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig, Mr. Sullivan, Mr. Rose and Mr. Goldstein disclaims that he is the beneficial owner of the shares in this row, except to the extent of his pecuniary interest. F3: CapGen Capital Group III LLC ("CapGen LLC"), as the sole general partner of CapGen III, may be deemed to be an indirect beneficial owner of the shares in this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest. |
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 52,985 |
Reported balance
Holding disclosure · report date 2017-02-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 52,985 F6: Mr. Goldstein directly owns the shares reported in this row. |
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 9,950 |
Reported balance
Holding disclosure · report date 2017-02-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,950 F8: Mr. Sullivan directly owns the shares reported in this row. |
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | Direct | 49,373 |
Reported balance
Holding disclosure · report date 2017-02-21 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 49,373 F9: Mr. Rose directly owns the shares reported in this row. |
| Common Stock, par value $0.10 per shareSEC Table I · non-derivative | IndirectSee footnote. | 12,437 |
Reported balance
Holding disclosure · report date 2017-02-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 12,437 F7: The shares reported in this row are held in a retirement account over which Mr. Goldstein holds discretionary authority. |
Filing footnotes · ownership attribution and instrument terms
F1: CapGen Capital Group III LP ("CapGen III") sold 6,210,000 shares of common stock, par value $0.10 per share ("Common Stock"), of Seacoast Banking Corporation of Florida (the "Issuer") in an underwritten public offering by Issuer and CapGen III, which closed on February 21, 2017.
F2: The sale price reflects the public offering price. The price received by the reporting person will be $21.02625 per share, which is net of an underwriting discount of $1.22375 per share.
F3: CapGen Capital Group III LLC ("CapGen LLC"), as the sole general partner of CapGen III, may be deemed to be an indirect beneficial owner of the shares in this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
F4: Each of Mr. Ludwig, as the managing member of CapGen LLC, Mr. Sullivan, as a member of the investment committee of CapGen LLC, and Mr. Goldstein and Mr. Rose, as principal members and members of the investment committee of CapGen LLC, may be deemed to be an indirect beneficial owner of the shares in this row pursuant to Rule 16a-1(a)(2) promulgated under the Exchange Act.
F5: Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig, Mr. Sullivan, Mr. Rose and Mr. Goldstein disclaims that he is the beneficial owner of the shares in this row, except to the extent of his pecuniary interest.
F6: Mr. Goldstein directly owns the shares reported in this row.
F7: The shares reported in this row are held in a retirement account over which Mr. Goldstein holds discretionary authority.
F8: Mr. Sullivan directly owns the shares reported in this row.
F9: Mr. Rose directly owns the shares reported in this row.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 22, 2017 18:49 UTC | SEACOAST BANKING CORP OF FLORIDA SBCF · Entity 4187 | SaleCommon Stock, par value $0.10 per share | 6,210,000 | $22.25 | $138,172,500.00 |
DisclosureSEC source: 0001140361-17-008482 · doc1.xml · nonDerivative · entry 1 GOLDSTEIN ROBERT · CIK 0001228649 · 10% owner Ludwig Eugene · CIK 0001453863 · Director · 10% owner Sullivan John P · CIK 0001503574 · Director · 10% owner ROSE JOHN W · CIK 0001091449 · Director · 10% owner CapGen Capital Group III LP · CIK 0001488107 · Director · 10% owner CapGen Capital Group III LLC · CIK 0001488108 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,253,141 F1 · shares: CapGen Capital Group III LP ("CapGen III") sold 6,210,000 shares of common stock, par value $0.10 per share ("Common Stock"), of Seacoast Banking Corporation of Florida (the "Issuer") in an underwritten public offering by Issuer and CapGen III, which closed on February 21, 2017. F2 · price: The sale price reflects the public offering price. The price received by the reporting person will be $21.02625 per share, which is net of an underwriting discount of $1.22375 per share. F4 · balance_after: Each of Mr. Ludwig, as the managing member of CapGen LLC, Mr. Sullivan, as a member of the investment committee of CapGen LLC, and Mr. Goldstein and Mr. Rose, as principal members and members of the investment committee of CapGen LLC, may be deemed to be an indirect beneficial owner of the shares in this row pursuant to Rule 16a-1(a)(2) promulgated under the Exchange Act. F5 · balance_after: Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig, Mr. Sullivan, Mr. Rose and Mr. Goldstein disclaims that he is the beneficial owner of the shares in this row, except to the extent of his pecuniary interest. F3 · balance_after: CapGen Capital Group III LLC ("CapGen LLC"), as the sole general partner of CapGen III, may be deemed to be an indirect beneficial owner of the shares in this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.