Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | EVP & Advisor to CEO, APS | February 21, 2017 | February 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date February 21, 2017 · Filed February 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,747 |
Ending reported balance
After 2017-02-21 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2017-02-21 · Grant · Acquired 4,527 · Balance 14,274 F1: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. Row 2 · 2017-02-21 · Tax withholding · Disposed 2,130 · Balance 12,144 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Row 3 · 2017-02-21 · Grant · Acquired 445 · Balance 12,589 F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017. Row 4 · 2017-02-21 · Tax withholding · Disposed 210 · Balance 12,379 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Row 5 · 2017-02-21 · Gift · Disposed 2,632 · Balance 9,747 F4: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust. |
| Common StockSEC Table I · non-derivative | Indirectby trust | 28,189 |
Reported balance
After 2017-02-21 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2017-02-21 · Gift · Acquired 2,632 · Balance 28,189 F4: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,008 |
Reported balance
After 2017-02-21 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-21 · Grant · Acquired 2,008 · Balance 2,008 F5: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F6: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric.
F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
F3: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017.
F4: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust.
F5: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash.
F6: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 2,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013837 · doc4.xml · derivative · entry 7 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,008 Underlying: Common Stock · 2,008 shares Expires not disclosed F5 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F5 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013837 · doc4.xml · nonDerivative · entry 6 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 28,189 F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013837 · doc4.xml · nonDerivative · entry 5 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,747 F4 · kind: The reporting person gifted the shares received on February 21, 2017 to a revocable family trust. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 210 | $79.77 | $16,751.70 |
DisclosureSEC source: 0001209191-17-013837 · doc4.xml · nonDerivative · entry 4 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,379 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 445 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013837 · doc4.xml · nonDerivative · entry 3 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,589 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 2,130 | $79.77 | $169,910.10 |
DisclosureSEC source: 0001209191-17-013837 · doc4.xml · nonDerivative · entry 2 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,144 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 4,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013837 · doc4.xml · nonDerivative · entry 1 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,274 F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · derivative · entry 22 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,679 Underlying: Common Stock · 893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F8 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F8 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,039 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · derivative · entry 21 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078 Underlying: Common Stock · 1,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · derivative · entry 20 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026 Underlying: Common Stock · 1,026 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 1,024 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · derivative · entry 19 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,024 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 1,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 18 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 25,557 F4 · kind: The reporting person gifted the shares received on February 17, 2017 to a revocable family trust. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 1,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 17 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,747 F4 · kind: The reporting person gifted the shares received on February 17, 2017 to a revocable family trust. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 112 | $78.70 | $8,814.40 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 16 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,253 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 15 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,365 F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 200 | $78.70 | $15,740.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 14 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,129 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 13 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 447 | $78.70 | $35,178.90 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 12 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,883 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 11 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 232 | $78.70 | $18,258.40 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 10 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,883 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 9 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 520 | $78.70 | $40,924.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 8 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 7 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 230 | $78.70 | $18,101.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 6 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 5 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 513 | $78.70 | $40,373.10 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 4 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,313 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 3 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 458 | $78.70 | $36,044.60 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 2 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,313 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:23 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 1,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013423 · doc4.xml · nonDerivative · entry 1 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 21:49 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 6,000 | $77.78 | $466,680.00 |
DisclosureSEC source: 0001209191-16-155443 · doc4.xml · nonDerivative · entry 1 Edington Randall K · CIK 0001388155 · EVP & Advisor to CEO, APS 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 24,051 F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.48 to $78.00, inclusive. The reporting person undertakes to provide Pinnacle West Capital Corporation ("PNW"), any security holder of PNW, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:27 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146644 · doc4.xml · nonDerivative · entry 6 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 29,788 F4 · kind: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:27 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146644 · doc4.xml · nonDerivative · entry 5 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,747 F4 · kind: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:27 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 221 | $74.96 | $16,566.16 |
DisclosureSEC source: 0001209191-16-146644 · doc4.xml · nonDerivative · entry 4 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,063 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:27 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146644 · doc4.xml · nonDerivative · entry 3 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,284 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:27 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,838 | $74.96 | $137,776.48 |
DisclosureSEC source: 0001209191-16-146644 · doc4.xml · nonDerivative · entry 2 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,815 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 22:27 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146644 · doc4.xml · nonDerivative · entry 1 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,653 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. Read SEC document |
| October 19, 2016 Filed Oct 24, 2016 20:37 UTC Amendment | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146748 · doc4a.xml · nonDerivative · entry 6 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Indirect · by trust Disclosed balance after: 29,788 F4 · kind: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. Read SEC document |
| October 19, 2016 Filed Oct 24, 2016 20:37 UTC Amendment | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GiftCommon Stock | 2,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146748 · doc4a.xml · nonDerivative · entry 5 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,747 F4 · kind: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. F4 · price: The reporting person gifted the shares received on October 19, 2016 to a revocable family trust. Read SEC document |
| October 19, 2016 Filed Oct 24, 2016 20:37 UTC Amendment | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 221 | $74.96 | $16,566.16 |
DisclosureSEC source: 0001209191-16-146748 · doc4a.xml · nonDerivative · entry 4 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,063 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 24, 2016 20:37 UTC Amendment | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146748 · doc4a.xml · nonDerivative · entry 3 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,284 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 24, 2016 20:37 UTC Amendment | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 1,838 | $74.96 | $137,776.48 |
DisclosureSEC source: 0001209191-16-146748 · doc4a.xml · nonDerivative · entry 2 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,815 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 24, 2016 20:37 UTC Amendment | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 3,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146748 · doc4a.xml · nonDerivative · entry 1 Edington Randall K · CIK 0001388155 · EVP & CNO, PVNGS, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,653 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.