Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | Sr. VP Global Engr & Const | February 21, 2017 | February 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date February 21, 2017 · Filed February 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,995 |
Reported balance
After 2017-02-21 transaction · row 1
1 source rowRow 1 · 2017-02-21 · Tax withholding · Disposed 1,220 · Balance 59,995 F1: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2014. There was no transaction in the market. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 15,862 |
Reported balance
Holding disclosure · report date 2017-02-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,862 F2: Since the last Form 4 filing on February 22, 2017, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. |
| Common StockSEC Table I · non-derivative | Indirectby IRA | 104 |
Reported balance
Holding disclosure · report date 2017-02-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 104 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2014. There was no transaction in the market.
F2: Since the last Form 4 filing on February 22, 2017, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 23, 2017 23:58 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,220 | $11.78 | $14,371.60 |
DisclosureSEC source: 0001127602-17-008044 · form4.xml · nonDerivative · entry 1 Chilton Michael · CIK 0001629446 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,995 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 21, 2014. There was no transaction in the market. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:18 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 2,027 | $11.46 | $23,229.42 |
DisclosureSEC source: 0001127602-17-007868 · form4.xml · nonDerivative · entry 2 Chilton Michael · CIK 0001629446 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,215 F2 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2016. There was no transaction in the market. Read SEC document |
| February 17, 2017 Filed Feb 23, 2017 01:18 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 1,103 | $11.46 | $12,640.38 |
DisclosureSEC source: 0001127602-17-007868 · form4.xml · nonDerivative · entry 1 Chilton Michael · CIK 0001629446 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,242 F1 · shares: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 20, 2015. There was no transaction in the market. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 21:33 UTC | AES CORP AES · Entity 3505 | OtherUnits · Derivative | 446 | $11.24 | $5,013.04 |
DisclosureSEC source: 0001127602-17-003899 · form4.xml · derivative · entry 1 Chilton Michael · CIK 0001629446 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,012 Underlying: Common Stock · 446 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person established two special purpose accounts under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2012. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year following the year designated by the participant as his distribution date. There was no sale in the market. F1 · derivative.exercise_date: The reporting person established two special purpose accounts under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2012. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year following the year designated by the participant as his distribution date. There was no sale in the market. F1 · derivative.expiration_date: The reporting person established two special purpose accounts under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2012. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year following the year designated by the participant as his distribution date. There was no sale in the market. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 22:05 UTC | AES CORP AES · Entity 3505 | Tax withholdingCommon Stock | 3,114 | $12.01 | $37,399.14 |
DisclosureSEC source: 0001127602-16-070021 · form4.xml · nonDerivative · entry 1 Chilton Michael · CIK 0001629446 · Sr. VP Global Engr & Const 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,345 F1 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Unit award granted on December 12, 2014. There was no transaction in the market. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.