Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADWIND, INC.BWEN · Entity 6779 | VP, General Counsel and Secy | February 21, 2017 | February 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADWIND, INC.
Report date February 21, 2017 · Filed February 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 42,562 |
Reported balance
After 2017-02-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-21 · Grant · Acquired 2,992 · Balance 42,562 F1: Represents 2,992 restricted stock units that vest 997 shares on each of 2/21/18 and 2/21/19 and 998 shares on 2/21/20. |
| Common StockSEC Table I · non-derivative | Direct | 41,428 |
Reported balance
After 2017-02-21 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-02-21 · Tax withholding · Disposed 1,134 · Balance 41,428 F2: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. |
| Common StockSEC Table I · non-derivative | Direct | 39,260 |
Reported balance
After 2017-02-22 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-02-22 · Tax withholding · Disposed 2,168 · Balance 39,260 F2: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. F3: Includes (i) 1,900 restricted stock units that vest on 2/19/18; (ii) 11,914 restricted stock units that vest 5,957 shares on each of 2/22/18 and 2/22/19; and (iii) 2,992 restricted stock units that vest 997 shares on each of 2/21/18 and 2/21/19 and 998 shares on 2/21/20. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 3,811 |
Reported balance
Holding disclosure · report date 2017-02-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,811 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 2,992 restricted stock units that vest 997 shares on each of 2/21/18 and 2/21/19 and 998 shares on 2/21/20.
F2: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants.
F3: Includes (i) 1,900 restricted stock units that vest on 2/19/18; (ii) 11,914 restricted stock units that vest 5,957 shares on each of 2/22/18 and 2/22/19; and (iii) 2,992 restricted stock units that vest 997 shares on each of 2/21/18 and 2/21/19 and 998 shares on 2/21/20.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 23, 2017 22:45 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 2,168 | $5.23 | $11,338.64 |
DisclosureSEC source: 0001104659-17-011301 · a4.xml · nonDerivative · entry 3 Fell David W. · CIK 0001600767 · VP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,260 F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. F3 · balance_after: Includes (i) 1,900 restricted stock units that vest on 2/19/18; (ii) 11,914 restricted stock units that vest 5,957 shares on each of 2/22/18 and 2/22/19; and (iii) 2,992 restricted stock units that vest 997 shares on each of 2/21/18 and 2/21/19 and 998 shares on 2/21/20. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:45 UTC | BROADWIND, INC. BWEN · Entity 6779 | Tax withholdingCommon Stock | 1,134 | $5.43 | $6,157.62 |
DisclosureSEC source: 0001104659-17-011301 · a4.xml · nonDerivative · entry 2 Fell David W. · CIK 0001600767 · VP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,428 F2 · shares: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of prior restricted stock unit grants by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grants. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 22:45 UTC | BROADWIND, INC. BWEN · Entity 6779 | GrantCommon Stock | 2,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-011301 · a4.xml · nonDerivative · entry 1 Fell David W. · CIK 0001600767 · VP, General Counsel and Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,562 F1 · shares: Represents 2,992 restricted stock units that vest 997 shares on each of 2/21/18 and 2/21/19 and 998 shares on 2/21/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.