Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Element Solutions IncPAH · Entity 3625 | CFO | February 21, 2017 | February 23, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Element Solutions Inc
Report date February 21, 2017 · Filed February 23, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,196 |
Reported balance
After 2017-02-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-02-21 · Grant · Acquired 28,196 · Balance 28,196 F1: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 70,490 shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,098 |
Reported balance
After 2017-02-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-21 · Grant · Acquired 14,098 · Balance 14,098 F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.30 | Direct | 30,992 |
Reported balance
After 2017-02-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-21 · Grant · Acquired 30,992 · Balance 30,992 F3: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 70,490 shares.
F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service.
F3: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2017 Filed Feb 23, 2017 20:06 UTC | Element Solutions Inc PAH · Entity 3625 | GrantStock Option (Right to Buy) · Derivative | 30,992 | $0.00 Strike: $13.30 | $0.00 |
DisclosureSEC source: 0001590714-17-000025 · wf-form4_148789839131034.xml · derivative · entry 3 Khattri Sanjiv · CIK 0001499024 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,992 Underlying: Common Stock · 30,992 shares Expires not disclosed F3 · derivative.exercise_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. F3 · derivative.expiration_date: 1/3 of the option shares will vest annually on February 21 over the next three years, subject to continuous service as of each such date. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:06 UTC | Element Solutions Inc PAH · Entity 3625 | GrantRestricted Stock Units · Derivative | 14,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000025 · wf-form4_148789839131034.xml · derivative · entry 2 Khattri Sanjiv · CIK 0001499024 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,098 Underlying: Common Stock · 14,098 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest on February 20, 2020, subject to continuous service. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 20:06 UTC | Element Solutions Inc PAH · Entity 3625 | GrantPerformance Stock Units · Derivative | 28,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001590714-17-000025 · wf-form4_148789839131034.xml · derivative · entry 1 Khattri Sanjiv · CIK 0001499024 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,196 Underlying: Common Stock · 28,196 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 70,490 shares. F1 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 70,490 shares. F1 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock and will vest upon the achievements of certain performance levels based on the Issuer's (i) return on invested capital, as measured from January 1, 2017 to December 31, 2019, and (ii) annual compound total shareholder return, as measured from February 21, 2017 to February 20, 2020. The number of shares reported in column 7 may range from zero to a maximum number of 70,490 shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.