Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STANLEY BLACK & DECKER, INC.SWK · Entity 3378 | SVP, Corp Initiatives | February 22, 2017 | February 24, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STANLEY BLACK & DECKER, INC.
Report date February 22, 2017 · Filed February 24, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,912 |
Ending reported balance
After 2017-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-02-22 · Grant · Acquired 2,561 · Balance 19,473 F1: Shares issued pursuant to the 2014-2016 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes. Row 2 · 2017-02-24 · Sale · Disposed 2,561 · Balance 16,912 |
| Common StockSEC Table I · non-derivative | IndirectThrough Computershare under ESPP | 712.488 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 712.488 F2: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares. |
| Interest In Employer Stock Fund (401(k) Plan)SEC Table II · derivative / convertible security | Direct | 0.493 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 0.493 F3: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. F4: Exempt |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to the 2014-2016 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes.
F2: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F3: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported.
F4: Exempt
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2017 Filed Feb 24, 2017 23:49 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | SaleCommon Stock | 2,561 | $127.57 | $326,704.21 |
DisclosureSEC source: 0001127602-17-008335 · form4.xml · nonDerivative · entry 2 Sihota Ben S · CIK 0001353713 · SVP, Corp Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,912 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:49 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 2,561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-008335 · form4.xml · nonDerivative · entry 1 Sihota Ben S · CIK 0001353713 · SVP, Corp Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,473 F1 · price: Shares issued pursuant to the 2014-2016 performance awards program under the Company's 2013 Long-Term Incentive Plan, net of shares withheld to cover taxes. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:30 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 436 | $118.64 | $51,727.04 |
DisclosureSEC source: 0001127602-16-069433 · form4.xml · nonDerivative · entry 3 Sihota Ben S · CIK 0001353713 · SVP, Corp Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,912 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:30 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 373 | $119.20 | $44,461.60 |
DisclosureSEC source: 0001127602-16-069433 · form4.xml · nonDerivative · entry 2 Sihota Ben S · CIK 0001353713 · SVP, Corp Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,348 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 21:30 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 376 | $119.20 | $44,819.20 |
DisclosureSEC source: 0001127602-16-069433 · form4.xml · nonDerivative · entry 1 Sihota Ben S · CIK 0001353713 · SVP, Corp Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,721 F1 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 04, 2016 Filed Dec 6, 2016 21:29 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | Disposition to issuerCommon Stock | 277 | $118.66 | $32,868.82 |
DisclosureSEC source: 0001127602-16-069279 · form4.xml · nonDerivative · entry 2 Sihota Ben S · CIK 0001353713 · SVP, Corp Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,097 F2 · shares: Shares withheld to cover taxes on vesting of restricted stock units Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:29 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $118.66 | $0.00 |
DisclosureSEC source: 0001127602-16-069279 · form4.xml · derivative · entry 4 Sihota Ben S · CIK 0001353713 · SVP, Corp Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-12-02 F4 · derivative.exercise_date: The option will become exercisable in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 21:29 UTC | STANLEY BLACK & DECKER, INC. SWK · Entity 3378 | GrantCommon Stock | 2,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069279 · form4.xml · nonDerivative · entry 1 Sihota Ben S · CIK 0001353713 · SVP, Corp Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,374 F1 · shares: Shares to be delivered on vesting of restricted stock units that vest in four equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.