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LAKE STEPHEN WILLIAM

Disclosed activity across 1 company

Tapewire entity
178540
SEC CIK
0001539373

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ONEOK INC /NEW/OKE · Entity 3002SR VP & GENERAL COUNSELFebruary 22, 2017February 24, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ONEOK INC /NEW/

Report date February 22, 2017 · Filed February 24, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
PSU 2017SEC Table II · derivative / convertible securityDirect11,200 Reported balance After 2017-02-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-02-22 · Grant · Acquired 11,200 · Balance 11,200

F1: Performance units awarded under the Issuer's Equity Compensation Plan. The award will vest on February 22, 2020, for a percentage (0% to 200%) of the performance units awarded based upon the Issuer's total shareholder return compared to total shareholder return of a selected peer group. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and shares are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested performance unit and dividend equivalent.

RSU 2017SEC Table II · derivative / convertible securityDirect2,800 Reported balance After 2017-02-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-02-22 · Grant · Acquired 2,800 · Balance 2,800

F2: Restricted units awarded under the Issuer's Long Term Incentive Plan. The award vests on February 22, 2020. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested restricted unit and dividend equivalent.

Filing footnotes · ownership attribution and instrument terms

F1: Performance units awarded under the Issuer's Equity Compensation Plan. The award will vest on February 22, 2020, for a percentage (0% to 200%) of the performance units awarded based upon the Issuer's total shareholder return compared to total shareholder return of a selected peer group. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and shares are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested performance unit and dividend equivalent.

F2: Restricted units awarded under the Issuer's Long Term Incentive Plan. The award vests on February 22, 2020. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested restricted unit and dividend equivalent.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2017 Filed Feb 24, 2017 19:09 UTC ONEOK INC /NEW/ OKE · Entity 3002 GrantRSU 2017 · Derivative 2,800 $53.52 $149,856.00
Disclosure

SEC source: 0001539373-17-000004 · edgardoc.xml · derivative · entry 2

LAKE STEPHEN WILLIAM · CIK 0001539373 · SR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800

Underlying: Common Stock, par value $.0.01 · 2,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted units awarded under the Issuer's Long Term Incentive Plan. The award vests on February 22, 2020. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested restricted unit and dividend equivalent.

F2 · derivative.exercise_date: Restricted units awarded under the Issuer's Long Term Incentive Plan. The award vests on February 22, 2020. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested restricted unit and dividend equivalent.

F2 · derivative.expiration_date: Restricted units awarded under the Issuer's Long Term Incentive Plan. The award vests on February 22, 2020. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested restricted unit and dividend equivalent.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 19:09 UTC ONEOK INC /NEW/ OKE · Entity 3002 GrantPSU 2017 · Derivative 11,200 $53.52 $599,424.00
Disclosure

SEC source: 0001539373-17-000004 · edgardoc.xml · derivative · entry 1

LAKE STEPHEN WILLIAM · CIK 0001539373 · SR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,200

Underlying: Common Stock, par value $.0.01 · 11,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Performance units awarded under the Issuer's Equity Compensation Plan. The award will vest on February 22, 2020, for a percentage (0% to 200%) of the performance units awarded based upon the Issuer's total shareholder return compared to total shareholder return of a selected peer group. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and shares are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested performance unit and dividend equivalent.

F1 · derivative.exercise_date: Performance units awarded under the Issuer's Equity Compensation Plan. The award will vest on February 22, 2020, for a percentage (0% to 200%) of the performance units awarded based upon the Issuer's total shareholder return compared to total shareholder return of a selected peer group. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and shares are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested performance unit and dividend equivalent.

F1 · derivative.expiration_date: Performance units awarded under the Issuer's Equity Compensation Plan. The award will vest on February 22, 2020, for a percentage (0% to 200%) of the performance units awarded based upon the Issuer's total shareholder return compared to total shareholder return of a selected peer group. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and shares are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested performance unit and dividend equivalent.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:52 UTC ONEOK INC /NEW/ OKE · Entity 3002 Exercise / conversionRSU 2014 · Derivative 2,947.6371 $53.65 $158,140.73
Disclosure

SEC source: 0001539373-17-000002 · edgardoc.xml · derivative · entry 6

LAKE STEPHEN WILLIAM · CIK 0001539373 · SR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0.01 · 2,947.6371 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted units awarded under the Issuer's Long Term Incentive Plan. The award vested on February 19, 2017. During the 3-year vesting period, the award was credited with dividend equivalents that were paid out in shares of common stock at the same time the shares underlying the vested units were issued. One share of the Issuer's common stock is paid out for each vested restricted unit.

F2 · derivative.exercise_date: Restricted units awarded under the Issuer's Long Term Incentive Plan. The award vested on February 19, 2017. During the 3-year vesting period, the award was credited with dividend equivalents that were paid out in shares of common stock at the same time the shares underlying the vested units were issued. One share of the Issuer's common stock is paid out for each vested restricted unit.

F2 · derivative.expiration_date: Restricted units awarded under the Issuer's Long Term Incentive Plan. The award vested on February 19, 2017. During the 3-year vesting period, the award was credited with dividend equivalents that were paid out in shares of common stock at the same time the shares underlying the vested units were issued. One share of the Issuer's common stock is paid out for each vested restricted unit.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:52 UTC ONEOK INC /NEW/ OKE · Entity 3002 Exercise / conversionPSU 2014 · Derivative 10,375.3648 $53.65 $556,638.32
Disclosure

SEC source: 0001539373-17-000002 · edgardoc.xml · derivative · entry 5

LAKE STEPHEN WILLIAM · CIK 0001539373 · SR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0.01 · 10,375.3648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance units awarded under the Issuer's Equity Compensation Plan. The award, including dividend equivalents, vested on February 19, 2017, at the 80th percentile for the Issuer's total stockholder return compared to total stockholder return of a selected peer group, resulting in the reported shares being issued to the reporting person. One share of the Issuer's common stock is paid out for each vested performance unit.

F1 · derivative.exercise_date: Performance units awarded under the Issuer's Equity Compensation Plan. The award, including dividend equivalents, vested on February 19, 2017, at the 80th percentile for the Issuer's total stockholder return compared to total stockholder return of a selected peer group, resulting in the reported shares being issued to the reporting person. One share of the Issuer's common stock is paid out for each vested performance unit.

F1 · derivative.expiration_date: Performance units awarded under the Issuer's Equity Compensation Plan. The award, including dividend equivalents, vested on February 19, 2017, at the 80th percentile for the Issuer's total stockholder return compared to total stockholder return of a selected peer group, resulting in the reported shares being issued to the reporting person. One share of the Issuer's common stock is paid out for each vested performance unit.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:52 UTC ONEOK INC /NEW/ OKE · Entity 3002 Tax withholdingCommon Stock, par value $.0.01 3,897.292 $53.65 $209,089.72
Disclosure

SEC source: 0001539373-17-000002 · edgardoc.xml · nonDerivative · entry 4

LAKE STEPHEN WILLIAM · CIK 0001539373 · SR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,883.3388

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:52 UTC ONEOK INC /NEW/ OKE · Entity 3002 Exercise / conversionCommon Stock, par value $.0.01 8,300.292 $53.65 $445,310.67
Disclosure

SEC source: 0001539373-17-000002 · edgardoc.xml · nonDerivative · entry 3

LAKE STEPHEN WILLIAM · CIK 0001539373 · SR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,780.6308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:52 UTC ONEOK INC /NEW/ OKE · Entity 3002 Tax withholdingCommon Stock, par value $.0.01 1,442.6371 $53.65 $77,397.48
Disclosure

SEC source: 0001539373-17-000002 · edgardoc.xml · nonDerivative · entry 2

LAKE STEPHEN WILLIAM · CIK 0001539373 · SR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,480.3388

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:52 UTC ONEOK INC /NEW/ OKE · Entity 3002 Exercise / conversionCommon Stock, par value $.0.01 2,947.6371 $53.65 $158,140.73
Disclosure

SEC source: 0001539373-17-000002 · edgardoc.xml · nonDerivative · entry 1

LAKE STEPHEN WILLIAM · CIK 0001539373 · SR VP & GENERAL COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,922.9759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.