Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERBALIFE LTD.HLF · Entity 4842 | VP, General Manager, Brazil | February 23, 2017 | February 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERBALIFE LTD.
Report date February 23, 2017 · Filed February 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $30.44 · Expires 2025-03-02 | Direct | 3,914 |
Reported balance
After 2017-02-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-02-23 · Grant · Acquired 1,957 · Balance 3,914 F1: On March 2, 2015, the reporting person was granted an award of 9,787 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 1,957 SARs which will vest on March 2, 2017. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $62.51 · Expires 2026-05-09 | Direct | 806 |
Reported balance
After 2017-02-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-23 · Grant · Acquired 806 · Balance 806 F2: On May 9, 2016, the reporting person was granted an award of 4,030 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 806 SARs which will vest on May 9, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 2, 2015, the reporting person was granted an award of 9,787 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 1,957 SARs which will vest on March 2, 2017.
F2: On May 9, 2016, the reporting person was granted an award of 4,030 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 806 SARs which will vest on May 9, 2017.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2017 Filed Feb 28, 2017 00:24 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 806 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-17-015012 · doc4.xml · derivative · entry 2 Okuhara Gioji · CIK 0001615478 · VP, General Manager, Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806 Underlying: Common Stock · 806 shares Expires 2026-05-09 F2 · balance_after: On May 9, 2016, the reporting person was granted an award of 4,030 SARs. The amount and timing of the vesting of these SARs is dependent upon the achievement by the Company of certain performance criteria for each of fiscal 2016, 2017 and 2018. The performance criteria for 2016 was met, resulting in 806 SARs which will vest on May 9, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 00:24 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 1,957 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-17-015012 · doc4.xml · derivative · entry 1 Okuhara Gioji · CIK 0001615478 · VP, General Manager, Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,914 Underlying: Common Stock · 1,957 shares Expires 2025-03-02 F1 · balance_after: On March 2, 2015, the reporting person was granted an award of 9,787 stock appreciation rights ("SARs"). The amount and timing of the vesting of these SARs is dependent upon the achievement by Herbalife Ltd. (the "Company") of certain performance criteria for each of fiscal 2015, 2016 and 2017. The performance criteria for 2016 was met, resulting in 1,957 SARs which will vest on March 2, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.