Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP, INC.AIG · Entity 3083 | Executive Vice President | February 24, 2017 | February 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN INTERNATIONAL GROUP, INC.
Report date February 24, 2017 · Filed February 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,356 |
Reported balance
After 2017-02-24 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-24 · Sale · Disposed 4,000 · Balance 22,356 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.3910 to $63.4050, inclusive. The reporting person undertakes to provide to any security holder of AIG or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2: Due to technical limitations of AIG's third-party vendor, the number of shares reported in Column 5 does not reflect the shares withheld for the payment of taxes reported in the Form 4 filed on February 24, 2017. The correct number of shares following this transaction is 8,544. |
| Common StockSEC Table I · non-derivative | Direct | 6,544 |
Reported balance
After 2017-02-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-02-27 · Sale · Disposed 2,000 · Balance 6,544 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.3910 to $63.4050, inclusive. The reporting person undertakes to provide to any security holder of AIG or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Due to technical limitations of AIG's third-party vendor, the number of shares reported in Column 5 does not reflect the shares withheld for the payment of taxes reported in the Form 4 filed on February 24, 2017. The correct number of shares following this transaction is 8,544.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INFOBLOX INC
Report date November 07, 2016 · Filed November 09, 2016
Section 16 reporting ended · disclosed 2016-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-11-07 transaction · row 1
1 source rowRow 1 · 2016-11-07 · Disposition to issuer · Disposed 11,000 · Balance 0 F1: Represents 11,000 shares subject to the issuance upon settlement of unvested RSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount in cash equal to the product of the (i) Merger Consideration and (ii) the number of shares of Issuer common stock subject to such unvested RSUs, which shall remain subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, vest and be payable at the same time and on the same vesting schedule as applied to the cancelled unvested RSUs. F2: Pursuant to the terms of the Agreement and Plan of Merger, dated September 16, 2016, (the "Merger Agreement"), by and among Delta Holdco, LLC, India Merger Sub, Inc., and Infoblox Inc. ("Issuer"), as of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive $26.50 per share, net to the seller in cash, without interest (the "Merger Consideration"). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.37 · Expires 2024-06-10 | Direct | 0 |
Reported balance
After 2016-11-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-11-07 · Disposition to issuer · Disposed 28,000 · Balance 0 F2: Pursuant to the terms of the Agreement and Plan of Merger, dated September 16, 2016, (the "Merger Agreement"), by and among Delta Holdco, LLC, India Merger Sub, Inc., and Infoblox Inc. ("Issuer"), as of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive $26.50 per share, net to the seller in cash, without interest (the "Merger Consideration"). F3: Upon the Effective Time, this option was cancelled and converted into the right to receive an amount equal to (i) the aggregate number of Issuer Common Stock subject to such this option multiplied by (ii) the excess, if any, of the Merger Consideration over the per share exercise price of such the option. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 11,000 shares subject to the issuance upon settlement of unvested RSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount in cash equal to the product of the (i) Merger Consideration and (ii) the number of shares of Issuer common stock subject to such unvested RSUs, which shall remain subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, vest and be payable at the same time and on the same vesting schedule as applied to the cancelled unvested RSUs.
F2: Pursuant to the terms of the Agreement and Plan of Merger, dated September 16, 2016, (the "Merger Agreement"), by and among Delta Holdco, LLC, India Merger Sub, Inc., and Infoblox Inc. ("Issuer"), as of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive $26.50 per share, net to the seller in cash, without interest (the "Merger Consideration").
F3: Upon the Effective Time, this option was cancelled and converted into the right to receive an amount equal to (i) the aggregate number of Issuer Common Stock subject to such this option multiplied by (ii) the excess, if any, of the Merger Consideration over the per share exercise price of such the option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2017 Filed Feb 28, 2017 21:45 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | SaleCommon Stock | 2,000 | $63.98 | $127,962.00 |
DisclosureSEC source: 0001225208-17-004918 · doc4.xml · nonDerivative · entry 2 FASANO PHILIP · CIK 0001609782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,544 Read SEC document |
| February 24, 2017 Filed Feb 24, 2017 21:34 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Tax withholdingCommon Stock | 13,812 | $63.41 | $875,818.92 |
DisclosureSEC source: 0001225208-17-004580 · doc4.xml · nonDerivative · entry 1 FASANO PHILIP · CIK 0001609782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,544 F1 · shares: Represents shares withheld for the payment of taxes in connection with the settlement in AIG Common Stock of one-third of the 2014 Performance Share Units earned as determined by AIG's Compensation and Management Resources Committee in January 2017. F2 · price: The amount of shares withheld was determined on February 24, 2017 based on AIG's share price on February 21, 2017. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 21:45 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | SaleCommon Stock | 4,000 | $63.40 | $253,603.60 |
DisclosureSEC source: 0001225208-17-004918 · doc4.xml · nonDerivative · entry 1 FASANO PHILIP · CIK 0001609782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,356 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.3910 to $63.4050, inclusive. The reporting person undertakes to provide to any security holder of AIG or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Due to technical limitations of AIG's third-party vendor, the number of shares reported in Column 5 does not reflect the shares withheld for the payment of taxes reported in the Form 4 filed on February 24, 2017. The correct number of shares following this transaction is 8,544. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:43 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Exercise / conversion2014 Performance Share Units · Derivative | 26,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001468 · doc4.xml · derivative · entry 3 FASANO PHILIP · CIK 0001609782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,713 Underlying: Common Stock · 26,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Performance Share Units convert to AIG Common Stock on a 1 to 1 basis. F1 · shares: Represents AIG Common Stock underlying one-third of the 2014 Performance Share Units earned as determined by AIG's Compensation and Management Resources Committee in January 2017 based on pre-established performance goals for the three-year performance period ended December 31, 2016. The earned 2014 Performance Share Units vest one-third in January of each of 2017, 2018 and 2019 and are settled in shares of AIG Common Stock. F1 · derivative.exercise_date: Represents AIG Common Stock underlying one-third of the 2014 Performance Share Units earned as determined by AIG's Compensation and Management Resources Committee in January 2017 based on pre-established performance goals for the three-year performance period ended December 31, 2016. The earned 2014 Performance Share Units vest one-third in January of each of 2017, 2018 and 2019 and are settled in shares of AIG Common Stock. F1 · derivative.expiration_date: Represents AIG Common Stock underlying one-third of the 2014 Performance Share Units earned as determined by AIG's Compensation and Management Resources Committee in January 2017 based on pre-established performance goals for the three-year performance period ended December 31, 2016. The earned 2014 Performance Share Units vest one-third in January of each of 2017, 2018 and 2019 and are settled in shares of AIG Common Stock. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:43 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Grant2014 Performance Share Units · Derivative | 79,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001468 · doc4.xml · derivative · entry 2 FASANO PHILIP · CIK 0001609782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,069 Underlying: Common Stock · 79,069 shares Expires not disclosed F2 · derivative.exercise_price: The Performance Share Units convert to AIG Common Stock on a 1 to 1 basis. F3 · shares: Represents the actual number of 2014 Performance Share Units earned as determined by AIG's Compensation and Management Resources Committee in January 2017 based on pre-established performance goals for the three-year performance period ended December 31, 2016. The earned 2014 Performance Share Units vest one-third in January of each of 2017, 2018 and 2019 and are settled in shares of AIG Common Stock. F3 · derivative.exercise_date: Represents the actual number of 2014 Performance Share Units earned as determined by AIG's Compensation and Management Resources Committee in January 2017 based on pre-established performance goals for the three-year performance period ended December 31, 2016. The earned 2014 Performance Share Units vest one-third in January of each of 2017, 2018 and 2019 and are settled in shares of AIG Common Stock. F3 · derivative.expiration_date: Represents the actual number of 2014 Performance Share Units earned as determined by AIG's Compensation and Management Resources Committee in January 2017 based on pre-established performance goals for the three-year performance period ended December 31, 2016. The earned 2014 Performance Share Units vest one-third in January of each of 2017, 2018 and 2019 and are settled in shares of AIG Common Stock. Read SEC document |
| January 19, 2017 Filed Jan 23, 2017 21:43 UTC | AMERICAN INTERNATIONAL GROUP, INC. AIG · Entity 3083 | Exercise / conversionCommon Stock | 26,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001468 · doc4.xml · nonDerivative · entry 1 FASANO PHILIP · CIK 0001609782 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents AIG Common Stock underlying one-third of the 2014 Performance Share Units earned as determined by AIG's Compensation and Management Resources Committee in January 2017 based on pre-established performance goals for the three-year performance period ended December 31, 2016. The earned 2014 Performance Share Units vest one-third in January of each of 2017, 2018 and 2019 and are settled in shares of AIG Common Stock. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:54 UTC | INFOBLOX INC BLOX · Entity 181192 | Disposition to issuerStock Option (right to buy) · Derivative | 28,000 | Not disclosed Strike: $13.37 | Not disclosed |
DisclosureSEC source: 0001209191-16-149204 · doc4.xml · derivative · entry 2 FASANO PHILIP · CIK 0001609782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,000 shares Expires 2024-06-10 F2 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated September 16, 2016, (the "Merger Agreement"), by and among Delta Holdco, LLC, India Merger Sub, Inc., and Infoblox Inc. ("Issuer"), as of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive $26.50 per share, net to the seller in cash, without interest (the "Merger Consideration"). F3 · derivative.exercise_date: Upon the Effective Time, this option was cancelled and converted into the right to receive an amount equal to (i) the aggregate number of Issuer Common Stock subject to such this option multiplied by (ii) the excess, if any, of the Merger Consideration over the per share exercise price of such the option. Read SEC document |
| November 07, 2016 Filed Nov 9, 2016 21:54 UTC | INFOBLOX INC BLOX · Entity 181192 | Disposition to issuerCommon Stock | 11,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-149204 · doc4.xml · nonDerivative · entry 1 FASANO PHILIP · CIK 0001609782 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents 11,000 shares subject to the issuance upon settlement of unvested RSUs, which, upon the Effective Time, were cancelled and converted into the right to receive an amount in cash equal to the product of the (i) Merger Consideration and (ii) the number of shares of Issuer common stock subject to such unvested RSUs, which shall remain subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date, vest and be payable at the same time and on the same vesting schedule as applied to the cancelled unvested RSUs. F2 · price: Pursuant to the terms of the Agreement and Plan of Merger, dated September 16, 2016, (the "Merger Agreement"), by and among Delta Holdco, LLC, India Merger Sub, Inc., and Infoblox Inc. ("Issuer"), as of the Effective Time (as defined in the Merger Agreement), the shares shown on this line were converted into the right to receive $26.50 per share, net to the seller in cash, without interest (the "Merger Consideration"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.