Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | Senior VP and Controller | February 27, 2017 | February 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date February 27, 2017 · Filed February 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,705.425 |
Reported balance
After 2017-02-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-02-27 · Grant · Acquired 5.248 · Balance 1,705.425 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,804.98 |
Reported balance
After 2017-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-02-27 · Grant · Acquired 11.708 · Balance 3,804.98 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,134.645 |
Reported balance
After 2017-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-27 · Grant · Acquired 9.645 · Balance 3,134.645 F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014.
F3: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015.
F4: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2017 Filed Feb 28, 2017 22:57 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 9.645 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000041 · edgar.xml · derivative · entry 3 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,134.645 Underlying: Common Stock · 9.645 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:57 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 11.708 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000041 · edgar.xml · derivative · entry 2 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,804.98 Underlying: Common Stock · 11.708 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:57 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.248 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000041 · edgar.xml · derivative · entry 1 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,705.425 Underlying: Common Stock · 5.248 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 20:41 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 12.58 | $68.33 | $859.59 |
DisclosureSEC source: 0000775158-17-000015 · edgar.xml · nonDerivative · entry 1 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,542.13 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. F2 · balance_after: Amount includes a total of 3,438.56 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 2/14/2017. Between 11/16/2016 and 2/14/2017, the reporting person acquired 27.78 shares under the Oshkosh Corporation Employee Stock Purchase Plan. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:54 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 11.299 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000426 · edgar.xml · derivative · entry 2 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793.272 Underlying: Common Stock · 11.299 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:54 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.064 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000426 · edgar.xml · derivative · entry 1 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700.177 Underlying: Common Stock · 5.064 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:37 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000417 · edgar.xml · derivative · entry 2 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:37 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantOptions · Derivative | 6,800 | $0.00 Strike: $66.89 | $0.00 |
DisclosureSEC source: 0000775158-16-000417 · edgar.xml · derivative · entry 1 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 6,800 shares Expires 2023-11-21 F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 20:16 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 12.84 | $66.74 | $856.94 |
DisclosureSEC source: 0000775158-16-000401 · edgar.xml · nonDerivative · entry 1 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,501.77 F1 · shares: Represents stock units payable in Oshkosh Corporation common stock acquired in accordance with the dividend reinvestment feature of the Oshkosh Corporation Deferred Compensation Plan for Directors and Executive Officers. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,890.478 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000374 · edgar.xml · derivative · entry 3 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,781.973 Underlying: Common Stock · 1,890.478 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 662 | $65.71 | $43,500.02 |
DisclosureSEC source: 0000775158-16-000374 · edgar.xml · nonDerivative · entry 2 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,488.93 F2 · balance_after: Amount includes a total of 3,410.78 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 11/15/2016. Between 9/20/2016 and 11/15/2016, the reporting person acquired 18.03 shares under the Oshkosh Corporation Employee Stock Purchase Plan. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:29 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,890.478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000374 · edgar.xml · nonDerivative · entry 1 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,132.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:32 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 11,000 | $0.00 Strike: $54.63 | $0.00 |
DisclosureSEC source: 0000775158-16-000369 · edgar.xml · derivative · entry 3 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2017-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F3 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 9/17/2008. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:32 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 11,000 | $63.42 | $697,620.00 |
DisclosureSEC source: 0000775158-16-000369 · edgar.xml · nonDerivative · entry 2 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,242.422 F1 · price: Represents weighted average price. Individual sales by lot ranged from $63.20 to $63.58. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 14:32 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 11,000 | $54.63 | $600,930.00 |
DisclosureSEC source: 0000775158-16-000369 · edgar.xml · nonDerivative · entry 1 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,242.422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:17 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,706.232 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000342 · edgar.xml · derivative · entry 6 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,706.232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:17 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 598 | $55.90 | $33,428.20 |
DisclosureSEC source: 0000775158-16-000342 · edgar.xml · nonDerivative · entry 4 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,242.422 F2 · balance_after: Amount includes a total of 3,392.75 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 9/19/2016. Between 8/17/2016 and 9/19/2016, the reporting person acquired 19.22 shares under the Oshkosh Corporation Employee Stock Purchase Plan. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:17 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,706.232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000342 · edgar.xml · nonDerivative · entry 3 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,821.202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:17 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,695.115 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000342 · edgar.xml · derivative · entry 5 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695.113 Underlying: Common Stock · 1,695.115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:17 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 594 | $56.17 | $33,364.98 |
DisclosureSEC source: 0000775158-16-000342 · edgar.xml · nonDerivative · entry 2 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,114.97 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:17 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,695.115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000342 · edgar.xml · nonDerivative · entry 1 POLNASZEK THOMAS J · CIK 0001230600 · Senior VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,708.097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.