Frank Alan L

SEC source: 0001104659-26-104354 · tm2624613-1_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 42,076.03

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0001649471-26-000004 · wk-form4_1769711137.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,463

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

SEC source: 0001649471-26-000002 · wk-form4_1767714374.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,524

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

SEC source: 0001104659-25-124893 · tm2534288-1_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 34,766.32

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0001104659-25-121083 · tm2533532-2_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 32,688.4

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0001104659-25-095712 · tm2527790-1_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 26,970.4

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0001104659-25-063160 · tm2519263-2_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 23,845.4

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0001104659-25-021102 · tm258390-1_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 20,710.19

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0000910073-25-000014 · wk-form4_1738360778.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,572

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of Issuer's common stock over the passage of time.

F2 · balance_after: On July 11, 2024, the common stock of the Issuer split 1 for 3, resulting in the reporting person's ownership reduction.

SEC source: 0001104659-24-125679 · tm2430216-2_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 15,450.49

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0001104659-24-097337 · tm2423452-1_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,173.45

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0001104659-24-048443 · tm2412125-1_4seq1.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 7,508.56

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees.

SEC source: 0000910073-24-000108 · wk-form4_1712194477.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,094

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000910073-24-000102 · wk-form4_1711734229.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,521

F1 · balance_after: Total includes service based restricted stock units that will vest in shares of NYCB common stock over the passage of time.

SEC source: 0000945621-24-000278 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,400

F1 · ownership.nature: Shares are held by The Frank Living Trust Dated October 28, 1993, Alan L. Frank and Eilene D. Frank, Trustees

SEC source: 0001127602-22-001049 · form4.xml · derivative · entry 3

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,752.114 shares

Expires not disclosed

F2 · derivative.exercise_price: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

F3 · kind: For Mr. Frank, pursuant to the Merger Agreement, a transaction exempt under Rule 16b-3, the unvested restricted stock units in respect of shares of CIT Common Stock (the " CIT RSUs") (not subject to deferral) automatically vested upon the effective time and were converted into 170 shares of BancShares Class A Common Stock as multiplied by the Exchange Ratio less fractional shares paid in cash.

F2 · price: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

F2 · derivative.exercise_date: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

F2 · derivative.expiration_date: Each CIT RSU had the economic equivalent of one share of CIT Common Stock.

SEC source: 0001127602-22-001049 · form4.xml · nonDerivative · entry 2

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

SEC source: 0001127602-22-001049 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Frank Living Trust dated 10/28/1993, as amended

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

F1 · price: Pursuant to the Agreement and Plan of Merger, dated October 15, 2020, by and among CIT Group Inc. ("CIT"), First Citizens BancShares, Inc. ("BancShares"), First-Citizens Bank & Trust Company, and FC Merger Subsidiary IX, Inc. (as amended from time to time, the "Merger Agreement"), a transaction exempt under Rule 16b-3, each issued and outstanding share of common stock, par value $0.01 per share, of CIT ("CIT Common Stock") was converted into 0.06200 (the "Exchange Ratio") shares of Class A common stock, par value $1.00 per share, of BancShares (the "BancShares Class A Common Stock"). On December 31, 2021 (the business day prior to the merger), the closing price of one share of CIT Common Stock was $51.34.

SEC source: 0001127602-21-019090 · form4.xml · derivative · entry 3

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,497.965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · price: Each Restricted Cash Unit is the economic equivalent of one share of CIT common stock.

F4 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F4 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

SEC source: 0001127602-21-019090 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,950.189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · price: Each Restricted Cash Unit is the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-21-017237 · form4.xml · derivative · entry 3

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 752.588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each Restricted Cash Unit is the economic equivalent of one share of CIT common stock.

F4 · price: The restricted stock units vested on a Saturday, therefore, the closing price of CIT common stock on the immediately preceding Friday was used for the settlement.

F6 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F6 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-21-017237 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,452.224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each Restricted Cash Unit is the economic equivalent of one share of CIT common stock.

F4 · price: The restricted stock units vested on a Saturday, therefore, the closing price of CIT common stock on the immediately preceding Friday was used for the settlement.

SEC source: 0001127602-21-016592 · form4.xml · derivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,752.114

Underlying: Common Stock · 2,752.114 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F2 · shares: Filer elected to receive 100% stock upon settlement.

F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2022 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

SEC source: 0001127602-20-017222 · form4.xml · derivative · entry 7

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,744.56 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F7 · derivative.exercise_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F7 · derivative.expiration_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-20-017222 · form4.xml · derivative · entry 6

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752.588

Underlying: Common Stock · 752.587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F6 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F6 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-20-017222 · form4.xml · derivative · entry 5

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.001

Underlying: Common Stock · 856.531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F5 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F5 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-20-017222 · form4.xml · nonDerivative · entry 3

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,699.636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-20-017222 · form4.xml · nonDerivative · entry 2

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,955.076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-20-017222 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,202.489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-20-016546 · form4.xml · derivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,497.965

Underlying: Common Stock · 9,497.965 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F2 · shares: Filer elected to receive 100% stock upon settlement.

F1 · derivative.exercise_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

F1 · derivative.expiration_date: RSUs are scheduled to vest 100% on June 1, 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the date of settlement.

SEC source: 0001127602-20-011813 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,345.958

SEC source: 0001127602-20-011590 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,845.958

SEC source: 0001127602-20-009903 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,845.958

SEC source: 0001127602-19-026731 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,745.958

SEC source: 0001127602-19-018758 · form4.xml · derivative · entry 8

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.001

Underlying: Common Stock · 949.525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F8 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F8 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-19-018758 · form4.xml · derivative · entry 7

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856.532

Underlying: Common Stock · 856.531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F7 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F7 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-19-018758 · form4.xml · derivative · entry 6

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505.175

Underlying: Common Stock · 752.587 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F6 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F6 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-19-018758 · form4.xml · nonDerivative · entry 3

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,745.958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-19-018758 · form4.xml · nonDerivative · entry 2

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,796.433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-19-018758 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,939.902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-19-018758 · form4.xml · derivative · entry 5

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744.56

Underlying: Common Stock · 2,744.56 shares

Expires not disclosed

F5 · derivative.exercise_price: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · shares: Filer elected to receive 100% stock upon settlement.

F5 · derivative.exercise_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F5 · derivative.expiration_date: RSUs are scheduled to vest fully on May 15, 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-18-024779 · form4.xml · derivative · entry 4

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.002

Underlying: Common Stock · 504.46 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F4 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-18-024779 · form4.xml · nonDerivative · entry 2

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,187.315

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

SEC source: 0001127602-18-024779 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,439.545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-18-017808 · form4.xml · derivative · entry 5

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,713.063

Underlying: Common Stock · 856.531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

F7 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F7 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2018, 2019, and 2020 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-18-017808 · form4.xml · derivative · entry 4

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949.526

Underlying: Common Stock · 949.525 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit ("RSU") has the economic equivalent of one share of CIT common stock.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

F6 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F6 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2017, 2018, and 2019 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-18-017808 · form4.xml · nonDerivative · entry 2

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,935.085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-18-017808 · form4.xml · nonDerivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078.554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Filer elected to receive 100% stock upon settlement.

F2 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F3 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

SEC source: 0001127602-18-016864 · form4.xml · derivative · entry 1

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257.762

Underlying: Common Stock · 2,257.762 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F2 · shares: Filer elected to receive 100% stock upon settlement.

F1 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on May 15, 2019, 2020, and 2021 and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

SEC source: 0001127602-17-025000 · form4.xml · derivative · entry 4

Frank Alan L · CIK 0001649471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504.462

Underlying: Common Stock · 504.46 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.exercise_price: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F1 · kind: The restricted stock units settled 50% in stock and 50% in cash, which was deemed to occur through an acquisition of 100% of the underlying shares of CIT common stock and a simultaneous disposition to the issuer of 50% of the underlying shares of CIT common stock.

F2 · price: Each restricted stock unit ("RSU") had the economic equivalent of one share of CIT common stock.

F4 · derivative.exercise_date: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.

F4 · derivative.expiration_date: RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the date of grant and are payable 50% in shares of CIT common stock and 50% in cash. The cash payment shall be based on the closing price of CIT common stock on the vesting date.