Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRSTENERGY CORPFE · Entity 3171 | EVP & President FE Generation | March 01, 2017 | March 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRSTENERGY CORP
Report date March 01, 2017 · Filed March 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 99,623.675 |
Last balance in matching sequence
After 2017-03-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-03-01 · Exercise / conversion · Acquired 39,156 · Balance 116,322.675 F1: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F2: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan. F3: Balance includes shares acquired through dividend reinvestment. Row 2 · 2017-03-01 · Tax withholding · Disposed 16,699 · Balance 99,623.675 F1: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F3: Balance includes shares acquired through dividend reinvestment. |
| RSUP19SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-03-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-03-01 · Exercise / conversion · Disposed 39,156 · Balance 0 F5: 1 for 1 F1: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F2: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 1,552.302 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,552.302 F4: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of January 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment.
F2: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan.
F3: Balance includes shares acquired through dividend reinvestment.
F4: FE's 401(k) Savings Plan includes a unitized fund invested in FE stock, in which the reporting person may invest, and includes dividend reinvestment and company match features. The number of shares reported as indirectly held in the 401(k) Plan in this row is an estimate of the number of shares of FE's common stock held in the unitized stock fund and allocated to the reporting person's account as of January 31, 2017.
F5: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 3, 2017 21:16 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionRSUP19 · Derivative | 39,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010135 · form4.xml · derivative · entry 4 Lash James H · CIK 0001490185 · EVP & President FE Generation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,156 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: 1 for 1 F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F2 · price: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan. F1 · derivative.exercise_date: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F1 · derivative.expiration_date: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:16 UTC | FIRSTENERGY CORP FE · Entity 3171 | Tax withholdingCommon Stock | 16,699 | $31.74 | $530,026.26 |
DisclosureSEC source: 0001127602-17-010135 · form4.xml · nonDerivative · entry 2 Lash James H · CIK 0001490185 · EVP & President FE Generation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,623.675 F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F3 · balance_after: Balance includes shares acquired through dividend reinvestment. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:16 UTC | FIRSTENERGY CORP FE · Entity 3171 | Exercise / conversionCommon Stock | 39,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-010135 · form4.xml · nonDerivative · entry 1 Lash James H · CIK 0001490185 · EVP & President FE Generation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,322.675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The amount listed in Table II represents the vesting of the RSUP19 award. The award vested on March 1, 2017. The shares coded "F" were automatically withheld to cover income tax obligations associated with the payout. Amounts also include dividend reinvestment. F2 · price: 1 for 1. The RSUP19 award was previously granted for $0.00 consideration under the FirstEnergy Corp. 2007 Incentive Plan. F3 · balance_after: Balance includes shares acquired through dividend reinvestment. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 20:51 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantRSUP19 · Derivative | 38,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007662 · form4.xml · derivative · entry 3 Lash James H · CIK 0001490185 · EVP & President FE Generation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,716 Underlying: Common Stock · 38,716 shares Expires 2017-03-01 F3 · derivative.exercise_price: 1 for 1 F4 · shares: The Board approved the performance results for the performance-adjusted restricted stock unit grant (RSUP19), and this award will vest on March 1, 2017. Performance targets were achieved, so the award will be paid out at a performance rate of 162%. F4 · balance_after: The Board approved the performance results for the performance-adjusted restricted stock unit grant (RSUP19), and this award will vest on March 1, 2017. Performance targets were achieved, so the award will be paid out at a performance rate of 162%. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.