Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TUCOWS INC /PA/TCX · Entity 6660 | EVP Human Resources | March 01, 2017 | March 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TUCOWS INC /PA/
Report date March 01, 2017 · Filed March 06, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,937 |
Reported balance
After 2017-03-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-03-01 · Exercise / conversion · Acquired 30,937 · Balance 30,937 F1: This is an average exercise price. Actual exercise prices are available upon request. |
| Common StockSEC Table I · non-derivative | Direct | 18,997 |
Reported balance
After 2017-03-01 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2017-03-01 · Tax withholding · Disposed 11,940 · Balance 18,997 F2: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options. F3: This filing is to correct the earlier filing which did not take into account the net exercise used and erroneously reported the filer had received 30,937 shares in total. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an average exercise price. Actual exercise prices are available upon request.
F2: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.
F3: This filing is to correct the earlier filing which did not take into account the net exercise used and erroneously reported the filer had received 30,937 shares in total.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,250 | $21.10 Strike: $21.10 | $26,375.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · derivative · entry 13 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2023-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest equally at 25% per year after one year then being fully vested after 4 years. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | $19.41 Strike: $19.41 | $48,525.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · derivative · entry 12 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2022-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest equally at 25% per year after one year then being fully vested after 4 years. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,687 | $10.16 Strike: $10.16 | $47,619.92 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · derivative · entry 11 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,687 shares Expires 2020-11-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest equally at 25% per year after one year then being fully vested after 4 years. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,250 | $5.76 Strike: $5.76 | $36,000.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · derivative · entry 10 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest equally at 25% per year after one year then being fully vested after 4 years. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $5.52 Strike: $5.52 | $41,400.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · derivative · entry 9 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2019-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest equally at 25% per year after one year then being fully vested after 4 years. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,750 | $2.92 Strike: $2.92 | $25,550.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · derivative · entry 8 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,750 shares Expires 2018-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest equally at 25% per year after one year then being fully vested after 4 years. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 1,250 | $21.10 | $26,375.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · nonDerivative · entry 6 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 2,500 | $19.41 | $48,525.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · nonDerivative · entry 5 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 4,687 | $10.16 | $47,619.92 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · nonDerivative · entry 4 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 6,250 | $5.76 | $36,000.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · nonDerivative · entry 3 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 7,500 | $5.52 | $41,400.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · nonDerivative · entry 2 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 13:41 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 8,750 | $2.92 | $25,550.00 |
DisclosureSEC source: 0001437749-17-003731 · rdgdoc.xml · nonDerivative · entry 1 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 6, 2017 15:53 UTC Amendment | TUCOWS INC /PA/ TCX · Entity 6660 | Tax withholdingCommon Stock | 11,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-003848 · rdgdoc.xml · nonDerivative · entry 2 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,997 F2 · price: Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options. F3 · balance_after: This filing is to correct the earlier filing which did not take into account the net exercise used and erroneously reported the filer had received 30,937 shares in total. Read SEC document |
| March 01, 2017 Filed Mar 6, 2017 15:53 UTC Amendment | TUCOWS INC /PA/ TCX · Entity 6660 | Exercise / conversionCommon Stock | 30,937 | $7.29 | $225,468.86 |
DisclosureSEC source: 0001437749-17-003848 · rdgdoc.xml · nonDerivative · entry 1 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This is an average exercise price. Actual exercise prices are available upon request. Read SEC document |
| September 29, 2016 Filed Sep 30, 2016 15:54 UTC | TUCOWS INC /PA/ TCX · Entity 6660 | SaleCommon Stock | 20,708 | $32.13 | $665,246.57 |
DisclosureSEC source: 0001437749-16-039304 · rdgdoc.xml · nonDerivative · entry 1 Goertz Carla Anne · CIK 0001336254 · EVP Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The unit price in Column 4 is a weighted average with sales between $31.85 and $32.90 inclusive. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.