Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOUGLAS DYNAMICS, INCPLOW · Entity 5002 | SVP, Sales and Marketing | March 02, 2017 | March 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOUGLAS DYNAMICS, INC
Report date March 02, 2017 · Filed March 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 63,469 |
Ending reported balance
After 2017-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-02 · Grant · Acquired 11,450 · Balance 68,647 F1: Includes 2,415 shares that will vest in three equal annual installments and 6,022 shares that will vest in two equal annual installments, in each case beginning on March 6, 2018. Row 2 · 2017-03-06 · Sale · Disposed 5,178 · Balance 63,469 F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.40 to $32.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,415 shares that will vest in three equal annual installments and 6,022 shares that will vest in two equal annual installments, in each case beginning on March 6, 2018.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.40 to $32.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2017 Filed Mar 6, 2017 17:33 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | SaleCommon Stock | 5,178 | $32.46 | $168,086.16 |
DisclosureSEC source: 0001140361-17-010751 · doc1.xml · nonDerivative · entry 2 Adamson Mark · CIK 0001489479 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,469 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.40 to $32.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:33 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 11,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-010751 · doc1.xml · nonDerivative · entry 1 Adamson Mark · CIK 0001489479 · SVP, Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,647 F1 · shares: Includes 2,415 shares that will vest in three equal annual installments and 6,022 shares that will vest in two equal annual installments, in each case beginning on March 6, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.