Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Oaktree Specialty Lending CorpFSC · Entity 4863 | Director | February 17, 2017 | February 17, 2017 |
| Oaktree Strategic Income CorpFSFR · Entity 140960 | Director | March 02, 2017 | March 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Oaktree Specialty Lending Corp
Report date February 17, 2017 · Filed February 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,563.85 |
Reported balance
After 2017-02-17 transaction · row 1
1 source rowRow 1 · 2017-02-17 · Purchase · Acquired 20,000 · Balance 32,563.85 |
| Common StockSEC Table I · non-derivative | IndirectSee below | 50 |
Reported balance
Holding disclosure · report date 2017-02-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50 F1: The 50 shares of the Issuer indirectly owned and reported above are in a custodial account for Mr. Castro-Blanco's son, Michael Castro-Blanco. F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 750 |
Reported balance
Holding disclosure · report date 2017-02-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 750 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The 50 shares of the Issuer indirectly owned and reported above are in a custodial account for Mr. Castro-Blanco's son, Michael Castro-Blanco.
F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
Oaktree Strategic Income Corp
Report date March 02, 2017 · Filed March 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,092.58 |
Reported balance
After 2017-03-02 transaction · row 1
1 source rowRow 1 · 2017-03-02 · Purchase · Acquired 500 · Balance 1,092.58 |
| Common StockSEC Table I · non-derivative | IndirectBy wife | 1,000 |
Reported balance
Holding disclosure · report date 2017-03-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,000 F1: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2017 Filed Mar 6, 2017 17:03 UTC | Oaktree Strategic Income Corp FSFR · Entity 140960 | PurchaseCommon Stock | 500 | $8.87 | $4,433.35 |
DisclosureSEC source: 0001577791-17-000010 · wf-form4_148883777550667.xml · nonDerivative · entry 1 Castro-Blanco James · CIK 0001616327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,092.58 Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 20:19 UTC | Oaktree Specialty Lending Corp FSC · Entity 4863 | PurchaseCommon Stock | 20,000 | $4.62 | $92,400.00 |
DisclosureSEC source: 0001414932-17-000013 · wf-form4_148736278194782.xml · nonDerivative · entry 1 Castro-Blanco James · CIK 0001616327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,563.85 Read SEC document |
| August 31, 2016 Filed Sep 24, 2016 01:16 UTC Amendment | Oaktree Specialty Lending Corp FSC · Entity 4863 | PurchaseCommon Stock | 8,250 | $6.16 | $50,820.00 |
DisclosureSEC source: 0001144204-16-125127 · v449383_4a.xml · nonDerivative · entry 1 Castro-Blanco James · CIK 0001616327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300.489 F1 · balance_after: The reporting person is amending the previously filed Form 4 of 9/2/16 to correct the amount of securities beneficially owned, which was incorrectly reported in the original Form 4 by excluding securities indirectly owned and 0.489 directly-owned securities that were acquired pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| September 28, 2015 Filed Sep 24, 2016 01:15 UTC Amendment | Oaktree Specialty Lending Corp FSC · Entity 4863 | PurchaseCommon Stock | 3,000 | $6.58 | $19,740.00 |
DisclosureSEC source: 0001144204-16-125126 · v449382_4a.xml · nonDerivative · entry 1 Castro-Blanco James · CIK 0001616327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,674.068 F1 · balance_after: The reporting person is amending the previously filed Form 4 of 9/29/15 to correct the amount of securities beneficially owned, which was incorrectly reported in the original Form 4 by excluding securities indirectly owned and directly-owned securities that were acquired pursuant to the Issuer's dividend reinvestment plan. Read SEC document |
| February 13, 2015 Filed Sep 24, 2016 01:15 UTC Amendment | Oaktree Specialty Lending Corp FSC · Entity 4863 | PurchaseCommon Stock | 650 | $7.25 | $4,712.50 |
DisclosureSEC source: 0001144204-16-125125 · v449381_4a.xml · nonDerivative · entry 1 Castro-Blanco James · CIK 0001616327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650 Read SEC document |
| December 18, 2014 Filed Sep 24, 2016 01:13 UTC Amendment | Oaktree Specialty Lending Corp FSC · Entity 4863 | PurchaseCommon Stock | 750 | $8.06 | $6,042.98 |
DisclosureSEC source: 0001144204-16-125124 · v449380_4a.xml · nonDerivative · entry 1 Castro-Blanco James · CIK 0001616327 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 750 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.