Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CSX CORPCSX · Entity 442 | VP and Controller | February 22, 2017 | March 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CSX CORP
Report date February 22, 2017 · Filed March 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,690 |
Reported balance
After 2017-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-22 · Grant · Acquired 2,015 · Balance 8,690 F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $48.39 · Expires 2027-02-22 | Direct | 8,897 |
Reported balance
After 2017-02-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-22 · Grant · Acquired 8,897 · Balance 8,897 |
| Common StockSEC Table I · non-derivative | IndirectThe Carolyn T. Sizemore Living Trust | 58,876 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 58,876 F2: By Carolyn T. Sizemore, Trustee. |
| Common StockSEC Table I · non-derivative | IndirectExecutive Deferred Compensation Plan | 55,736 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 55,736 F3: By Trustee, CSX Corporation Executive Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectCSX Corporation 401(k) Plan | 7,582 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,582 F4: By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020.
F2: By Carolyn T. Sizemore, Trustee.
F3: By Trustee, CSX Corporation Executive Deferred Compensation Plan.
F4: By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Mar 8, 2017 00:16 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 8,897 | $48.39 Strike: $48.39 | $430,525.83 |
DisclosureSEC source: 0001209191-17-019039 · doc4.xml · derivative · entry 5 SIZEMORE CAROLYN T · CIK 0001203265 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,897 Underlying: Common Stock · 8,897 shares Expires 2027-02-22 Read SEC document |
| February 22, 2017 Filed Mar 8, 2017 00:16 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 2,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019039 · doc4.xml · nonDerivative · entry 1 SIZEMORE CAROLYN T · CIK 0001203265 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,690 F1 · security: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:33 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 593 | $36.88 | $21,869.84 |
DisclosureSEC source: 0001209191-17-004867 · doc4.xml · nonDerivative · entry 2 SIZEMORE CAROLYN T · CIK 0001203265 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,898 F2 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:33 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 1,816 | $36.88 | $66,974.08 |
DisclosureSEC source: 0001209191-17-004867 · doc4.xml · nonDerivative · entry 1 SIZEMORE CAROLYN T · CIK 0001203265 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,491 F1 · shares: Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.