Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CSX CORPCSX · Entity 442 | SVP & CAO | February 22, 2017 | March 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CSX CORP
Report date February 22, 2017 · Filed March 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,597 |
Reported balance
After 2017-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-02-22 · Grant · Acquired 5,038 · Balance 18,597 F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020. |
| OptionSEC Table II · derivative / convertible security · Conversion / exercise price $48.39 · Expires 2027-02-22 | Direct | 22,242 |
Reported balance
After 2017-02-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-22 · Grant · Acquired 22,242 · Balance 22,242 |
| Common StockSEC Table I · non-derivative | IndirectCSX Executive Deferred Compensation Plan | 7,343 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,343 F2: By Trustee, CSX Corporation Executive Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | IndirectCSX Corporation 401(k) Plan | 4,751 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,751 F3: By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund. |
| Common StockSEC Table I · non-derivative | IndirectInvestment Account | 9,965 |
Reported balance
Holding disclosure · report date 2017-02-22 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 9,965 F4: Shares held in the name of the Reporting Person's spouse. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020.
F2: By Trustee, CSX Corporation Executive Deferred Compensation Plan.
F3: By Trustee, CSX Corporation Savings Thrift Plan. Reflects equivalent shares of cash value held in CSX Stock Fund, which amounts will fluctuate dependent upon daily net asset value of the fund.
F4: Shares held in the name of the Reporting Person's spouse.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Mar 8, 2017 00:08 UTC | CSX CORP CSX · Entity 442 | GrantOption · Derivative | 22,242 | $48.39 Strike: $48.39 | $1,076,290.38 |
DisclosureSEC source: 0001209191-17-019025 · doc4.xml · derivative · entry 5 Brown Cressie D · CIK 0001678906 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,242 Underlying: Common Stock · 22,242 shares Expires 2027-02-22 Read SEC document |
| February 22, 2017 Filed Mar 8, 2017 00:08 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 5,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-019025 · doc4.xml · nonDerivative · entry 1 Brown Cressie D · CIK 0001678906 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,597 F1 · security: Restricted stock units awarded pursuant to the CSX Corporation 2017 - 2019 Long-Term Incentive Plan. The units vest on February 22, 2020. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 20:49 UTC | CSX CORP CSX · Entity 442 | Tax withholdingCommon Stock | 845 | $36.88 | $31,163.60 |
DisclosureSEC source: 0001209191-17-004806 · doc4.xml · nonDerivative · entry 2 Brown Cressie D · CIK 0001678906 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,559 F2 · shares: Withholding of stock to satisfy tax obligation. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 20:49 UTC | CSX CORP CSX · Entity 442 | GrantCommon Stock | 2,597 | $36.88 | $95,777.36 |
DisclosureSEC source: 0001209191-17-004806 · doc4.xml · nonDerivative · entry 1 Brown Cressie D · CIK 0001678906 · SVP & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,404 F1 · shares: Shares awarded pursuant to the CSX 2014 - 2016 Long Term Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.