Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SAIA INCSAIA · Entity 3590 | VP-Transportation and Engineer | March 08, 2017 | March 09, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SAIA INC
Report date March 08, 2017 · Filed March 09, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,712 |
Reported balance
After 2017-03-08 transaction · row 1
1 source rowRow 1 · 2017-03-08 · Sale · Disposed 18,000 · Balance 15,712 |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 9,389.345 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 9,389.345 F1: The conversion rate of this derivative security on March 8, 2017 is 1.1936 resulting in 11,206.70 shares of common stock (underlying security in column 7). F2: Immediate F3: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $43.01 · Expires 2022-02-03 | Direct | 6,750 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 6,750 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.45 · Expires 2023-02-08 | Direct | 12,210 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 12,210 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.35 · Expires 2024-02-07 | Direct | 3,250 |
Reported balance
Holding disclosure · report date 2017-03-08 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 3,250 |
Filing footnotes · ownership attribution and instrument terms
F1: The conversion rate of this derivative security on March 8, 2017 is 1.1936 resulting in 11,206.70 shares of common stock (underlying security in column 7).
F2: Immediate
F3: The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2017 Filed Mar 9, 2017 21:32 UTC | SAIA INC SAIA · Entity 3590 | SaleCommon Stock | 18,000 | $46.31 | $833,563.80 |
DisclosureSEC source: 0001562180-17-001219 · primarydocument.xml · nonDerivative · entry 1 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,712 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:16 UTC | SAIA INC SAIA · Entity 3590 | Exercise / conversionStock Options (Right to Buy) · Derivative | 6,570 | $0.00 Strike: $31.50 | $0.00 |
DisclosureSEC source: 0001562180-17-001180 · primarydocument.xml · derivative · entry 3 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,570 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:16 UTC | SAIA INC SAIA · Entity 3590 | SaleCommon Stock | 6,570 | $47.10 | $309,447.00 |
DisclosureSEC source: 0001562180-17-001180 · primarydocument.xml · nonDerivative · entry 2 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,712 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:16 UTC | SAIA INC SAIA · Entity 3590 | Exercise / conversionCommon Stock | 6,570 | $31.50 | $206,955.00 |
DisclosureSEC source: 0001562180-17-001180 · primarydocument.xml · nonDerivative · entry 1 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:07 UTC | SAIA INC SAIA · Entity 3590 | GrantStock Options (Right to Buy) · Derivative | 3,250 | $0.00 Strike: $46.35 | $0.00 |
DisclosureSEC source: 0001562180-17-000595 · primarydocument.xml · derivative · entry 5 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 3,250 shares Expires 2024-02-07 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:07 UTC | SAIA INC SAIA · Entity 3590 | Tax withholdingCommon Stock | 2,275 | $46.35 | $105,446.25 |
DisclosureSEC source: 0001562180-17-000595 · primarydocument.xml · nonDerivative · entry 4 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,712 F4 · shares: Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2012. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:07 UTC | SAIA INC SAIA · Entity 3590 | Tax withholdingCommon Stock | 743 | $46.35 | $34,438.05 |
DisclosureSEC source: 0001562180-17-000595 · primarydocument.xml · nonDerivative · entry 3 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,987 F3 · shares: Shares withheld at officer's election to cover tax liabilities incurred upon the issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/14-12/31/16 performance period. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:07 UTC | SAIA INC SAIA · Entity 3590 | GrantCommon Stock | 2,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000595 · primarydocument.xml · nonDerivative · entry 2 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,730 F2 · shares: Issuance of Performance Unit Awards under the 2011 Omnibus Incentive Plan for the 1/1/14-12/31/16 performance period. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:07 UTC | SAIA INC SAIA · Entity 3590 | GrantCommon Stock | 1,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000595 · primarydocument.xml · nonDerivative · entry 1 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,482 F1 · shares: Restricted shares granted as part of the long-term incentive program approved by the Compensation Committee. The restricted stock award cliff vests in year three. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:01 UTC | SAIA INC SAIA · Entity 3590 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,510 | $0.00 Strike: $27.28 | $0.00 |
DisclosureSEC source: 0001562180-16-003510 · primarydocument.xml · derivative · entry 6 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,510 shares Expires 2020-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:01 UTC | SAIA INC SAIA · Entity 3590 | Exercise / conversionStock Options (Right to Buy) · Derivative | 10,065 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003510 · primarydocument.xml · derivative · entry 5 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,065 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:01 UTC | SAIA INC SAIA · Entity 3590 | SaleCommon Stock | 9,510 | $40.75 | $387,568.64 |
DisclosureSEC source: 0001562180-16-003510 · primarydocument.xml · nonDerivative · entry 4 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,201 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:01 UTC | SAIA INC SAIA · Entity 3590 | SaleCommon Stock | 10,065 | $40.75 | $410,187.00 |
DisclosureSEC source: 0001562180-16-003510 · primarydocument.xml · nonDerivative · entry 3 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,711 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:01 UTC | SAIA INC SAIA · Entity 3590 | Exercise / conversionCommon Stock | 9,510 | $27.28 | $259,432.80 |
DisclosureSEC source: 0001562180-16-003510 · primarydocument.xml · nonDerivative · entry 2 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 22:01 UTC | SAIA INC SAIA · Entity 3590 | Exercise / conversionCommon Stock | 10,065 | $11.00 | $110,715.00 |
DisclosureSEC source: 0001562180-16-003510 · primarydocument.xml · nonDerivative · entry 1 Balius Brian A · CIK 0001549311 · VP-Transportation and Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.