Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOODYEAR TIRE & RUBBER CO /OH/GT · Entity 753 | SVP, Business Transformation | March 15, 2017 | March 16, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOODYEAR TIRE & RUBBER CO /OH/
Report date March 15, 2017 · Filed March 16, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,889 |
Ending reported balance
After 2017-03-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-03-15 · Exercise / conversion · Acquired 13,963 · Balance 63,852 Row 2 · 2017-03-15 · Tax withholding · Disposed 9,242 · Balance 54,610 F1: This transaction was executed in multiple trades at prices ranging from $36.88 to $36.905. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected. Row 3 · 2017-03-15 · Sale · Disposed 4,721 · Balance 49,889 F1: This transaction was executed in multiple trades at prices ranging from $36.88 to $36.905. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected. |
| 2008 Plan OptionSEC Table II · derivative / convertible security · Conversion / exercise price $12.94 · Expires 2022-02-27 | Direct | 0 |
Reported balance
After 2017-03-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-03-15 · Exercise / conversion · Disposed 13,963 · Balance 0 F2: Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan. F3: The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (February 27, 2012). |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $36.88 to $36.905. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected.
F2: Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan.
F3: The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (February 27, 2012).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 16, 2017 20:38 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | Exercise / conversion2008 Plan Option · Derivative | 13,963 | $0.00 Strike: $12.94 | $0.00 |
DisclosureSEC source: 0001209191-17-021107 · doc4.xml · derivative · entry 4 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,963 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2008 Performance Plan. F3 · derivative.exercise_date: The option vested and became exercisable in 25% increments over four years commencing one year after the date of grant (February 27, 2012). Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 20:38 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | SaleCommon Stock | 4,721 | $36.89 | $174,136.92 |
DisclosureSEC source: 0001209191-17-021107 · doc4.xml · nonDerivative · entry 3 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,889 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.88 to $36.905. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 20:38 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | Tax withholdingCommon Stock | 9,242 | $36.89 | $340,896.72 |
DisclosureSEC source: 0001209191-17-021107 · doc4.xml · nonDerivative · entry 2 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,610 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.88 to $36.905. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 20:38 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | Exercise / conversionCommon Stock | 13,963 | $12.94 | $180,681.22 |
DisclosureSEC source: 0001209191-17-021107 · doc4.xml · nonDerivative · entry 1 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:12 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | Grant2013 Plan Option · Derivative | 17,384 | $0.00 Strike: $35.26 | $0.00 |
DisclosureSEC source: 0001209191-17-015988 · doc4.xml · derivative · entry 2 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,384 Underlying: Common Stock · 17,384 shares Expires 2027-02-27 F2 · security: Non-Qualified Stock Option in respect of shares of common stock granted under the 2013 Performance Plan. F3 · derivative.exercise_date: The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:12 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | Grant2013 Plan Performance Shares · Derivative | 3,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015988 · doc4.xml · derivative · entry 1 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,970 Underlying: Common Stock · 3,970 shares Expires not disclosed F1 · security: Performance Share Unit grant under the 2013 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2020. The number of Units paid, which can range from 0% to 200% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2019, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2019. F1 · derivative.exercise_price: Performance Share Unit grant under the 2013 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2020. The number of Units paid, which can range from 0% to 200% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2019, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2019. F1 · derivative.exercise_date: Performance Share Unit grant under the 2013 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2020. The number of Units paid, which can range from 0% to 200% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2019, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2019. F1 · derivative.expiration_date: Performance Share Unit grant under the 2013 Performance Plan, contingently payable (to the extent earned) 100% in shares of common stock in February 2020. The number of Units paid, which can range from 0% to 200% of the Units reported on this Form 4, depends on the attainment of certain performance targets over a 3-year period ending December 31, 2019, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year period ending December 31, 2019. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:16 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | Exercise / conversion2013 Plan Performance Shares · Derivative | 6,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008183 · doc4.xml · derivative · entry 3 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This Form 4 reports the conversion of 174% of the base number of Units granted, payable 100% in common stock. F2 · derivative.exercise_date: This Form 4 reports the conversion of 174% of the base number of Units granted, payable 100% in common stock. F2 · derivative.expiration_date: This Form 4 reports the conversion of 174% of the base number of Units granted, payable 100% in common stock. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:16 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | Tax withholdingCommon Stock | 2,053 | $32.07 | $65,839.71 |
DisclosureSEC source: 0001209191-17-008183 · doc4.xml · nonDerivative · entry 2 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,889 F1 · kind: Shares of common stock withheld by the issuer for the payment of withholding taxes. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 02:16 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | Exercise / conversionCommon Stock | 6,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008183 · doc4.xml · nonDerivative · entry 1 NOECHEL RICHARD J · CIK 0001250211 · SVP, Business Transformation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.