Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ETSY INCETSY · Entity 2395 | Director · President, CEO and Chair | March 15, 2017 | March 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ETSY INC
Report date March 15, 2017 · Filed March 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.23 · Expires 2027-03-14 | Direct | 414,236 |
Reported balance
After 2017-03-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-15 · Grant · Acquired 414,236 · Balance 414,236 F1: The stock options will become exercisable in 48 equal monthly installments beginning on April 15, 2017, provided the reporting person remains continuously employed on each vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 53,282 |
Reported balance
After 2017-03-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-15 · Grant · Acquired 53,282 · Balance 53,282 F2: The reporting person has irrevocably elected to satisfy all withholding tax due upon the delivery of shares by authorizing Etsy, Inc. to withhold a sufficient amount of shares to satisfy such tax obligation. F3: Units correspond 1-for-1 with common stock. F4: The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, provided the reporting person remains continuously employed on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options will become exercisable in 48 equal monthly installments beginning on April 15, 2017, provided the reporting person remains continuously employed on each vesting date.
F2: The reporting person has irrevocably elected to satisfy all withholding tax due upon the delivery of shares by authorizing Etsy, Inc. to withhold a sufficient amount of shares to satisfy such tax obligation.
F3: Units correspond 1-for-1 with common stock.
F4: The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, provided the reporting person remains continuously employed on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 17, 2017 17:02 UTC | ETSY INC ETSY · Entity 2395 | GrantRestricted Stock Units · Derivative | 53,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001370637-17-000029 · wf-form4_148978453243580.xml · derivative · entry 2 Dickerson Chad · CIK 0001639364 · Director · President, CEO and Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,282 Underlying: Common Stock · 53,282 shares Expires not disclosed F2 · security: The reporting person has irrevocably elected to satisfy all withholding tax due upon the delivery of shares by authorizing Etsy, Inc. to withhold a sufficient amount of shares to satisfy such tax obligation. F3 · derivative.exercise_price: Units correspond 1-for-1 with common stock. F4 · derivative.exercise_date: The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, provided the reporting person remains continuously employed on each vesting date. F4 · derivative.expiration_date: The restricted stock units vest in 16 equal quarterly installments, beginning on July 1, 2017, provided the reporting person remains continuously employed on each vesting date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 17:02 UTC | ETSY INC ETSY · Entity 2395 | GrantEmployee stock option (right to buy) · Derivative | 414,236 | $0.00 Strike: $10.23 | $0.00 |
DisclosureSEC source: 0001370637-17-000029 · wf-form4_148978453243580.xml · derivative · entry 1 Dickerson Chad · CIK 0001639364 · Director · President, CEO and Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,236 Underlying: Common Stock · 414,236 shares Expires 2027-03-14 F1 · derivative.exercise_date: The stock options will become exercisable in 48 equal monthly installments beginning on April 15, 2017, provided the reporting person remains continuously employed on each vesting date. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 16:41 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 1,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001370637-16-000115 · wf-form4_147621844775018.xml · derivative · entry 6 Dickerson Chad · CIK 0001639364 · Director · President, CEO and Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,711 Underlying: Common Stock · 1,000 shares Expires 2021-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the original stock option became exercisable on July 19, 2012, with the remainder exercisable in 36 equal monthly installments thereafter. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 16:41 UTC | ETSY INC ETSY · Entity 2395 | SaleCommon Stock | 1,000 | $16.00 | $16,000.00 |
DisclosureSEC source: 0001370637-16-000115 · wf-form4_147621844775018.xml · nonDerivative · entry 4 Dickerson Chad · CIK 0001639364 · Director · President, CEO and Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,356 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 16:41 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionCommon Stock | 1,000 | $2.30 | $2,300.00 |
DisclosureSEC source: 0001370637-16-000115 · wf-form4_147621844775018.xml · nonDerivative · entry 3 Dickerson Chad · CIK 0001639364 · Director · President, CEO and Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 16:41 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 104,289 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001370637-16-000115 · wf-form4_147621844775018.xml · derivative · entry 5 Dickerson Chad · CIK 0001639364 · Director · President, CEO and Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,711 Underlying: Common Stock · 104,289 shares Expires 2021-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the original stock option became exercisable on July 19, 2012, with the remainder exercisable in 36 equal monthly installments thereafter. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 16:41 UTC | ETSY INC ETSY · Entity 2395 | SaleCommon Stock | 104,289 | $16.00 | $1,668,624.00 |
DisclosureSEC source: 0001370637-16-000115 · wf-form4_147621844775018.xml · nonDerivative · entry 2 Dickerson Chad · CIK 0001639364 · Director · President, CEO and Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,356 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 16:41 UTC | ETSY INC ETSY · Entity 2395 | Exercise / conversionCommon Stock | 104,289 | $2.30 | $239,864.70 |
DisclosureSEC source: 0001370637-16-000115 · wf-form4_147621844775018.xml · nonDerivative · entry 1 Dickerson Chad · CIK 0001639364 · Director · President, CEO and Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 857,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.