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Cox R Mark

Disclosed activity across 1 company

Tapewire entity
177696
SEC CIK
0001376143

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB · Entity 1492Exec VP Corporate DevelopmentMarch 16, 2017March 20, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP

Report date March 16, 2017 · Filed March 20, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock - DirectSEC Table I · non-derivativeDirect55,585 Ending reported balance After 2017-03-16 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-03-16 · Grant · Acquired 4,342 · Balance 56,953

Row 2 · 2017-03-16 · Tax withholding · Disposed 1,368 · Balance 55,585

F1: Shares were withheld from issuance to satisfy tax obligations.

Filing footnotes · ownership attribution and instrument terms

F1: Shares were withheld from issuance to satisfy tax obligations.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2017 Filed Mar 20, 2017 12:50 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 Tax withholdingCommon Stock - Direct 1,368 $77.46 $105,965.28
Disclosure

SEC source: 0001209191-17-021591 · doc4.xml · nonDerivative · entry 2

Cox R Mark · CIK 0001376143 · Exec VP Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,585

F1 · price: Shares were withheld from issuance to satisfy tax obligations.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 12:50 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock - Direct 4,342 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021591 · doc4.xml · nonDerivative · entry 1

Cox R Mark · CIK 0001376143 · Exec VP Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,953

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:54 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 SaleCommon Stock - Direct 10,000 $80.28 $802,847.00
Disclosure

SEC source: 0001209191-17-016855 · doc4.xml · nonDerivative · entry 1

Cox R Mark · CIK 0001376143 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,611

F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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February 07, 2017 Filed Feb 9, 2017 22:44 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantNon-Qualified Stock Option · Derivative 1,820 $0.00 Strike: $87.05 $0.00
Disclosure

SEC source: 0001209191-17-009184 · doc4.xml · derivative · entry 2

Cox R Mark · CIK 0001376143 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,820 shares

Expires 2027-02-07

F2 · derivative.exercise_date: Options vest 25% per year beginning March 1, 2018.

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February 07, 2017 Filed Feb 9, 2017 22:44 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock - Direct 1,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009184 · doc4.xml · nonDerivative · entry 1

Cox R Mark · CIK 0001376143 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,611

F1 · price: Fair Market Value of stock on Feb. 7, 2017 was $87.05 per share.

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December 13, 2016 Filed Dec 14, 2016 21:21 UTC WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP WAB · Entity 1492 GrantCommon Stock - Direct 1,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155161 · doc4.xml · nonDerivative · entry 1

Cox R Mark · CIK 0001376143 · Sr. VP - Corporate Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,791

F1 · price: FMV of stock on December 13, 2016 was $81.925 per share.

F2 · price: Shares vest on December 13, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.